BERMAN BRAD exercised options at SOW GOOD INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 4/17/2024ACC: 0000950170-24-045208
0.00
Net shares
Net seller
$62.5K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
25K acquired · 25K disposed
Non-Derivative Transactions1
Common Stock
Indirect
Shares
+25K
Price / share
$2.50
Trade value
$62.50K
% of position
60.0%
4/15/2024
41.64K→66.64K
Total
Net shares
+25K
Net value
$62.50K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 4/15/2024 | M · Option Exercise | +25K | $2.50 | $62.50K | 60.0% | 41.64K | 66.64K |
| Total | +25K | $62.50K | ||||||
Derivative Transactions1
Warrant (Right to Buy)
Indirect
Converts to
Common Stock
25K shares
Shares
−25K
Strike price
2.50
Held after
0.00
Exercisable
—
4/15/2024
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Warrant (Right to Buy) Indirect | Common Stock25K shares | 4/15/2024 | M · Option Exercise | −25K | 2.50 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)3
Common Stock
DirectShares owned252.94K
Common Stock
IndirectShares owned23.73K
Common Stock
IndirectShares owned6.20K
Total
252.94K direct·29.93K indirect282.87K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 252.94K | Direct |
| Common Stock | 23.73K | Indirect |
| Common Stock | 6.20K | Indirect |
| Total | 282.87K | 252.94K direct·29.93K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported