Filed: 4/27/2023ACC: 0001445065-23-000008
📋 What this filing means
BENJAMIN F. EDWARDS & COMPANY, INC. filed this quarterly 13F‑HR report disclosing 1802 equity positions with a total reported market value of $2.39M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1802
Positions
$2.39M
Total AUM (reported)
44.28M
Total Shares
Allocation by class
COM$734.8K30.8%
PORTFOLIO DEVLPD$82.2K3.4%
S&P 400 MDCP VAL$76.4K3.2%
INTL EQTY ETF$58.0K2.4%
BB RAT CORP BD$52.8K2.2%
SPDR GLD MINIS$47.2K2.0%
1 3 YR TREAS BD$46.9K2.0%
Portfolio Concentration
Top 3$216.6K9.1%
4–10$326.8K13.7%
11–25$346.1K14.5%
Rest$1.50M62.8%
Top 3 weight
9.1%
Top 10 weight
22.7%
Voting Authority Distribution
Total shares with voting rights: 44.28M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
44.28M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole0
Shared0
Other1802
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings1802
Rows:
SPDR INDEX SHS FDS
DFNDShares2.56M
TypeSH
Market value$82.2K
3.44%
Sole
0.00
Shared
0.00
None
2.56M
SPDR SER TR
DFNDShares1.16M
TypeSH
Market value$76.4K
3.20%
Sole
0.00
Shared
0.00
None
1.16M
SCHWAB STRATEGIC TR
DFNDShares1.67M
TypeSH
Market value$58.0K
2.43%
Sole
0.00
Shared
0.00
None
1.67M
APPLE INC
DFNDShares328.65K
TypeSH
Market value$54.2K
2.27%
Sole
0.00
Shared
0.00
None
328.65K
ISHARES TR
DFNDShares1.16M
TypeSH
Market value$52.8K
2.21%
Sole
0.00
Shared
0.00
None
1.16M
WORLD GOLD TR
DFNDShares1.21M
TypeSH
Market value$47.2K
1.98%
Sole
0.00
Shared
0.00
None
1.21M
ISHARES TR
DFNDShares571.26K
TypeSH
Market value$46.9K
1.96%
Sole
0.00
Shared
0.00
None
571.26K
SPDR SER TR
DFNDShares630.31K
TypeSH
Market value$43.1K
1.81%
Sole
0.00
Shared
0.00
None
630.31K
VANGUARD SCOTTSDALE FDS
DFNDShares520.20K
TypeSH
Market value$41.7K
1.75%
Sole
0.00
Shared
0.00
None
520.20K
ISHARES TR
DFNDShares459.41K
TypeSH
Market value$40.8K
1.71%
Sole
0.00
Shared
0.00
None
459.41K
ISHARES TR
DFNDShares537.12K
TypeSH
Market value$39.6K
1.66%
Sole
0.00
Shared
0.00
None
537.12K
PACER FDS TR
DFNDShares1.03M
TypeSH
Market value$39.2K
1.64%
Sole
0.00
Shared
0.00
None
1.03M
MICROSOFT CORP
DFNDShares117.17K
TypeSH
Market value$33.8K
1.41%
Sole
0.00
Shared
0.00
None
117.17K
ISHARES TR
DFNDShares65K
TypeSH
Market value$26.7K
1.12%
Sole
0.00
Shared
0.00
None
65K
SPDR SER TR
DFNDShares529.32K
TypeSH
Market value$21.6K
0.90%
Sole
0.00
Shared
0.00
None
529.32K
ISHARES TR
DFNDShares855.98K
TypeSH
Market value$21.0K
0.88%
Sole
0.00
Shared
0.00
None
855.98K
SPDR SER TR
DFNDShares275.76K
TypeSH
Market value$20.3K
0.85%
Sole
0.00
Shared
0.00
None
275.76K
FIRST TR VALUE LINE DIVID IN
DFNDShares502.91K
TypeSH
Market value$20.2K
0.85%
Sole
0.00
Shared
0.00
None
502.91K
VANGUARD SCOTTSDALE FDS
DFNDShares261.80K
TypeSH
Market value$20.0K
0.84%
Sole
0.00
Shared
0.00
None
261.80K
VANGUARD TAX-MANAGED FDS
DFNDShares436.41K
TypeSH
Market value$19.7K
0.83%
Sole
0.00
Shared
0.00
None
436.41K
