BERK ADAM (President) received a stock award from STEM HOLDINGS, INC.
Compensation award — not an open‑market transaction. Less informative as a directional signal.
A · 3 awards
Filed: 12/18/2018ACC: 0001493152-18-017664
DirectorOfficer· President
Since Jun 2017
+1.65M
Net shares
Net buyer
$1.20M
Total acquired
0
Open market trades
0B · 0S
7
Total transactions
1.65M acquired
Non-Derivative Transactions3
Common Stock
Direct
Shares
+100K
Price / share
$2.40
Trade value
$240K
% of position
46.5%
8/9/2017
214.89K→314.89K
Common Stock
Direct
Shares
+100K
Price / share
$2.40
Trade value
$240K
% of position
31.8%
7/16/2018
314.89K→414.89K
Common Stock
Direct
Shares
+300K
Price / share
$2.40
Trade value
$720K
% of position
72.3%
8/16/2018
414.89K→714.89K
Total
Net shares
+500K
Net value
$1.20M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 8/9/2017 | A · Award | +100K | $2.40 | $240K | 46.5% | 214.89K | 314.89K |
| Common Stock Direct | 7/16/2018 | A · Award | +100K | $2.40 | $240K | 31.8% | 314.89K | 414.89K |
| Common Stock Direct | 8/16/2018 | A · Award | +300K | $2.40 | $720K | 72.3% | 414.89K | 714.89K |
| Total | +500K | $1.20M | ||||||
Derivative Transactions4
Stock Option
Direct
Converts to
Common Stock
50K shares
Shares
+50K
Strike price
2.40
Held after
50K
Exercisable
—
6/1/2017
Stock Option
Direct
Converts to
Common Stock
50K shares
Shares
+50K
Strike price
2.40
Held after
100K
Exercisable
—
6/1/2018
Stock Option
Direct
Converts to
Common Stock
1M shares
Shares
+1M
Strike price
2.40
Held after
1.10M
Exercisable
—
6/1/2018
Stock Option
Direct
Converts to
Common Stock
50K shares
Shares
+50K
Strike price
2.40
Held after
1.15M
Exercisable
—
6/1/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option Direct | Common Stock50K shares | 6/1/2017 | A · Award | +50K | 2.40 | — | 50K |
| Stock Option Direct | Common Stock50K shares | 6/1/2018 | A · Award | +50K | 2.40 | — | 100K |
| Stock Option Direct | Common Stock1M shares | 6/1/2018 | A · Award | +1M | 2.40 | — | 1.10M |
| Stock Option Direct | Common Stock50K shares | 6/1/2018 | A · Award | +50K | 2.40 | — | 1.15M |