BERMAN LYLE

PrivateCIK: 903291
Location

MINNETONKA, MN

BERMAN LYLE exercised options at SOW GOOD INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 7 exercises
InsiderBERMAN LYLECIK 903291
IssuerSOW GOOD INC.CIK 1490161
Director
Since Feb 2020
0.00
Net shares
Net seller
$1.52M
Total acquired
0
Open market trades
0B · 0S
14
Total transactions
617.50K acquired · 617.50K disposed
Non-Derivative Transactions7

Common Stock

Indirect
M · Option Exercise

Shares

+75K

Price / share

$2.21

Trade value

$165.75K

% of position

13.7%
4/15/2024
548.40K623.40K

Common Stock

Indirect
M · Option Exercise

Shares

+230K

Price / share

$2.35

Trade value

$540.50K

% of position

36.9%
4/15/2024
623.40K853.40K

Common Stock

Indirect
M · Option Exercise

Shares

+62.50K

Price / share

$2.60

Trade value

$162.50K

% of position

7.3%
4/15/2024
853.40K915.90K

Common Stock

Indirect
M · Option Exercise

Shares

+62.50K

Price / share

$2.60

Trade value

$162.50K

% of position

6.8%
4/15/2024
915.90K978.40K

Common Stock

Indirect
M · Option Exercise

Shares

+62.50K

Price / share

$2.60

Trade value

$162.50K

% of position

6.4%
4/15/2024
978.40K1.04M

Common Stock

Indirect
M · Option Exercise

Shares

+62.50K

Price / share

$2.60

Trade value

$162.50K

% of position

6.0%
4/15/2024
1.04M1.10M

Common Stock

Indirect
M · Option Exercise

Shares

+62.50K

Price / share

$2.60

Trade value

$162.50K

% of position

5.7%
4/15/2024
1.10M1.17M
Total

Net shares

+617.50K

Net value

$1.52M

Derivative Transactions7

Warrant (Right to Buy)

Indirect
M · Option Exercise
Converts to

Common Stock

75K shares

Shares

75K

Strike price

2.21

Held after

0.00

Exercisable

4/15/2024

Warrant (Right to Buy)

Indirect
M · Option Exercise
Converts to

Common Stock

230K shares

Shares

230K

Strike price

2.35

Held after

0.00

Exercisable

4/15/2024

Warrant (Right to Buy)

Indirect
M · Option Exercise
Converts to

Common Stock

62.50K shares

Shares

62.50K

Strike price

2.60

Held after

0.00

Exercisable

4/15/2024

Warrant (Right to Buy)

Indirect
M · Option Exercise
Converts to

Common Stock

62.50K shares

Shares

62.50K

Strike price

2.60

Held after

0.00

Exercisable

4/15/2024

Warrant (Right to Buy)

Indirect
M · Option Exercise
Converts to

Common Stock

62.50K shares

Shares

62.50K

Strike price

2.60

Held after

0.00

Exercisable

4/15/2024

Warrant (Right to Buy)

Indirect
M · Option Exercise
Converts to

Common Stock

62.50K shares

Shares

62.50K

Strike price

2.60

Held after

0.00

Exercisable

4/15/2024

Warrant (Right to Buy)

Indirect
M · Option Exercise
Converts to

Common Stock

62.50K shares

Shares

62.50K

Strike price

2.60

Held after

0.00

Exercisable

4/15/2024
Non-Derivative Holdings (Post-Transaction)2

Common Stock

Direct
Shares owned22.25K

Common Stock

Indirect
Shares owned6.75K
Total
22.25K direct·6.75K indirect29K
Derivative Holdings (Post-Transaction)0
No derivative holdings reported
BERMAN LYLE — Insider Transaction (Form 4) Filed Apr 17, 2024 | Finecho