BENJAMIN F. EDWARDS & COMPANY, INC.

Filed: 8/15/2023ACC: 0001445065-23-000011

📋 What this filing means

BENJAMIN F. EDWARDS & COMPANY, INC. filed this quarterly 13F‑HR report disclosing 1786 equity positions with a total reported market value of $2.63M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

1786

Positions

$2.63M

Total AUM (reported)

45.16M

Total Shares

Allocation by class

COM$817.8K31.1%

PORTFOLIO DEVLPD$84.6K3.2%

S&P 400 MDCP VAL$75.5K2.9%

INTL EQTY ETF$66.2K2.5%

S&P 400 MDCP GRW$65.5K2.5%

CORE S&P US GWT$54.7K2.1%

S&P MDCP QUALITY$52.2K2.0%

Portfolio Concentration

Top 3$226.3K8.6%

4–10$386.4K14.7%

11–25$382.6K14.6%

Rest$1.63M62.1%

Top 3 weight

8.6%

Top 10 weight

23.3%

Voting Authority Distribution

Total shares with voting rights: 45.16M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

45.16M

% of voting shares100.0%

Investment Discretion (by position count)

Sole0

Shared0

Other1786

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings1786

Rows:

SPDR INDEX SHS FDS

DFND

PORTFOLIO DEVLPD

Shares2.60M

TypeSH

Market value$84.6K

3.22%

Sole

0.00

Shared

0.00

None

2.60M

SPDR SER TR

DFND

S&P 400 MDCP VAL

Shares1.10M

TypeSH

Market value$75.5K

2.87%

Sole

0.00

Shared

0.00

None

1.10M

SCHWAB STRATEGIC TR

DFND

INTL EQTY ETF

Shares1.86M

TypeSH

Market value$66.2K

2.52%

Sole

0.00

Shared

0.00

None

1.86M

SPDR SER TR

DFND

S&P 400 MDCP GRW

Shares914.40K

TypeSH

Market value$65.5K

2.49%

Sole

0.00

Shared

0.00

None

914.40K

APPLE INC

DFND

COM

Shares318.31K

TypeSH

Market value$61.7K

2.35%

Sole

0.00

Shared

0.00

None

318.31K

ISHARES TR

DFND

CORE S&P US GWT

Shares559.72K

TypeSH

Market value$54.7K

2.08%

Sole

0.00

Shared

0.00

None

559.72K

INVESCO EXCHANGE TRADED FD T

DFND

S&P MDCP QUALITY

Shares647.16K

TypeSH

Market value$52.2K

1.99%

Sole

0.00

Shared

0.00

None

647.16K

ISHARES TR

DFND

CORE S&P US VLU

Shares667.17K

TypeSH

Market value$52.2K

1.99%

Sole

0.00

Shared

0.00

None

667.17K

ISHARES TR

DFND

1 3 YR TREAS BD

Shares630.37K

TypeSH

Market value$51.1K

1.94%

Sole

0.00

Shared

0.00

None

630.37K

WORLD GOLD TR

DFND

SPDR GLD MINIS

Shares1.28M

TypeSH

Market value$48.9K

1.86%

Sole

0.00

Shared

0.00

None

1.28M

ISHARES TR

DFND

BB RAT CORP BD

Shares925.25K

TypeSH

Market value$41.5K

1.58%

Sole

0.00

Shared

0.00

None

925.25K

MICROSOFT CORP

DFND

COM

Shares120.28K

TypeSH

Market value$41.0K

1.56%

Sole

0.00

Shared

0.00

None

120.28K

PACER FDS TR

DFND

PACER US SMALL

Shares879.58K

TypeSH

Market value$35.8K

1.36%

Sole

0.00

Shared

0.00

None

879.58K

ISHARES TR

DFND

CORE S&P500 ETF

Shares67.43K

TypeSH

Market value$30.1K

1.14%

Sole

0.00

Shared

0.00

None

67.43K

VANGUARD SCOTTSDALE FDS

DFND

INT-TERM CORP

Shares350.64K

TypeSH

Market value$27.7K

1.05%

Sole

0.00

Shared

0.00

None

350.64K

VANGUARD SCOTTSDALE FDS

DFND

SHORT TERM TREAS

Shares474.48K

