BERGER FINANCIAL GROUP, INC

Filed: 4/24/2023ACC: 0001172661-23-001757

📋 What this filing means

BERGER FINANCIAL GROUP, INC filed this quarterly 13F‑HR report disclosing 266 equity positions with a total reported market value of $831.09M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

266

Positions

$831.09M

Total AUM (reported)

14.49M

Total Shares

Allocation by class

COM$300.70M36.2%

CORE BD ETF$44.84M5.4%

BETABUILDERS US$44.47M5.4%

JENNISON FOC GWT$35.95M4.3%

US LRG CAP ETF$28.09M3.4%

FST LOW OPPT EFT$25.42M3.1%

COM NEW$24.95M3.0%

Portfolio Concentration

Top 3$125.26M15.1%

4–10$171.98M20.7%

11–25$160.09M19.3%

Rest$373.76M45.0%

Top 3 weight

15.1%

Top 10 weight

35.8%

Voting Authority Distribution

Total shares with voting rights: 14.49M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

14.49M

% of voting shares100.0%

Investment Discretion (by position count)

Sole266

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings266

Rows:

HARTFORD FDS EXCHANGE TRADED

SOLE

CORE BD ETF

Shares1.28M

TypeSH

Market value$44.84M

5.40%

Sole

0.00

Shared

0.00

None

1.28M

J P MORGAN EXCHANGE TRADED F

SOLE

BETABUILDERS US

Shares947.21K

TypeSH

Market value$44.47M

5.35%

Sole

0.00

Shared

0.00

None

947.21K

PGIM ETF TR

SOLE

JENNISON FOC GWT

Shares634.32K

TypeSH

Market value$35.95M

4.33%

Sole

0.00

Shared

0.00

None

634.32K

APPLE INC

SOLE

COM

Shares175.26K

TypeSH

Market value$28.90M

3.48%

Sole

0.00

Shared

0.00

None

175.26K

SCHWAB STRATEGIC TR

SOLE

US LRG CAP ETF

Shares580.80K

TypeSH

Market value$28.09M

3.38%

Sole

0.00

Shared

0.00

None

580.80K

FIRST TR EXCHANGE-TRADED FD

SOLE

FST LOW OPPT EFT

Shares530.99K

TypeSH

Market value$25.42M

3.06%

Sole

0.00

Shared

0.00

None

530.99K

FIRST TR EXCH TRADED FD III

SOLE

PFD SECS INC ETF

Shares1.50M

TypeSH

Market value$23.90M

2.88%

Sole

0.00

Shared

0.00

None

1.50M

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares320.98K

TypeSH

Market value$23.48M

2.83%

Sole

0.00

Shared

0.00

None

320.98K

C H ROBINSON WORLDWIDE INC

SOLE

COM NEW

Shares221.28K

TypeSH

Market value$21.99M

2.65%

Sole

0.00

Shared

0.00

None

221.28K

SCHWAB STRATEGIC TR

SOLE

US LCAP GR ETF

Shares309.92K

TypeSH

Market value$20.20M

2.43%

Sole

0.00

Shared

0.00

None

309.92K

ISHARES TR

SOLE

CORE US AGGBD ET

Shares200.29K

TypeSH

Market value$19.96M

2.40%

Sole

0.00

Shared

0.00

None

200.29K

FIRST TR EXCHANGE-TRADED FD

SOLE

NY ARCA BIOTECH

Shares108.92K

TypeSH

Market value$16.89M

2.03%

Sole

0.00

Shared

0.00

None

108.92K

GOLDMAN SACHS ETF TR

SOLE

INNOVAT EQ ETF

Shares349.46K

TypeSH

Market value$16.21M

1.95%

Sole

0.00

Shared

0.00

None

349.46K

ISHARES TR

SOLE

20 YR TR BD ETF

Shares105.88K

TypeSH

Market value$11.26M

1.36%

Sole

0.00

Shared

0.00

None

105.88K

MICROSOFT CORP

SOLE

COM

Shares37.82K

TypeSH

Market value$10.90M

1.31%

Sole

0.00

Shared

0.00

None

37.82K

HARTFORD FDS EXCHANGE TRADED

