BERGMANN ANTHONY

PrivateCIK: 1593087
Location

SAN DIEGO, CA

BERGMANN ANTHONY (Chief Financial Officer) sold 7.4% of their position (900.00 shares) of CAPRICOR THERAPEUTICS, INC. on the open market

Open‑market sale worth $27.0K — a moderate reduction. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 2 sales
InsiderBERGMANN ANTHONYCIK 1593087
Officer· Chief Financial Officer
Since Aug 2019
-900.00
Net shares
Net seller
$27.0K
Total sold
2
Open market trades
0B · 2S
6
Total transactions
900.00 acquired · 1.80K disposed
Non-Derivative Transactions4

Common Stock

Direct
M · Option Exercise

Shares

+500.00

Price / share

$3.18

Trade value

$1.59K

% of position

4.5%
6/22/2026
11.22K11.72K

Common Stock

Direct
S · Sale

Shares

500.00

Price / share

$30.00

Trade value

$15K

% of position

4.3%
6/22/2026
11.72K11.22K

Common Stock

Direct
M · Option Exercise

Shares

+400.00

Price / share

$3.18

Trade value

$1.27K

% of position

3.6%
6/24/2026
11.22K11.62K

Common Stock

Direct
S · Sale

Shares

400.00

Price / share

$30.00

Trade value

$12K

% of position

3.4%
6/24/2026
11.62K11.22K
Total

Net shares

+0.00

Net value

-$24.14K

Derivative Transactions2

Stock Option (Right to Buy)

Direct
M · Option Exercise
Converts to

Common Stock

500.00 shares

Shares

500.00

Strike price

3.18

Held after

116.48K

Exercisable

6/22/2026

Stock Option (Right to Buy)

Direct
M · Option Exercise
Converts to

Common Stock

400.00 shares

Shares

400.00

Strike price

3.18

Held after

116.08K

Exercisable

6/24/2026