Filed: 11/13/2023ACC: 0001445065-23-000014
📋 What this filing means
BENJAMIN F. EDWARDS & COMPANY, INC. filed this quarterly 13F‑HR report disclosing 1777 equity positions with a total reported market value of $2.60M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1777
Positions
$2.60M
Total AUM (reported)
47.55M
Total Shares
Allocation by class
COM$773.7K29.7%
PORTFOLIO DEVLPD$80.2K3.1%
S&P 400 MDCP VAL$71.2K2.7%
INTL EQTY ETF$65.4K2.5%
S&P 400 MDCP GRW$63.6K2.4%
BLOOMBERG ONE YR$61.4K2.4%
CORE S&P US GWT$54.0K2.1%
Portfolio Concentration
Top 3$216.8K8.3%
4–10$385.8K14.8%
11–25$374.4K14.4%
Rest$1.63M62.5%
Top 3 weight
8.3%
Top 10 weight
23.1%
Voting Authority Distribution
Total shares with voting rights: 47.55M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
47.55M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole0
Shared0
Other1777
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings1777
Rows:
SPDR INDEX SHS FDS
DFNDShares2.59M
TypeSH
Market value$80.2K
3.08%
Sole
0.00
Shared
0.00
None
2.59M
SPDR SER TR
DFNDShares1.10M
TypeSH
Market value$71.2K
2.74%
Sole
0.00
Shared
0.00
None
1.10M
SCHWAB STRATEGIC TR
DFNDShares1.93M
TypeSH
Market value$65.4K
2.51%
Sole
0.00
Shared
0.00
None
1.93M
SPDR SER TR
DFNDShares919.90K
TypeSH
Market value$63.6K
2.44%
Sole
0.00
Shared
0.00
None
919.90K
BONDBLOXX ETF TRUST
DFNDShares1.24M
TypeSH
Market value$61.4K
2.36%
Sole
0.00
Shared
0.00
None
1.24M
ISHARES TR
DFNDShares569.11K
TypeSH
Market value$54.0K
2.07%
Sole
0.00
Shared
0.00
None
569.11K
WORLD GOLD TR
DFNDShares1.45M
TypeSH
Market value$53.1K
2.04%
Sole
0.00
Shared
0.00
None
1.45M
APPLE INC
DFNDShares304.96K
TypeSH
Market value$52.2K
2.00%
Sole
0.00
Shared
0.00
None
304.96K
ISHARES TR
DFNDShares683.16K
TypeSH
Market value$51.0K
1.96%
Sole
0.00
Shared
0.00
None
683.16K
INVESCO EXCHANGE TRADED FD T
DFNDShares627.26K
TypeSH
Market value$50.5K
1.94%
Sole
0.00
Shared
0.00
None
627.26K
ISHARES TR
DFNDShares1.03M
TypeSH
Market value$45.1K
1.73%
Sole
0.00
Shared
0.00
None
1.03M
MICROSOFT CORP
DFNDShares114.82K
TypeSH
Market value$36.3K
1.39%
Sole
0.00
Shared
0.00
None
114.82K
PACER FDS TR
DFNDShares844.04K
TypeSH
Market value$35.2K
1.35%
Sole
0.00
Shared
0.00
None
844.04K
ISHARES TR
DFNDShares69.87K
TypeSH
Market value$30.0K
1.15%
Sole
0.00
Shared
0.00
None
69.87K
VANGUARD SCOTTSDALE FDS
DFNDShares361.91K
TypeSH
Market value$27.5K
1.06%
Sole
0.00
Shared
0.00
None
361.91K
VANGUARD SCOTTSDALE FDS
DFNDShares468.93K
TypeSH
Market value$27.0K
1.04%
Sole
0.00
Shared
0.00
None
468.93K
SPDR SER TR
DFNDShares530.34K
TypeSH
Market value$21.9K
0.84%
Sole
0.00
Shared
0.00
None
530.34K
ISHARES TR
DFNDShares871.45K
TypeSH
Market value$21.6K
0.83%
Sole
0.00
Shared
0.00
None
871.45K
VANGUARD SCOTTSDALE FDS
DFNDShares272.51K
TypeSH
Market value$20.5K
0.79%
Sole
0.00
Shared
0.00
None
272.51K
FIRST TR VALUE LINE DIVID IN
DFNDShares536.62K
TypeSH
Market value$20.1K
0.77%
Sole
0.00
Shared
0.00
None
536.62K