SOLE

TOTAL RTRN ETF

Shares318.47K

TypeSH

Market value$10.83M

1.30%

Sole

0.00

Shared

0.00

None

318.47K

UNITEDHEALTH GROUP INC

SOLE

COM

Shares21.28K

TypeSH

Market value$10.06M

1.21%

Sole

0.00

Shared

0.00

None

21.28K

SCHWAB STRATEGIC TR

SOLE

INTL EQTY ETF

Shares288.65K

TypeSH

Market value$10.04M

1.21%

Sole

0.00

Shared

0.00

None

288.65K

AMAZON COM INC

SOLE

COM

Shares89.78K

TypeSH

Market value$9.27M

1.12%

Sole

0.00

Shared

0.00

None

89.78K

STRATEGY SHS

SOLE

NS 7HANDL IDX

Shares410.36K

TypeSH

Market value$8.30M

1.00%

Sole

0.00

Shared

0.00

None

410.36K

COSTCO WHSL CORP NEW

SOLE

COM

Shares15.37K

TypeSH

Market value$7.63M

0.92%

Sole

0.00

Shared

0.00

None

15.37K

SCHWAB STRATEGIC TR

SOLE

US SML CAP ETF

Shares173.69K

TypeSH

Market value$7.28M

0.88%

Sole

0.00

Shared

0.00

None

173.69K

LOCKHEED MARTIN CORP

SOLE

COM

Shares15.28K

TypeSH

Market value$7.22M

0.87%

Sole

0.00

Shared

0.00

None

15.28K

HOME DEPOT INC

SOLE

COM

Shares24.14K

TypeSH

Market value$7.12M

0.86%

Sole

0.00

Shared

0.00

None

24.14K

VISA INC

SOLE

COM CL A

Shares31.47K

TypeSH

Market value$7.10M

0.85%

Sole

0.00

Shared

0.00

None

31.47K

Issuer	Class	Shares	Type	Value / Portfolio %	None
HARTFORD FDS EXCHANGE TRADEDSOLE	CORE BD ETF	1.28M	SH	$44.84M 5.40%	1.28M
J P MORGAN EXCHANGE TRADED FSOLE	BETABUILDERS US	947.21K	SH	$44.47M 5.35%	947.21K
PGIM ETF TRSOLE	JENNISON FOC GWT	634.32K	SH	$35.95M 4.33%	634.32K
APPLE INCSOLE	COM	175.26K	SH	$28.90M 3.48%	175.26K
SCHWAB STRATEGIC TRSOLE	US LRG CAP ETF	580.80K	SH	$28.09M 3.38%	580.80K
FIRST TR EXCHANGE-TRADED FDSOLE	FST LOW OPPT EFT	530.99K	SH	$25.42M 3.06%	530.99K
FIRST TR EXCH TRADED FD IIISOLE	PFD SECS INC ETF	1.50M	SH	$23.90M 2.88%	1.50M
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	320.98K	SH	$23.48M 2.83%	320.98K
C H ROBINSON WORLDWIDE INCSOLE	COM NEW	221.28K	SH	$21.99M 2.65%	221.28K
SCHWAB STRATEGIC TRSOLE	US LCAP GR ETF	309.92K	SH	$20.20M 2.43%	309.92K
ISHARES TRSOLE	CORE US AGGBD ET	200.29K	SH	$19.96M 2.40%	200.29K
FIRST TR EXCHANGE-TRADED FDSOLE	NY ARCA BIOTECH	108.92K	SH	$16.89M 2.03%	108.92K
GOLDMAN SACHS ETF TRSOLE	INNOVAT EQ ETF	349.46K	SH	$16.21M 1.95%	349.46K
ISHARES TRSOLE	20 YR TR BD ETF	105.88K	SH	$11.26M 1.36%	105.88K
MICROSOFT CORPSOLE	COM	37.82K	SH	$10.90M 1.31%	37.82K
HARTFORD FDS EXCHANGE TRADEDSOLE	TOTAL RTRN ETF	318.47K	SH	$10.83M 1.30%	318.47K
UNITEDHEALTH GROUP INCSOLE	COM	21.28K	SH	$10.06M 1.21%	21.28K
SCHWAB STRATEGIC TRSOLE	INTL EQTY ETF	288.65K	SH	$10.04M 1.21%	288.65K
AMAZON COM INCSOLE	COM	89.78K	SH	$9.27M 1.12%	89.78K
STRATEGY SHSSOLE	NS 7HANDL IDX	410.36K	SH	$8.30M 1.00%	410.36K
COSTCO WHSL CORP NEWSOLE	COM	15.37K	SH	$7.63M 0.92%	15.37K
SCHWAB STRATEGIC TRSOLE	US SML CAP ETF	173.69K	SH	$7.28M 0.88%	173.69K
LOCKHEED MARTIN CORPSOLE	COM	15.28K	SH	$7.22M 0.87%	15.28K
HOME DEPOT INCSOLE	COM	24.14K	SH	$7.12M 0.86%	24.14K
VISA INCSOLE	COM CL A	31.47K	SH	$7.10M 0.85%	31.47K

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