Filed: 2/7/2023ACC: 0001445065-23-000001
📋 What this filing means
BENJAMIN F. EDWARDS & COMPANY, INC. filed this quarterly 13F‑HR report disclosing 1877 equity positions with a total reported market value of $2.23M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1877
Positions
$2.23M
Total AUM (reported)
41.48M
Total Shares
Allocation by class
COM$699.7K31.4%
BB RAT CORP BD$82.6K3.7%
1 3 YR TREAS BD$75.8K3.4%
S&P 400 MDCP VAL$70.0K3.1%
INTL EQTY ETF$44.5K2.0%
CORE S&P US VLU$40.5K1.8%
S&P 600 SMCP VAL$36.0K1.6%
Portfolio Concentration
Top 3$228.4K10.3%
4–10$267.3K12.0%
11–25$291.9K13.1%
Rest$1.44M64.6%
Top 3 weight
10.3%
Top 10 weight
22.3%
Voting Authority Distribution
Total shares with voting rights: 41.48M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
41.48M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole0
Shared0
Other1877
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings1877
Rows:
ISHARES TR
DFNDShares1.86M
TypeSH
Market value$82.6K
3.71%
Sole
0.00
Shared
0.00
None
1.86M
ISHARES TR
DFNDShares933.70K
TypeSH
Market value$75.8K
3.40%
Sole
0.00
Shared
0.00
None
933.70K
SPDR SER TR
DFNDShares1.08M
TypeSH
Market value$70.0K
3.14%
Sole
0.00
Shared
0.00
None
1.08M
SCHWAB STRATEGIC TR
DFNDShares1.38M
TypeSH
Market value$44.5K
2.00%
Sole
0.00
Shared
0.00
None
1.38M
APPLE INC
DFNDShares328.79K
TypeSH
Market value$42.7K
1.92%
Sole
0.00
Shared
0.00
None
328.79K
ISHARES TR
DFNDShares573.94K
TypeSH
Market value$40.5K
1.82%
Sole
0.00
Shared
0.00
None
573.94K
SPDR SER TR
DFNDShares484.84K
TypeSH
Market value$36.0K
1.62%
Sole
0.00
Shared
0.00
None
484.84K
ISHARES TR
DFNDShares440.11K
TypeSH
Market value$35.9K
1.61%
Sole
0.00
Shared
0.00
None
440.11K
SPDR SER TR
DFNDShares544.39K
TypeSH
Market value$35.6K
1.60%
Sole
0.00
Shared
0.00
None
544.39K
ISHARES TR
DFNDShares644.27K
TypeSH
Market value$32.1K
1.44%
Sole
0.00
Shared
0.00
None
644.27K
MICROSOFT CORP
DFNDShares105.95K
TypeSH
Market value$25.4K
1.14%
Sole
0.00
Shared
0.00
None
105.95K
SPDR SER TR
DFNDShares614.64K
TypeSH
Market value$23.9K
1.07%
Sole
0.00
Shared
0.00
None
614.64K
ISHARES TR
DFNDShares60.25K
TypeSH
Market value$23.1K
1.04%
Sole
0.00
Shared
0.00
None
60.25K
ISHARES TR
DFNDShares460.85K
TypeSH
Market value$22.8K
1.03%
Sole
0.00
Shared
0.00
None
460.85K
ISHARES TR
DFNDShares884.06K
TypeSH
Market value$21.6K
0.97%
Sole
0.00
Shared
0.00
None
884.06K
FIRST TR VALUE LINE DIVID IN
DFNDShares496.97K
TypeSH
Market value$19.8K
0.89%
Sole
0.00
Shared
0.00
None
496.97K
VANGUARD TAX-MANAGED FDS
DFNDShares449.65K
TypeSH
Market value$18.9K
0.85%
Sole
0.00
Shared
0.00
None
449.65K
SPDR SER TR
DFNDShares258.64K
TypeSH
Market value$18.7K
0.84%
Sole
0.00
Shared
0.00
None
258.64K
VANGUARD SCOTTSDALE FDS
DFNDShares232.68K
TypeSH
Market value$18.0K
0.81%
Sole
0.00
Shared
0.00
None
232.68K
JOHNSON & JOHNSON
DFNDShares101.89K
TypeSH
Market value$18.0K
0.81%
Sole
0.00
Shared
