BERK ADAM (President) received a stock award from STEM HOLDINGS, INC.

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 9 awards

BERK ADAM

Filed: 9/10/2021ACC: 0001493152-21-022355

InsiderBERK ADAMCIK 1705165

→

IssuerSTEM HOLDINGS, INC.CIK 1697834

DirectorOfficer· President

Since Jun 2017

+5.07M

Net shares

Net buyer

$1.74M

Total acquired

Open market trades

0B · 0S

Total transactions

5.07M acquired

Non-Derivative Transactions9

Common Stock

Direct

A · Award

+64.46K

Price / share

$0.41

Trade value

$26.43K

% of position

2.2%

7/17/2020

2.90M→2.96M

Common Stock

Direct

A · Award

+30K

Price / share

$0.41

Trade value

$12.30K

% of position

1.0%

7/17/2020

2.96M→2.99M

Common Stock

Direct

A · Award

+30K

Price / share

$0.41

Trade value

$12.30K

% of position

1.0%

7/17/2020

2.99M→3.02M

Common Stock

Direct

A · Award

+100K

Price / share

$0.41

Trade value

$41K

% of position

3.3%

7/17/2020

3.02M→3.12M

Common Stock

Direct

A · Award

+120K

Price / share

$0.41

Trade value

$49.20K

% of position

3.8%

7/17/2020

3.12M→3.24M

Common Stock

Direct

A · Award

+781.68K

Price / share

$0.41

Trade value

$320.49K

% of position

24.1%

7/17/2020

3.24M→4.02M

Common Stock

Direct

A · Award

+318.82K

Price / share

$0.41

Trade value

$130.72K

% of position

12.4%

7/21/2020

2.58M→2.90M

Common Stock

Direct

A · Award

+3.20M

Price / share

$0.30

Trade value

$960K

% of position

79.5%

11/5/2020

4.02M→7.22M

Common Stock

Direct

A · Award

+225K

Price / share

$0.83

Trade value

$186.75K

% of position

3.1%

2/3/2021

7.22M→7.45M

Total

Net shares

+4.87M

Net value

$1.74M

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	7/17/2020	A · Award	+64.46K	$0.41	$26.43K	2.2%	2.90M	2.96M
Common Stock Direct	7/17/2020	A · Award	+30K	$0.41	$12.30K	1.0%	2.96M	2.99M
Common Stock Direct	7/17/2020	A · Award	+30K	$0.41	$12.30K	1.0%	2.99M	3.02M
Common Stock Direct	7/17/2020	A · Award	+100K	$0.41	$41K	3.3%	3.02M	3.12M
Common Stock Direct	7/17/2020	A · Award	+120K	$0.41	$49.20K	3.8%	3.12M	3.24M
Common Stock Direct	7/17/2020	A · Award	+781.68K	$0.41	$320.49K	24.1%	3.24M	4.02M
Common Stock Direct	7/21/2020	A · Award	+318.82K	$0.41	$130.72K	12.4%	2.58M	2.90M
Common Stock Direct	11/5/2020	A · Award	+3.20M	$0.30	$960K	79.5%	4.02M	7.22M
Common Stock Direct	2/3/2021	A · Award	+225K	$0.83	$186.75K	3.1%	7.22M	7.45M
Total			+4.87M		$1.74M

Derivative Transactions1

Options

Direct

A · Award

Converts to

Common

200K shares

+200K

Strike price

0.10

Held after

200K

Exercisable

—

3/4/2019

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Options Direct	Common200K shares	3/4/2019	A · Award	+200K	0.10	—	200K