BERTOLINI MARK T (Chairman and CEO) exercised options at AETNA INC /PA/

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 6 exercises

BERTOLINI MARK T

Filed: 11/28/2018ACC: 0001122304-18-000167

InsiderBERTOLINI MARK TCIK 1352552

→

IssuerAETNA INC /PA/CIK 1122304

DirectorOfficer· Chairman and CEO

Since Nov 2018

-2.86M

Net shares

Net seller

$21.53M

Total sold

Open market trades

0B · 0S

Total transactions

220.56K acquired · 3.08M disposed

Non-Derivative Transactions14

Common Stock

Direct

M · Option Exercise

+72.50K

Price / share

—

Trade value

—

% of position

140.7%

11/28/2018

51.54K→124.04K

Common Stock

Direct

M · Option Exercise

+32.33K

Price / share

—

Trade value

—

% of position

26.1%

11/28/2018

124.04K→156.37K

Common Stock

Direct

M · Option Exercise

+8.89K

Price / share

—

Trade value

—

% of position

5.7%

11/28/2018

156.37K→165.26K

Common Stock

Direct

M · Option Exercise

+13.22K

Price / share

—

Trade value

—

% of position

8.0%

11/28/2018

165.26K→178.48K

Common Stock

Direct

M · Option Exercise

+17.57K

Price / share

—

Trade value

—

% of position

9.8%

11/28/2018

178.48K→196.05K

Common Stock

Direct

M · Option Exercise

+76.04K

Price / share

—

Trade value

—

% of position

38.8%

11/28/2018

196.05K→272.10K

Common Stock

Direct

F · Tax Withholding

−102.99K

Price / share

$209.01

Trade value

$21.53M

% of position

37.9%

11/28/2018

272.10K→169.11K

Common Stock

Direct

D · Disposition

−169.11K

Price / share

—

Trade value

—

% of position

New position

11/28/2018

169.11K→0.00

Common Stock

Indirect

D · Disposition

−119.45K

Price / share

—

Trade value

—

% of position

New position

11/28/2018

119.45K→0.00

Common Stock

Indirect

D · Disposition

−107.10K

Price / share

—

Trade value

—

% of position

New position

11/28/2018

107.10K→0.00

Common Stock

Indirect

D · Disposition

−107.58K

Price / share

—

Trade value

—

% of position

New position

11/28/2018

107.58K→0.00

Common Stock

Indirect

D · Disposition

−259.97K

Price / share

—

Trade value

—

% of position

New position

11/28/2018

259.97K→0.00

Common Stock

Indirect

D · Disposition

−134.65K

Price / share

—

Trade value

—

% of position

New position

11/28/2018

134.65K→0.00

Common Stock

Indirect

D · Disposition

−14.96K

Price / share

—

Trade value

—

% of position

New position

11/28/2018

14.96K→0.00

Total

Net shares

−795.24K

Net value

-$21.53M

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	11/28/2018	M · Option Exercise	+72.50K	—	—	140.7%	51.54K	124.04K
Common Stock Direct	11/28/2018	M · Option Exercise	+32.33K	—	—	26.1%	124.04K	156.37K
Common Stock Direct	11/28/2018	M · Option Exercise	+8.89K	—	—	5.7%	156.37K	165.26K
Common Stock Direct	11/28/2018	M · Option Exercise	+13.22K	—	—	8.0%	165.26K	178.48K
Common Stock Direct	11/28/2018	M · Option Exercise	+17.57K	—	—	9.8%	178.48K	196.05K
Common Stock Direct	11/28/2018	M · Option Exercise	+76.04K	—	—	38.8%	196.05K	272.10K
Common Stock Direct	11/28/2018	F · Tax Withholding	−102.99K	$209.01	$21.53M	37.9%	272.10K	169.11K
Common Stock Direct	11/28/2018	D · Disposition	−169.11K	—	—	New position	169.11K	0.00
Common Stock Indirect	11/28/2018	D · Disposition	−119.45K	—	—	New position	119.45K	0.00
Common Stock Indirect	11/28/2018	D · Disposition	−107.10K	—	—	New position	107.10K	0.00
Common Stock Indirect	11/28/2018	D · Disposition	−107.58K	—	—	New position	107.58K	0.00
Common Stock Indirect	11/28/2018	D · Disposition	−259.97K	—	—	New position	259.97K	0.00
Common Stock Indirect	11/28/2018	D · Disposition	−134.65K	—	—	New position	134.65K	0.00
Common Stock Indirect	11/28/2018	D · Disposition	−14.96K	—	—	New position	14.96K	0.00
Total			−795.24K		-$21.53M

