Filed: 10/27/2022ACC: 0001606587-22-002019
📋 What this filing means
BERGER FINANCIAL GROUP, INC filed this quarterly 13F‑HR report disclosing 233 equity positions with a total reported market value of $681.0K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
233
Positions
$681.0K
Total AUM (reported)
12.86M
Total Shares
Allocation by class
COM$275.9K40.5%
US AGGREGATE ETF$42.5K6.2%
CORE BD ETF$41.9K6.2%
US LRG CAP ETF$31.6K4.6%
PFD SECS INC ETF$25.2K3.7%
COM NEW$23.7K3.5%
CORE US AGGBD ET$19.2K2.8%
Portfolio Concentration
Top 3$116.0K17.0%
4–10$137.3K20.2%
11–25$131.2K19.3%
Rest$296.5K43.5%
Top 3 weight
17.0%
Top 10 weight
37.2%
Voting Authority Distribution
Total shares with voting rights: 12.86M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
12.86M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole233
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings233
Rows:
J P MORGAN EXCHANGE TRADED F
SOLEShares935.09K
TypeSH
Market value$42.5K
6.25%
Sole
0.00
Shared
0.00
None
935.09K
HARTFORD FDS EXCHANGE TRADED
SOLEShares1.24M
TypeSH
Market value$41.9K
6.16%
Sole
0.00
Shared
0.00
None
1.24M
SCHWAB STRATEGIC TR
SOLEShares745.22K
TypeSH
Market value$31.6K
4.63%
Sole
0.00
Shared
0.00
None
745.22K
FIRST TR EXCH TRADED FD III
SOLEShares1.51M
TypeSH
Market value$25.2K
3.70%
Sole
0.00
Shared
0.00
None
1.51M
APPLE INC
SOLEShares171.41K
TypeSH
Market value$23.7K
3.48%
Sole
0.00
Shared
0.00
None
171.41K
C H ROBINSON WORLDWIDE INC
SOLEShares219.35K
TypeSH
Market value$21.1K
3.10%
Sole
0.00
Shared
0.00
None
219.35K
ISHARES TR
SOLEShares199.40K
TypeSH
Market value$19.2K
2.82%
Sole
0.00
Shared
0.00
None
199.40K
FIRST TR EXCHANGE-TRADED FD
SOLEShares134.48K
TypeSH
Market value$17.7K
2.61%
Sole
0.00
Shared
0.00
None
134.48K
SCHWAB STRATEGIC TR
SOLEShares272.23K
TypeSH
Market value$15.2K
2.23%
Sole
0.00
Shared
0.00
None
272.23K
SCHWAB STRATEGIC TR
SOLEShares228.34K
TypeSH
Market value$15.2K
2.23%
Sole
0.00
Shared
0.00
None
228.34K
GOLDMAN SACHS ETF TR
SOLEShares305.22K
TypeSH
Market value$11.9K
1.74%
Sole
0.00
Shared
0.00
None
305.22K
SCHWAB STRATEGIC TR
SOLEShares175.04K
TypeSH
Market value$10.6K
1.56%
Sole
0.00
Shared
0.00
None
175.04K
AMAZON COM INC
SOLEShares93.75K
TypeSH
Market value$10.6K
1.56%
Sole
0.00
Shared
0.00
None
93.75K
UNITEDHEALTH GROUP INC
SOLEShares20.26K
TypeSH
Market value$10.2K
1.50%
Sole
0.00
Shared
0.00
None
20.26K
ISHARES TR
SOLEShares98.90K
TypeSH
Market value$10.1K
1.49%
Sole
0.00
Shared
0.00
None
98.90K
HARTFORD FDS EXCHANGE TRADED
SOLEShares293.07K
TypeSH
Market value$9.5K
1.40%
Sole
0.00
Shared
0.00
None
293.07K
MICROSOFT CORP
SOLEShares40.70K
TypeSH
Market value$9.5K
1.39%
Sole
0.00
Shared
0.00
None
40.70K
SCHWAB STRATEGIC TR
SOLEShares305.53K
TypeSH
Market value$8.6K
1.26%
Sole
0.00
Shared
0.00
None
305.53K
STRATEGY SHS
SOLEShares443.25K
TypeSH
Market value$8.5K
1.25%
Sole
0.00
Shared
0.00
None
443.25K
INDEPENDENCE RLTY TR INC
SOLEShares464.88K
TypeSH
Market value$7.8K
1.14%
Sole
0.00