0.00
None
101.89K
FIRST TR EXCHANGE-TRADED FD
DFNDShares225.80K
TypeSH
Market value$16.9K
0.76%
Sole
0.00
Shared
0.00
None
225.80K
VANGUARD INDEX FDS
DFNDShares124.54K
TypeSH
Market value$16.8K
0.76%
Sole
0.00
Shared
0.00
None
124.54K
UNITEDHEALTH GROUP INC
DFNDShares31.71K
TypeSH
Market value$16.8K
0.76%
Sole
0.00
Shared
0.00
None
31.71K
BROADCOM INC
DFNDShares28.64K
TypeSH
Market value$16.0K
0.72%
Sole
0.00
Shared
0.00
None
28.64K
PIMCO ETF TR
DFNDShares172.44K
TypeSH
Market value$15.1K
0.68%
Sole
0.00
Shared
0.00
None
172.44K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRDFND | BB RAT CORP BD | 1.86M | SH | $82.6K 3.71% | 0.00 | 0.00 | 1.86M |
ISHARES TRDFND | 1 3 YR TREAS BD | 933.70K | SH | $75.8K 3.40% | 0.00 | 0.00 | 933.70K |
SPDR SER TRDFND | S&P 400 MDCP VAL | 1.08M | SH | $70.0K 3.14% | 0.00 | 0.00 | 1.08M |
SCHWAB STRATEGIC TRDFND | INTL EQTY ETF | 1.38M | SH | $44.5K 2.00% | 0.00 | 0.00 | 1.38M |
APPLE INCDFND | COM | 328.79K | SH | $42.7K 1.92% | 0.00 | 0.00 | 328.79K |
ISHARES TRDFND | CORE S&P US VLU | 573.94K | SH | $40.5K 1.82% | 0.00 | 0.00 | 573.94K |
SPDR SER TRDFND | S&P 600 SMCP VAL | 484.84K | SH | $36.0K 1.62% | 0.00 | 0.00 | 484.84K |
ISHARES TRDFND | CORE S&P US GWT | 440.11K | SH | $35.9K 1.61% | 0.00 | 0.00 | 440.11K |
SPDR SER TRDFND | S&P 400 MDCP GRW | 544.39K | SH | $35.6K 1.60% | 0.00 | 0.00 | 544.39K |
ISHARES TRDFND | ISHS 1-5YR INVS | 644.27K | SH | $32.1K 1.44% | 0.00 | 0.00 | 644.27K |
MICROSOFT CORPDFND | COM | 105.95K | SH | $25.4K 1.14% | 0.00 | 0.00 | 105.95K |
SPDR SER TRDFND | PRTFLO S&P500 VL | 614.64K | SH | $23.9K 1.07% | 0.00 | 0.00 | 614.64K |
ISHARES TRDFND | CORE S&P500 ETF | 60.25K | SH | $23.1K 1.04% | 0.00 | 0.00 | 60.25K |
ISHARES TRDFND | ISHS 5-10YR INVT | 460.85K | SH | $22.8K 1.03% | 0.00 | 0.00 | 460.85K |
ISHARES TRDFND | IBONDS DEC24 ETF | 884.06K | SH | $21.6K 0.97% | 0.00 | 0.00 | 884.06K |
FIRST TR VALUE LINE DIVID INDFND | SHS | 496.97K | SH | $19.8K 0.89% | 0.00 | 0.00 | 496.97K |
VANGUARD TAX-MANAGED FDSDFND | VAN FTSE DEV MKT | 449.65K | SH | $18.9K 0.85% | 0.00 | 0.00 | 449.65K |
SPDR SER TRDFND | S&P 600 SMCP GRW | 258.64K | SH | $18.7K 0.84% | 0.00 | 0.00 | 258.64K |
VANGUARD SCOTTSDALE FDSDFND | INT-TERM CORP | 232.68K | SH | $18.0K 0.81% | 0.00 | 0.00 | 232.68K |
JOHNSON & JOHNSONDFND | COM | 101.89K | SH | $18.0K 0.81% | 0.00 | 0.00 | 101.89K |
FIRST TR EXCHANGE-TRADED FDDFND | CAP STRENGTH ETF | 225.80K | SH | $16.9K 0.76% | 0.00 | 0.00 | 225.80K |
VANGUARD INDEX FDSDFND | MCAP VL IDXVIP | 124.54K | SH | $16.8K 0.76% | 0.00 | 0.00 | 124.54K |
UNITEDHEALTH GROUP INCDFND | COM | 31.71K | SH | $16.8K 0.76% | 0.00 | 0.00 | 31.71K |
BROADCOM INCDFND | COM | 28.64K | SH | $16.0K 0.72% | 0.00 | 0.00 | 28.64K |
PIMCO ETF TRDFND | 25YR+ ZERO U S | 172.44K | SH | $15.1K 0.68% | 0.00 | 0.00 | 172.44K |
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