BERGER DAVID B (EVP, GEN. COUNSEL & SECRETARY) exercised options at TANDEM DIABETES CARE INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 11/17/2023ACC: 0001438133-23-000227
Officer· EVP, GEN. COUNSEL & SECRETARY
Since Nov 2018
-221.00
Net shares
Net seller
$4.0K
Total sold
0
Open market trades
0B · 0S
6
Total transactions
636.00 acquired · 857.00 disposed
Non-Derivative Transactions4
Common Stock
Direct
Shares
+162.00
Price / share
—
Trade value
—
% of position
2.9%
11/15/2023
5.66K→5.82K
Common Stock
Direct
Shares
−57.00
Price / share
$18.20
Trade value
$1.04K
% of position
1.0%
11/15/2023
5.82K→5.76K
Common Stock
Direct
Shares
+474.00
Price / share
—
Trade value
—
% of position
8.2%
11/15/2023
5.76K→6.24K
Common Stock
Direct
Shares
−164.00
Price / share
$18.20
Trade value
$2.98K
% of position
2.6%
11/15/2023
6.24K→6.07K
Total
Net shares
+415.00
Net value
-$4.02K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 11/15/2023 | M · Option Exercise | +162.00 | — | — | 2.9% | 5.66K | 5.82K |
| Common Stock Direct | 11/15/2023 | F · Tax Withholding | −57.00 | $18.20 | $1.04K | 1.0% | 5.82K | 5.76K |
| Common Stock Direct | 11/15/2023 | M · Option Exercise | +474.00 | — | — | 8.2% | 5.76K | 6.24K |
| Common Stock Direct | 11/15/2023 | F · Tax Withholding | −164.00 | $18.20 | $2.98K | 2.6% | 6.24K | 6.07K |
| Total | +415.00 | -$4.02K | ||||||
Derivative Transactions2
Restricted Stock Unit
Direct
Converts to
Common Stock
162.00 shares
Shares
−162.00
Strike price
Held after
975.00
Exercisable
—
11/15/2023
Restricted Stock Unit
Direct
Converts to
Common Stock
474.00 shares
Shares
−474.00
Strike price
Held after
2.85K
Exercisable
—
11/15/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Direct | Common Stock162.00 shares | 11/15/2023 | M · Option Exercise | −162.00 | — | 975.00 | |
| Restricted Stock Unit Direct | Common Stock474.00 shares | 11/15/2023 | M · Option Exercise | −474.00 | — | 2.85K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned242.00
Total
242.00 indirect242.00
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 242.00 | Indirect |
| Total | 242.00 | 242.00 indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported