BERMAN WALTER STANLEY (Executive VP and CFO) received a stock award from AMERIPRISE FINANCIAL INC
Compensation award — not an open‑market transaction. Less informative as a directional signal.
A · 1 award
Filed: 2/3/2026ACC: 0001335761-26-000005
Officer· Executive VP and CFO
Since Jul 2018
+11.48K
Net shares
Net buyer
$223.0K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
11.91K acquired · 423.00 disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
−423.00
Price / share
$527.19
Trade value
$223K
% of position
4.1%
1/31/2026
10.24K→9.82K
Common Stock
Direct
Shares
+2.79K
Price / share
—
Trade value
—
% of position
28.4%
2/2/2026
9.82K→12.61K
Total
Net shares
+2.37K
Net value
-$223K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/31/2026 | F · Tax Withholding | −423.00 | $527.19 | $223K | 4.1% | 10.24K | 9.82K |
| Common Stock Direct | 2/2/2026 | A · Award | +2.79K | — | — | 28.4% | 9.82K | 12.61K |
| Total | +2.37K | -$223K | ||||||
Derivative Transactions1
Employee Stock Option (right to buy)
Direct
Converts to
Common Stock
9.12K shares
Shares
+9.12K
Strike price
532.18
Held after
9.12K
Exercisable
—
2/2/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) Direct | Common Stock9.12K shares | 2/2/2026 | A · Award | +9.12K | 532.18 | — | 9.12K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned363.95
Total
363.95 indirect363.95
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 363.95 | Indirect |
| Total | 363.95 | 363.95 indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported