BENJAMIN LOCKE M. enters TECOGEN INC. with 6.42K shares plus derivative instruments

Holding both equity and derivatives at entry signals strong long-term conviction in the company.

Indirect Derivatives

BENJAMIN LOCKE M.

Filed: 3/11/2022ACC: 0001537435-22-000023

InsiderBENJAMIN LOCKE M.CIK 1625781

→

IssuerTECOGEN INC.CIK 1537435

DirectorOfficer· CEO

Since Mar 2022

6.42K

Baseline shares

0.00

Direct ownership

0 positions

706.80K

Derivative underlying

8 instruments

Security positions

6.42K indirect

Non-Derivative Holdings1

Common Stock

Indirect

Shares owned6.42K

Total

6.42K indirect6.42K

Security Title	Shares Owned	Ownership Type
Common Stock	6.42K	Indirect
Total	6.42K	6.42K indirect

Derivative Holdings8

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

200K

Shares owned

N/A

Exercise price

3.68

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

70K

Shares owned

N/A

Exercise price

1.1

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

37.50K

Shares owned

N/A

Exercise price

3.2

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

18.40K

Shares owned

N/A

Exercise price

5.65

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

300K

Shares owned

N/A

Exercise price

0.74

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

62.50K

Shares owned

N/A

Exercise price

4.96

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

9.20K

Shares owned

N/A

Exercise price

5.65

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

9.20K

Shares owned

N/A

Exercise price

10.33

Expiration

—

Exercise window

—

Total

Underlying

706.80K

Owned

0.00

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Option (Right to Buy) Direct	Common Stock	3.68	—	—	200K	N/A
Stock Option (Right to Buy) Direct	Common Stock	1.1	—	—	70K	N/A
Stock Option (Right to Buy) Direct	Common Stock	3.2	—	—	37.50K	N/A
Stock Option (Right to Buy) Direct	Common Stock	5.65	—	—	18.40K	N/A
Stock Option (Right to Buy) Direct	Common Stock	0.74	—	—	300K	N/A
Stock Option (Right to Buy) Direct	Common Stock	4.96	—	—	62.50K	N/A
Stock Option (Right to Buy) Direct	Common Stock	5.65	—	—	9.20K	N/A
Stock Option (Right to Buy) Direct	Common Stock	10.33	—	—	9.20K	N/A
Total					706.80K	0.00