BERGER FINANCIAL GROUP, INC

Filed: 2/7/2024ACC: 0001172661-24-000504

📋 What this filing means

BERGER FINANCIAL GROUP, INC filed this quarterly 13F‑HR report disclosing 305 equity positions with a total reported market value of $965.38M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

305

Positions

$965.38M

Total AUM (reported)

15.91M

Total Shares

Allocation by class

COM$330.80M34.3%

JENNISON FOC GWT$48.32M5.0%

BETABUILDERS US$45.89M4.8%

CORE BD ETF$44.02M4.6%

US LRG CAP ETF$36.52M3.8%

US LCAP GR ETF$32.08M3.3%

US DIVIDEND EQ$29.02M3.0%

Portfolio Concentration

Top 3$138.23M14.3%

4–10$202.80M21.0%

11–25$185.93M19.3%

Rest$438.41M45.4%

Top 3 weight

14.3%

Top 10 weight

35.3%

Voting Authority Distribution

Total shares with voting rights: 15.91M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

15.91M

% of voting shares100.0%

Investment Discretion (by position count)

Sole305

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings305

Rows:

PGIM ETF TR

SOLE

JENNISON FOC GWT

Shares668.47K

TypeSH

Market value$48.32M

5.00%

Sole

0.00

Shared

0.00

None

668.47K

J P MORGAN EXCHANGE TRADED F

SOLE

BETABUILDERS US

Shares986.27K

TypeSH

Market value$45.89M

4.75%

Sole

0.00

Shared

0.00

None

986.27K

HARTFORD FDS EXCHANGE TRADED

SOLE

CORE BD ETF

Shares1.25M

TypeSH

Market value$44.02M

4.56%

Sole

0.00

Shared

0.00

None

1.25M

SCHWAB STRATEGIC TR

SOLE

US LRG CAP ETF

Shares647.43K

TypeSH

Market value$36.52M

3.78%

Sole

0.00

Shared

0.00

None

647.43K

APPLE INC

SOLE

COM

Shares170.74K

TypeSH

Market value$32.87M

3.41%

Sole

0.00

Shared

0.00

None

170.74K

SCHWAB STRATEGIC TR

SOLE

US LCAP GR ETF

Shares386.71K

TypeSH

Market value$32.08M

3.32%

Sole

0.00

Shared

0.00

None

386.71K

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares381.16K

TypeSH

Market value$29.02M

3.01%

Sole

0.00

Shared

0.00

None

381.16K

FIRST TR EXCHANGE-TRADED FD

SOLE

FST LOW OPPT EFT

Shares536.99K

TypeSH

Market value$25.95M

2.69%

Sole

0.00

Shared

0.00

None

536.99K

PRINCIPAL EXCHANGE TRADED FD

SOLE

SPECTRUM PFD

Shares1.39M

TypeSH

Market value$24.29M

2.52%

Sole

0.00

Shared

0.00

None

1.39M

ISHARES TR

SOLE

CORE US AGGBD ET

Shares222.42K

TypeSH

Market value$22.08M

2.29%

Sole

0.00

Shared

0.00

None

222.42K

GOLDMAN SACHS ETF TR

SOLE

INNOVAT EQ ETF

Shares379.85K

TypeSH

Market value$19.94M

2.07%

Sole

0.00

Shared

0.00

None

379.85K

FIRST TR EXCHANGE-TRADED FD

SOLE

NY ARCA BIOTECH

Shares121.87K

TypeSH

Market value$19.26M

2.00%

Sole

0.00

Shared

0.00

None

121.87K

C H ROBINSON WORLDWIDE INC

SOLE

COM NEW

Shares218.47K

TypeSH

Market value$18.87M

1.96%

Sole

0.00

Shared

0.00

None

218.47K

MICROSOFT CORP

SOLE

COM

Shares38.34K

TypeSH

Market value$14.42M

1.49%

Sole

0.00

Shared

0.00

None

38.34K

HARTFORD FDS EXCHANGE TRADED

SOLE

TOTAL RTRN ETF

Shares390.87K

TypeSH

Market value$13.30M

1.38%

Sole

0.00

Shared

0.00

None

390.87K

AMAZON COM INC

SOLE

COM

Shares87.01K

TypeSH

Market value$13.22M

1.37%

Sole

0.00

Shared

0.00

None

87.01K

ISHARES TR

SOLE

20 YR TR BD ETF

Shares113.22K

TypeSH

Market value$11.20M

1.16%

Sole

0.00

Shared

0.00

None

113.22K

UNITEDHEALTH GROUP INC

SOLE

COM

Shares20.79K

TypeSH

Market value$10.95M

1.13%

Sole

0.00

Shared

0.00

None

20.79K

SCHWAB STRATEGIC TR

SOLE

INTL EQTY ETF

Shares266.48K

TypeSH

Market value$9.85M

1.02%

Sole

0.00

Shared

0.00

None

266.48K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares31.59K

TypeSH

Market value$9.82M

1.02%

Sole

0.00

Shared

0.00

None

31.59K

SCHWAB STRATEGIC TR

SOLE

US SML CAP ETF

Shares207.50K

TypeSH

Market value$9.80M

1.02%

Sole

0.00

Shared

0.00

None

207.50K

COSTCO WHSL CORP NEW

SOLE

COM

Shares14.78K

TypeSH

Market value$9.76M

1.01%

Sole

0.00

Shared

0.00

None

14.78K

VANGUARD INTL EQUITY INDEX F

SOLE

FTSE EMR MKT ETF

Shares217.73K

TypeSH

Market value$8.95M

0.93%

Sole

0.00

Shared

0.00

None

217.73K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares19.29K

TypeSH

Market value$8.42M

0.87%

Sole

0.00

Shared

0.00

None

19.29K

ISHARES TR

SOLE

RUSEL 2500 ETF

Shares132.82K

TypeSH

Market value$8.18M

0.85%

Sole

0.00

Shared

0.00

None

132.82K

Issuer	Class	Shares	Type	Value / Portfolio %	None
PGIM ETF TRSOLE	JENNISON FOC GWT	668.47K	SH	$48.32M 5.00%	668.47K
J P MORGAN EXCHANGE TRADED FSOLE	BETABUILDERS US	986.27K	SH	$45.89M 4.75%	986.27K
HARTFORD FDS EXCHANGE TRADEDSOLE	CORE BD ETF	1.25M	SH	$44.02M 4.56%	1.25M
SCHWAB STRATEGIC TRSOLE	US LRG CAP ETF	647.43K	SH	$36.52M 3.78%	647.43K
APPLE INCSOLE	COM	170.74K	SH	$32.87M 3.41%	170.74K
SCHWAB STRATEGIC TRSOLE	US LCAP GR ETF	386.71K	SH	$32.08M 3.32%	386.71K
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	381.16K	SH	$29.02M 3.01%	381.16K
FIRST TR EXCHANGE-TRADED FDSOLE	FST LOW OPPT EFT	536.99K	SH	$25.95M 2.69%	536.99K
PRINCIPAL EXCHANGE TRADED FDSOLE	SPECTRUM PFD	1.39M	SH	$24.29M 2.52%	1.39M
ISHARES TRSOLE	CORE US AGGBD ET	222.42K	SH	$22.08M 2.29%	222.42K
GOLDMAN SACHS ETF TRSOLE	INNOVAT EQ ETF	379.85K	SH	$19.94M 2.07%	379.85K
FIRST TR EXCHANGE-TRADED FDSOLE	NY ARCA BIOTECH	121.87K	SH	$19.26M 2.00%	121.87K
C H ROBINSON WORLDWIDE INCSOLE	COM NEW	218.47K	SH	$18.87M 1.96%	218.47K
MICROSOFT CORPSOLE	COM	38.34K	SH	$14.42M 1.49%	38.34K
HARTFORD FDS EXCHANGE TRADEDSOLE	TOTAL RTRN ETF	390.87K	SH	$13.30M 1.38%	390.87K
AMAZON COM INCSOLE	COM	87.01K	SH	$13.22M 1.37%	87.01K
ISHARES TRSOLE	20 YR TR BD ETF	113.22K	SH	$11.20M 1.16%	113.22K
UNITEDHEALTH GROUP INCSOLE	COM	20.79K	SH	$10.95M 1.13%	20.79K
SCHWAB STRATEGIC TRSOLE	INTL EQTY ETF	266.48K	SH	$9.85M 1.02%	266.48K
VANGUARD INDEX FDSSOLE	GROWTH ETF	31.59K	SH	$9.82M 1.02%	31.59K
SCHWAB STRATEGIC TRSOLE	US SML CAP ETF	207.50K	SH	$9.80M 1.02%	207.50K
COSTCO WHSL CORP NEWSOLE	COM	14.78K	SH	$9.76M 1.01%	14.78K
VANGUARD INTL EQUITY INDEX FSOLE	FTSE EMR MKT ETF	217.73K	SH	$8.95M 0.93%	217.73K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	19.29K	SH	$8.42M 0.87%	19.29K
ISHARES TRSOLE	RUSEL 2500 ETF	132.82K	SH	$8.18M 0.85%	132.82K

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