BERMAN WALTER STANLEY

PrivateCIK: 1335761
Location

MINNEAPOLIS, MN

BERMAN WALTER STANLEY (Executive VP and CFO) sold 66.3% of their position (11.01K shares) of AMERIPRISE FINANCIAL INC on the open market

Open‑market sale worth $6.05M — a major position exit. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 2 sales
InsiderBERMAN WALTER STANLEYCIK 1335761
IssuerAMERIPRISE FINANCIAL INCCIK 820027
Officer· Executive VP and CFO
Since Jul 2018
-34.11K
Net shares
Net seller
$18.77M
Total sold
2
Open market trades
0B · 2S
7
Total transactions
34.11K acquired · 68.22K disposed
Non-Derivative Transactions5

Common Stock

Direct
M · Option Exercise

Shares

+10.90K

Price / share

$165.41

Trade value

$1.80M

% of position

194.4%
7/28/2026
5.61K16.51K

Common Stock

Direct
M · Option Exercise

Shares

+23.21K

Price / share

$197.87

Trade value

$4.59M

% of position

140.5%
7/28/2026
16.51K39.72K

Common Stock

Direct
F · Tax Withholding

Shares

23.10K

Price / share

$550.81

Trade value

$12.72M

% of position

58.2%
7/28/2026
39.72K16.62K

Common Stock

Direct
S · Sale

Shares

10.59K

Price / share

$548.92

Trade value

$5.81M

% of position

63.7%
7/28/2026
16.62K6.03K

Common Stock

Direct
S · Sale

Shares

422.00

Price / share

$549.76

Trade value

$232K

% of position

7.0%
7/28/2026
6.03K5.61K
Total

Net shares

+0.00

Net value

-$12.37M

Derivative Transactions2

Employee Stock Option (right to buy)

Direct
M · Option Exercise
Converts to

Common Stock

10.90K shares

Shares

10.90K

Strike price

165.41

Held after

0.00

Exercisable

7/28/2026

Employee Stock Option (right to buy)

Direct
M · Option Exercise
Converts to

Common Stock

23.21K shares

Shares

23.21K

Strike price

197.87

Held after

0.00

Exercisable

7/28/2026
Non-Derivative Holdings (Post-Transaction)1

Common Stock

Indirect
Shares owned366.81
Total
366.81 indirect366.81
Derivative Holdings (Post-Transaction)0
No derivative holdings reported