BROADCOM INC
DFNDShares28.93K
TypeSH
Market value$18.6K
0.78%
Sole
0.00
Shared
0.00
None
28.93K
VANGUARD INDEX FDS
DFNDShares126.60K
TypeSH
Market value$17.0K
0.71%
Sole
0.00
Shared
0.00
None
126.60K
FIRST TR EXCHANGE-TRADED FD
DFNDShares230.94K
TypeSH
Market value$16.8K
0.71%
Sole
0.00
Shared
0.00
None
230.94K
JOHNSON & JOHNSON
DFNDShares102.35K
TypeSH
Market value$15.9K
0.66%
Sole
0.00
Shared
0.00
None
102.35K
INVESCO ACTVELY MNGD ETC FD
DFNDShares1.11M
TypeSH
Market value$15.7K
0.66%
Sole
0.00
Shared
0.00
None
1.11M
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR INDEX SHS FDSDFND | PORTFOLIO DEVLPD | 2.56M | SH | $82.2K 3.44% | 0.00 | 0.00 | 2.56M |
SPDR SER TRDFND | S&P 400 MDCP VAL | 1.16M | SH | $76.4K 3.20% | 0.00 | 0.00 | 1.16M |
SCHWAB STRATEGIC TRDFND | INTL EQTY ETF | 1.67M | SH | $58.0K 2.43% | 0.00 | 0.00 | 1.67M |
APPLE INCDFND | COM | 328.65K | SH | $54.2K 2.27% | 0.00 | 0.00 | 328.65K |
ISHARES TRDFND | BB RAT CORP BD | 1.16M | SH | $52.8K 2.21% | 0.00 | 0.00 | 1.16M |
WORLD GOLD TRDFND | SPDR GLD MINIS | 1.21M | SH | $47.2K 1.98% | 0.00 | 0.00 | 1.21M |
ISHARES TRDFND | 1 3 YR TREAS BD | 571.26K | SH | $46.9K 1.96% | 0.00 | 0.00 | 571.26K |
SPDR SER TRDFND | S&P 400 MDCP GRW | 630.31K | SH | $43.1K 1.81% | 0.00 | 0.00 | 630.31K |
VANGUARD SCOTTSDALE FDSDFND | INT-TERM CORP | 520.20K | SH | $41.7K 1.75% | 0.00 | 0.00 | 520.20K |
ISHARES TRDFND | CORE S&P US GWT | 459.41K | SH | $40.8K 1.71% | 0.00 | 0.00 | 459.41K |
ISHARES TRDFND | CORE S&P US VLU | 537.12K | SH | $39.6K 1.66% | 0.00 | 0.00 | 537.12K |
PACER FDS TRDFND | PACER US SMALL | 1.03M | SH | $39.2K 1.64% | 0.00 | 0.00 | 1.03M |
MICROSOFT CORPDFND | COM | 117.17K | SH | $33.8K 1.41% | 0.00 | 0.00 | 117.17K |
ISHARES TRDFND | CORE S&P500 ETF | 65K | SH | $26.7K 1.12% | 0.00 | 0.00 | 65K |
SPDR SER TRDFND | PRTFLO S&P500 VL | 529.32K | SH | $21.6K 0.90% | 0.00 | 0.00 | 529.32K |
ISHARES TRDFND | IBONDS DEC24 ETF | 855.98K | SH | $21.0K 0.88% | 0.00 | 0.00 | 855.98K |
SPDR SER TRDFND | S&P 600 SMCP GRW | 275.76K | SH | $20.3K 0.85% | 0.00 | 0.00 | 275.76K |
FIRST TR VALUE LINE DIVID INDFND | SHS | 502.91K | SH | $20.2K 0.85% | 0.00 | 0.00 | 502.91K |
VANGUARD SCOTTSDALE FDSDFND | SHRT TRM CORP BD | 261.80K | SH | $20.0K 0.84% | 0.00 | 0.00 | 261.80K |
VANGUARD TAX-MANAGED FDSDFND | VAN FTSE DEV MKT | 436.41K | SH | $19.7K 0.83% | 0.00 | 0.00 | 436.41K |
BROADCOM INCDFND | COM | 28.93K | SH | $18.6K 0.78% | 0.00 | 0.00 | 28.93K |
VANGUARD INDEX FDSDFND | MCAP VL IDXVIP | 126.60K | SH | $17.0K 0.71% | 0.00 | 0.00 | 126.60K |
FIRST TR EXCHANGE-TRADED FDDFND | CAP STRENGTH ETF | 230.94K | SH | $16.8K 0.71% | 0.00 | 0.00 | 230.94K |
JOHNSON & JOHNSONDFND | COM | 102.35K | SH | $15.9K 0.66% | 0.00 | 0.00 | 102.35K |
INVESCO ACTVELY MNGD ETC FDDFND | OPTIMUM YIELD | 1.11M | SH | $15.7K 0.66% | 0.00 | 0.00 | 1.11M |
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