Filed: 10/28/2022ACC: 0001445065-22-000016
📋 What this filing means
BENJAMIN F. EDWARDS & COMPANY, INC. filed this quarterly 13F‑HR report disclosing 1839 equity positions with a total reported market value of $1.99M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1839
Positions
$1.99M
Total AUM (reported)
43.79M
Total Shares
Allocation by class
COM$641.7K32.2%
BB RAT CORP BD$43.9K2.2%
IBOND DEC 2030$42.8K2.1%
S&P 600 SMCP VAL$39.6K2.0%
INTL EQTY ETF$38.2K1.9%
PRTFLO S&P500 VL$37.1K1.9%
INT-TERM CORP$36.5K1.8%
Portfolio Concentration
Top 3$132.3K6.6%
4–10$250.4K12.6%
11–25$290.8K14.6%
Rest$1.32M66.2%
Top 3 weight
6.6%
Top 10 weight
19.2%
Voting Authority Distribution
Total shares with voting rights: 43.79M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
43.79M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole0
Shared0
Other1839
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings1839
Rows:
APPLE INC
DFNDShares330.63K
TypeSH
Market value$45.7K
2.29%
Sole
0.00
Shared
0.00
None
330.63K
ISHARES TR
DFNDShares1.02M
TypeSH
Market value$43.9K
2.20%
Sole
0.00
Shared
0.00
None
1.02M
ISHARES TR
DFNDShares2.18M
TypeSH
Market value$42.8K
2.15%
Sole
0.00
Shared
0.00
None
2.18M
SPDR SER TR
DFNDShares589.62K
TypeSH
Market value$39.6K
1.99%
Sole
0.00
Shared
0.00
None
589.62K
SCHWAB STRATEGIC TR
DFNDShares1.36M
TypeSH
Market value$38.2K
1.92%
Sole
0.00
Shared
0.00
None
1.36M
SPDR SER TR
DFNDShares1.08M
TypeSH
Market value$37.1K
1.86%
Sole
0.00
Shared
0.00
None
1.08M
VANGUARD SCOTTSDALE FDS
DFNDShares481.71K
TypeSH
Market value$36.5K
1.83%
Sole
0.00
Shared
0.00
None
481.71K
ISHARES TR
DFNDShares550.57K
TypeSH
Market value$34.5K
1.73%
Sole
0.00
Shared
0.00
None
550.57K
ISHARES TR
DFNDShares424.19K
TypeSH
Market value$34.0K
1.71%
Sole
0.00
Shared
0.00
None
424.19K
INVESCO ACTVELY MNGD ETC FD
DFNDShares1.89M
TypeSH
Market value$30.5K
1.53%
Sole
0.00
Shared
0.00
None
1.89M
MICROSOFT CORP
DFNDShares117.62K
TypeSH
Market value$27.4K
1.37%
Sole
0.00
Shared
0.00
None
117.62K
WISDOMTREE TR
DFNDShares428.10K
TypeSH
Market value$26.4K
1.32%
Sole
0.00
Shared
0.00
None
428.10K
ISHARES GOLD TR
DFNDShares721.22K
TypeSH
Market value$22.7K
1.14%
Sole
0.00
Shared
0.00
None
721.22K
SPDR SER TR
DFNDShares310.57K
TypeSH
Market value$21.2K
1.06%
Sole
0.00
Shared
0.00
None
310.57K
ISHARES TR
DFNDShares867.76K
TypeSH
Market value$21.1K
1.06%
Sole
0.00
Shared
0.00
None
867.76K
VANGUARD SCOTTSDALE FDS
DFNDShares261.42K
TypeSH
Market value$19.4K
0.97%
Sole
0.00
Shared
0.00
None
261.42K
SPDR SER TR
DFNDShares382.98K
TypeSH
Market value$19.2K
0.96%
Sole
0.00
Shared
0.00