BROADCOM INC
DFNDShares23.73K
TypeSH
Market value$19.7K
0.76%
Sole
0.00
Shared
0.00
None
23.73K
VANGUARD TAX-MANAGED FDS
DFNDShares418.10K
TypeSH
Market value$18.3K
0.70%
Sole
0.00
Shared
0.00
None
418.10K
VANGUARD INDEX FDS
DFNDShares132.28K
TypeSH
Market value$17.3K
0.67%
Sole
0.00
Shared
0.00
None
132.28K
SPDR SER TR
DFNDShares233.99K
TypeSH
Market value$17.1K
0.66%
Sole
0.00
Shared
0.00
None
233.99K
FIRST TR EXCHANGE-TRADED FD
DFNDShares230.38K
TypeSH
Market value$17.0K
0.65%
Sole
0.00
Shared
0.00
None
230.38K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR INDEX SHS FDSDFND | PORTFOLIO DEVLPD | 2.59M | SH | $80.2K 3.08% | 0.00 | 0.00 | 2.59M |
SPDR SER TRDFND | S&P 400 MDCP VAL | 1.10M | SH | $71.2K 2.74% | 0.00 | 0.00 | 1.10M |
SCHWAB STRATEGIC TRDFND | INTL EQTY ETF | 1.93M | SH | $65.4K 2.51% | 0.00 | 0.00 | 1.93M |
SPDR SER TRDFND | S&P 400 MDCP GRW | 919.90K | SH | $63.6K 2.44% | 0.00 | 0.00 | 919.90K |
BONDBLOXX ETF TRUSTDFND | BLOOMBERG ONE YR | 1.24M | SH | $61.4K 2.36% | 0.00 | 0.00 | 1.24M |
ISHARES TRDFND | CORE S&P US GWT | 569.11K | SH | $54.0K 2.07% | 0.00 | 0.00 | 569.11K |
WORLD GOLD TRDFND | SPDR GLD MINIS | 1.45M | SH | $53.1K 2.04% | 0.00 | 0.00 | 1.45M |
APPLE INCDFND | COM | 304.96K | SH | $52.2K 2.00% | 0.00 | 0.00 | 304.96K |
ISHARES TRDFND | CORE S&P US VLU | 683.16K | SH | $51.0K 1.96% | 0.00 | 0.00 | 683.16K |
INVESCO EXCHANGE TRADED FD TDFND | S&P MDCP QUALITY | 627.26K | SH | $50.5K 1.94% | 0.00 | 0.00 | 627.26K |
ISHARES TRDFND | BB RAT CORP BD | 1.03M | SH | $45.1K 1.73% | 0.00 | 0.00 | 1.03M |
MICROSOFT CORPDFND | COM | 114.82K | SH | $36.3K 1.39% | 0.00 | 0.00 | 114.82K |
PACER FDS TRDFND | PACER US SMALL | 844.04K | SH | $35.2K 1.35% | 0.00 | 0.00 | 844.04K |
ISHARES TRDFND | CORE S&P500 ETF | 69.87K | SH | $30.0K 1.15% | 0.00 | 0.00 | 69.87K |
VANGUARD SCOTTSDALE FDSDFND | INT-TERM CORP | 361.91K | SH | $27.5K 1.06% | 0.00 | 0.00 | 361.91K |
VANGUARD SCOTTSDALE FDSDFND | SHORT TERM TREAS | 468.93K | SH | $27.0K 1.04% | 0.00 | 0.00 | 468.93K |
SPDR SER TRDFND | PRTFLO S&P500 VL | 530.34K | SH | $21.9K 0.84% | 0.00 | 0.00 | 530.34K |
ISHARES TRDFND | IBONDS DEC24 ETF | 871.45K | SH | $21.6K 0.83% | 0.00 | 0.00 | 871.45K |
VANGUARD SCOTTSDALE FDSDFND | SHRT TRM CORP BD | 272.51K | SH | $20.5K 0.79% | 0.00 | 0.00 | 272.51K |
FIRST TR VALUE LINE DIVID INDFND | SHS | 536.62K | SH | $20.1K 0.77% | 0.00 | 0.00 | 536.62K |
BROADCOM INCDFND | COM | 23.73K | SH | $19.7K 0.76% | 0.00 | 0.00 | 23.73K |
VANGUARD TAX-MANAGED FDSDFND | VAN FTSE DEV MKT | 418.10K | SH | $18.3K 0.70% | 0.00 | 0.00 | 418.10K |
VANGUARD INDEX FDSDFND | MCAP VL IDXVIP | 132.28K | SH | $17.3K 0.67% | 0.00 | 0.00 | 132.28K |
SPDR SER TRDFND | S&P 600 SMCP GRW | 233.99K | SH | $17.1K 0.66% | 0.00 | 0.00 | 233.99K |
FIRST TR EXCHANGE-TRADED FDDFND | CAP STRENGTH ETF | 230.38K | SH | $17.0K 0.65% | 0.00 | 0.00 | 230.38K |
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