Shared
0.00
None
464.88K
SCHWAB STRATEGIC TR
SOLEShares192.49K
TypeSH
Market value$7.3K
1.07%
Sole
0.00
Shared
0.00
None
192.49K
COSTCO WHSL CORP NEW
SOLEShares15.24K
TypeSH
Market value$7.2K
1.06%
Sole
0.00
Shared
0.00
None
15.24K
JOHNSON & JOHNSON
SOLEShares41.98K
TypeSH
Market value$6.9K
1.01%
Sole
0.00
Shared
0.00
None
41.98K
LOCKHEED MARTIN CORP
SOLEShares16.34K
TypeSH
Market value$6.3K
0.93%
Sole
0.00
Shared
0.00
None
16.34K
ALPHABET INC
SOLEShares65.20K
TypeSH
Market value$6.2K
0.92%
Sole
0.00
Shared
0.00
None
65.20K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
J P MORGAN EXCHANGE TRADED FSOLE | US AGGREGATE ETF | 935.09K | SH | $42.5K 6.25% | 0.00 | 0.00 | 935.09K |
HARTFORD FDS EXCHANGE TRADEDSOLE | CORE BD ETF | 1.24M | SH | $41.9K 6.16% | 0.00 | 0.00 | 1.24M |
SCHWAB STRATEGIC TRSOLE | US LRG CAP ETF | 745.22K | SH | $31.6K 4.63% | 0.00 | 0.00 | 745.22K |
FIRST TR EXCH TRADED FD IIISOLE | PFD SECS INC ETF | 1.51M | SH | $25.2K 3.70% | 0.00 | 0.00 | 1.51M |
APPLE INCSOLE | COM | 171.41K | SH | $23.7K 3.48% | 0.00 | 0.00 | 171.41K |
C H ROBINSON WORLDWIDE INCSOLE | COM NEW | 219.35K | SH | $21.1K 3.10% | 0.00 | 0.00 | 219.35K |
ISHARES TRSOLE | CORE US AGGBD ET | 199.40K | SH | $19.2K 2.82% | 0.00 | 0.00 | 199.40K |
FIRST TR EXCHANGE-TRADED FDSOLE | NY ARCA BIOTECH | 134.48K | SH | $17.7K 2.61% | 0.00 | 0.00 | 134.48K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 272.23K | SH | $15.2K 2.23% | 0.00 | 0.00 | 272.23K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 228.34K | SH | $15.2K 2.23% | 0.00 | 0.00 | 228.34K |
GOLDMAN SACHS ETF TRSOLE | INNOVAT EQ ETF | 305.22K | SH | $11.9K 1.74% | 0.00 | 0.00 | 305.22K |
SCHWAB STRATEGIC TRSOLE | US MID-CAP ETF | 175.04K | SH | $10.6K 1.56% | 0.00 | 0.00 | 175.04K |
AMAZON COM INCSOLE | COM | 93.75K | SH | $10.6K 1.56% | 0.00 | 0.00 | 93.75K |
UNITEDHEALTH GROUP INCSOLE | COM | 20.26K | SH | $10.2K 1.50% | 0.00 | 0.00 | 20.26K |
ISHARES TRSOLE | 20 YR TR BD ETF | 98.90K | SH | $10.1K 1.49% | 0.00 | 0.00 | 98.90K |
HARTFORD FDS EXCHANGE TRADEDSOLE | TOTAL RTRN ETF | 293.07K | SH | $9.5K 1.40% | 0.00 | 0.00 | 293.07K |
MICROSOFT CORPSOLE | COM | 40.70K | SH | $9.5K 1.39% | 0.00 | 0.00 | 40.70K |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 305.53K | SH | $8.6K 1.26% | 0.00 | 0.00 | 305.53K |
STRATEGY SHSSOLE | NS 7HANDL IDX | 443.25K | SH | $8.5K 1.25% | 0.00 | 0.00 | 443.25K |
INDEPENDENCE RLTY TR INCSOLE | COM | 464.88K | SH | $7.8K 1.14% | 0.00 | 0.00 | 464.88K |
SCHWAB STRATEGIC TRSOLE | US SML CAP ETF | 192.49K | SH | $7.3K 1.07% | 0.00 | 0.00 | 192.49K |
COSTCO WHSL CORP NEWSOLE | COM | 15.24K | SH | $7.2K 1.06% | 0.00 | 0.00 | 15.24K |
JOHNSON & JOHNSONSOLE | COM | 41.98K | SH | $6.9K 1.01% | 0.00 | 0.00 | 41.98K |
LOCKHEED MARTIN CORPSOLE | COM | 16.34K | SH | $6.3K 0.93% | 0.00 | 0.00 | 16.34K |
ALPHABET INCSOLE | CAP STK CL A | 65.20K | SH | $6.2K 0.92% | 0.00 | 0.00 | 65.20K |
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