TypeSH

Market value$27.4K

1.04%

Sole

0.00

Shared

0.00

None

474.48K

BROADCOM INC

DFND

COM

Shares27.69K

TypeSH

Market value$24.0K

0.91%

Sole

0.00

Shared

0.00

None

27.69K

SPDR SER TR

DFND

PRTFLO S&P500 VL

Shares521.99K

TypeSH

Market value$22.6K

0.86%

Sole

0.00

Shared

0.00

None

521.99K

FIRST TR VALUE LINE DIVID IN

DFND

SHS

Shares523.35K

TypeSH

Market value$21.0K

0.80%

Sole

0.00

Shared

0.00

None

523.35K

VANGUARD SCOTTSDALE FDS

DFND

SHRT TRM CORP BD

Shares275.40K

TypeSH

Market value$20.8K

0.79%

Sole

0.00

Shared

0.00

None

275.40K

ISHARES TR

DFND

IBONDS DEC24 ETF

Shares806.05K

TypeSH

Market value$19.8K

0.75%

Sole

0.00

Shared

0.00

None

806.05K

VANGUARD INDEX FDS

DFND

MCAP VL IDXVIP

Shares131.71K

TypeSH

Market value$18.2K

0.69%

Sole

0.00

Shared

0.00

None

131.71K

SPDR SER TR

DFND

S&P 600 SMCP GRW

Shares235.93K

TypeSH

Market value$18.2K

0.69%

Sole

0.00

Shared

0.00

None

235.93K

FIRST TR EXCHANGE-TRADED FD

DFND

CAP STRENGTH ETF

Shares232.69K

TypeSH

Market value$17.5K

0.66%

Sole

0.00

Shared

0.00

None

232.69K

JOHNSON & JOHNSON

DFND

COM

Shares103.65K

TypeSH

Market value$17.2K

0.65%

Sole

0.00

Shared

0.00

None

103.65K

Issuer	Class	Shares	Type	Value / Portfolio %	None
SPDR INDEX SHS FDSDFND	PORTFOLIO DEVLPD	2.60M	SH	$84.6K 3.22%	2.60M
SPDR SER TRDFND	S&P 400 MDCP VAL	1.10M	SH	$75.5K 2.87%	1.10M
SCHWAB STRATEGIC TRDFND	INTL EQTY ETF	1.86M	SH	$66.2K 2.52%	1.86M
SPDR SER TRDFND	S&P 400 MDCP GRW	914.40K	SH	$65.5K 2.49%	914.40K
APPLE INCDFND	COM	318.31K	SH	$61.7K 2.35%	318.31K
ISHARES TRDFND	CORE S&P US GWT	559.72K	SH	$54.7K 2.08%	559.72K
INVESCO EXCHANGE TRADED FD TDFND	S&P MDCP QUALITY	647.16K	SH	$52.2K 1.99%	647.16K
ISHARES TRDFND	CORE S&P US VLU	667.17K	SH	$52.2K 1.99%	667.17K
ISHARES TRDFND	1 3 YR TREAS BD	630.37K	SH	$51.1K 1.94%	630.37K
WORLD GOLD TRDFND	SPDR GLD MINIS	1.28M	SH	$48.9K 1.86%	1.28M
ISHARES TRDFND	BB RAT CORP BD	925.25K	SH	$41.5K 1.58%	925.25K
MICROSOFT CORPDFND	COM	120.28K	SH	$41.0K 1.56%	120.28K
PACER FDS TRDFND	PACER US SMALL	879.58K	SH	$35.8K 1.36%	879.58K
ISHARES TRDFND	CORE S&P500 ETF	67.43K	SH	$30.1K 1.14%	67.43K
VANGUARD SCOTTSDALE FDSDFND	INT-TERM CORP	350.64K	SH	$27.7K 1.05%	350.64K
VANGUARD SCOTTSDALE FDSDFND	SHORT TERM TREAS	474.48K	SH	$27.4K 1.04%	474.48K
BROADCOM INCDFND	COM	27.69K	SH	$24.0K 0.91%	27.69K
SPDR SER TRDFND	PRTFLO S&P500 VL	521.99K	SH	$22.6K 0.86%	521.99K
FIRST TR VALUE LINE DIVID INDFND	SHS	523.35K	SH	$21.0K 0.80%	523.35K
VANGUARD SCOTTSDALE FDSDFND	SHRT TRM CORP BD	275.40K	SH	$20.8K 0.79%	275.40K
ISHARES TRDFND	IBONDS DEC24 ETF	806.05K	SH	$19.8K 0.75%	806.05K
VANGUARD INDEX FDSDFND	MCAP VL IDXVIP	131.71K	SH	$18.2K 0.69%	131.71K
SPDR SER TRDFND	S&P 600 SMCP GRW	235.93K	SH	$18.2K 0.69%	235.93K
FIRST TR EXCHANGE-TRADED FDDFND	CAP STRENGTH ETF	232.69K	SH	$17.5K 0.66%	232.69K
JOHNSON & JOHNSONDFND	COM	103.65K	SH	$17.2K 0.65%	103.65K

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