BERGMANN ANTHONY (Chief Financial Officer) exercised options at CAPRICOR THERAPEUTICS, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 5/19/2026ACC: 0001593087-26-000009
Officer· Chief Financial Officer
Since Aug 2019
0.00
Net shares
Net seller
$4.2K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
3K acquired · 3K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+3K
Price / share
$1.39
Trade value
$4.17K
% of position
36.5%
5/18/2026
8.22K→11.22K
Total
Net shares
+3K
Net value
$4.17K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 5/18/2026 | M · Option Exercise | +3K | $1.39 | $4.17K | 36.5% | 8.22K | 11.22K |
| Total | +3K | $4.17K | ||||||
Derivative Transactions1
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
3K shares
Shares
−3K
Strike price
1.39
Held after
0.00
Exercisable
—
5/18/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock3K shares | 5/18/2026 | M · Option Exercise | −3K | 1.39 | — | 0.00 |