Derivative Transactions11

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

8.89K shares

−8.89K

Strike price

Held after

0.00

Exercisable

—

11/28/2018

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

13.22K shares

−13.22K

Strike price

Held after

0.00

Exercisable

—

11/28/2018

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

17.57K shares

−17.57K

Strike price

Held after

0.00

Exercisable

—

11/28/2018

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

76.04K shares

−76.04K

Strike price

Held after

0.00

Exercisable

—

11/28/2018

Stock Appreciation Rights

Direct

D · Disposition

Converts to

Common Stock

299.75K shares

−299.75K

Strike price

32.11

Held after

0.00

Exercisable

—

11/28/2018

Stock Appreciation Right

Direct

D · Disposition

Converts to

Common Stock

500K shares

−500K

Strike price

64.25

Held after

0.00

Exercisable

—

11/28/2018

Stock Appreciation Rights

Direct

D · Disposition

Converts to

Common Stock

304.63K shares

−304.63K

Strike price

72.26

Held after

0.00

Exercisable

—

11/28/2018

Stock Appreciation Rights

Direct

D · Disposition

Converts to

Common Stock

253.48K shares

−253.48K

Strike price

100.50

Held after

0.00

Exercisable

—

11/28/2018

Stock Appreciation Rights

Direct

D · Disposition

Converts to

Common Stock

253.24K shares

−253.24K

Strike price

103.45

Held after

0.00

Exercisable

—

11/28/2018

Stock Appreciation Rights

Direct

D · Disposition

Converts to

Common Stock

260.04K shares

−260.04K

Strike price

125.27

Held after

0.00

Exercisable

—

11/28/2018

Deferred Stock Units

Direct

D · Disposition

Converts to

Common Stock

74.14K shares

−74.14K

Strike price

Held after

0.00

Exercisable

—

11/28/2018

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable
Restricted Stock Units Direct	Common Stock8.89K shares	11/28/2018	M · Option Exercise	−8.89K		—
Restricted Stock Units Direct	Common Stock13.22K shares	11/28/2018	M · Option Exercise	−13.22K		—
Restricted Stock Units Direct	Common Stock17.57K shares	11/28/2018	M · Option Exercise	−17.57K		—
Restricted Stock Units Direct	Common Stock76.04K shares	11/28/2018	M · Option Exercise	−76.04K		—
Stock Appreciation Rights Direct	Common Stock299.75K shares	11/28/2018	D · Disposition	−299.75K	32.11	—
Stock Appreciation Right Direct	Common Stock500K shares	11/28/2018	D · Disposition	−500K	64.25	—
Stock Appreciation Rights Direct	Common Stock304.63K shares	11/28/2018	D · Disposition	−304.63K	72.26	—
Stock Appreciation Rights Direct	Common Stock253.48K shares	11/28/2018	D · Disposition	−253.48K	100.50	—
Stock Appreciation Rights Direct	Common Stock253.24K shares	11/28/2018	D · Disposition	−253.24K	103.45	—
Stock Appreciation Rights Direct	Common Stock260.04K shares	11/28/2018	D · Disposition	−260.04K	125.27	—
Deferred Stock Units Direct	Common Stock74.14K shares	11/28/2018	D · Disposition	−74.14K		—