BERTKE ROBERT (Chief Technology Officer) sold 3.15K shares of I3 VERTICALS, INC. on the open market

Open‑market sale worth $100.8K. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 1 sale

BERTKE ROBERT

Filed: 12/21/2020ACC: 0001209191-20-064685

InsiderBERTKE ROBERTCIK 1737502

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IssuerI3 VERTICALS, INC.CIK 1728688

Officer· Chief Technology Officer

Since Feb 2019

-12.31K

Net shares

Net seller

$401.3K

Total sold

Open market trades

0B · 1S

Total transactions

12.31K acquired · 24.62K disposed

Non-Derivative Transactions4

Class A common stock, par value $0.0001 per share

Direct

M · Option Exercise

+1.20K

Price / share

$13.00

Trade value

$15.60K

% of position

New position

12/18/2020

0.00→1.20K

Class A common stock, par value $0.0001 per share

Direct

M · Option Exercise

+11.11K

Price / share

$21.65

Trade value

$240.55K

% of position

925.9%

12/18/2020

1.20K→12.31K

Class A common stock, par value $0.0001 per share

Direct

F · Tax Withholding

−9.16K

Price / share

$32.80

Trade value

$300.51K

% of position

74.4%

12/18/2020

12.31K→3.15K

Class A common stock, par value $0.0001 per share

Direct

S · Sale

−3.15K

Price / share

$32.01

Trade value

$100.80K

% of position

New position

12/18/2020

3.15K→0.00

Total

Net shares

+0.00

Net value

-$145.16K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A common stock, par value $0.0001 per share Direct	12/18/2020	M · Option Exercise	+1.20K	$13.00	$15.60K	New position	0.00	1.20K
Class A common stock, par value $0.0001 per share Direct	12/18/2020	M · Option Exercise	+11.11K	$21.65	$240.55K	925.9%	1.20K	12.31K
Class A common stock, par value $0.0001 per share Direct	12/18/2020	F · Tax Withholding	−9.16K	$32.80	$300.51K	74.4%	12.31K	3.15K
Class A common stock, par value $0.0001 per share Direct	12/18/2020	S · Sale	−3.15K	$32.01	$100.80K	New position	3.15K	0.00
Total			+0.00		-$145.16K

Derivative Transactions2

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Class A common stock, par value $0.0001 per share

1.20K shares

−1.20K

Strike price

13.00

Held after

98.80K

Exercisable

—

12/18/2020

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Class A common stock, par value $0.0001 per share

11.11K shares

−11.11K

Strike price

21.65

Held after

22.22K

Exercisable

—

12/18/2020

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option (Right to Buy) Direct	Class A common stock, par value $0.0001 per share1.20K shares	12/18/2020	M · Option Exercise	−1.20K	13.00	—	98.80K
Stock Option (Right to Buy) Direct	Class A common stock, par value $0.0001 per share11.11K shares	12/18/2020	M · Option Exercise	−11.11K	21.65	—	22.22K