None
382.98K
ISHARES TR
DFNDShares845.03K
TypeSH
Market value$18.4K
0.92%
Sole
0.00
Shared
0.00
None
845.03K
FIRST TR VALUE LINE DIVID IN
DFNDShares508.17K
TypeSH
Market value$18.2K
0.91%
Sole
0.00
Shared
0.00
None
508.17K
VANGUARD TAX-MANAGED FDS
DFNDShares480.87K
TypeSH
Market value$17.5K
0.88%
Sole
0.00
Shared
0.00
None
480.87K
AMAZON COM INC
DFNDShares149.72K
TypeSH
Market value$16.9K
0.85%
Sole
0.00
Shared
0.00
None
149.72K
JOHNSON & JOHNSON
DFNDShares99.73K
TypeSH
Market value$16.3K
0.82%
Sole
0.00
Shared
0.00
None
99.73K
UNITEDHEALTH GROUP INC
DFNDShares30.98K
TypeSH
Market value$15.6K
0.78%
Sole
0.00
Shared
0.00
None
30.98K
ISHARES TR
DFNDShares42.81K
TypeSH
Market value$15.4K
0.77%
Sole
0.00
Shared
0.00
None
42.81K
FIRST TR EXCHANGE-TRADED FD
DFNDShares226.61K
TypeSH
Market value$15.1K
0.75%
Sole
0.00
Shared
0.00
None
226.61K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCDFND | COM | 330.63K | SH | $45.7K 2.29% | 0.00 | 0.00 | 330.63K |
ISHARES TRDFND | BB RAT CORP BD | 1.02M | SH | $43.9K 2.20% | 0.00 | 0.00 | 1.02M |
ISHARES TRDFND | IBOND DEC 2030 | 2.18M | SH | $42.8K 2.15% | 0.00 | 0.00 | 2.18M |
SPDR SER TRDFND | S&P 600 SMCP VAL | 589.62K | SH | $39.6K 1.99% | 0.00 | 0.00 | 589.62K |
SCHWAB STRATEGIC TRDFND | INTL EQTY ETF | 1.36M | SH | $38.2K 1.92% | 0.00 | 0.00 | 1.36M |
SPDR SER TRDFND | PRTFLO S&P500 VL | 1.08M | SH | $37.1K 1.86% | 0.00 | 0.00 | 1.08M |
VANGUARD SCOTTSDALE FDSDFND | INT-TERM CORP | 481.71K | SH | $36.5K 1.83% | 0.00 | 0.00 | 481.71K |
ISHARES TRDFND | CORE S&P US VLU | 550.57K | SH | $34.5K 1.73% | 0.00 | 0.00 | 550.57K |
ISHARES TRDFND | CORE S&P US GWT | 424.19K | SH | $34.0K 1.71% | 0.00 | 0.00 | 424.19K |
INVESCO ACTVELY MNGD ETC FDDFND | OPTIMUM YIELD | 1.89M | SH | $30.5K 1.53% | 0.00 | 0.00 | 1.89M |
MICROSOFT CORPDFND | COM | 117.62K | SH | $27.4K 1.37% | 0.00 | 0.00 | 117.62K |
WISDOMTREE TRDFND | JAPN HEDGE EQT | 428.10K | SH | $26.4K 1.32% | 0.00 | 0.00 | 428.10K |
ISHARES GOLD TRDFND | ISHARES NEW | 721.22K | SH | $22.7K 1.14% | 0.00 | 0.00 | 721.22K |
SPDR SER TRDFND | S&P 600 SMCP GRW | 310.57K | SH | $21.2K 1.06% | 0.00 | 0.00 | 310.57K |
ISHARES TRDFND | IBONDS DEC24 ETF | 867.76K | SH | $21.1K 1.06% | 0.00 | 0.00 | 867.76K |
VANGUARD SCOTTSDALE FDSDFND | SHRT TRM CORP BD | 261.42K | SH | $19.4K 0.97% | 0.00 | 0.00 | 261.42K |
SPDR SER TRDFND | PRTFLO S&P500 GW | 382.98K | SH | $19.2K 0.96% | 0.00 | 0.00 | 382.98K |
ISHARES TRDFND | IBONDS DEC 29 | 845.03K | SH | $18.4K 0.92% | 0.00 | 0.00 | 845.03K |
FIRST TR VALUE LINE DIVID INDFND | SHS | 508.17K | SH | $18.2K 0.91% | 0.00 | 0.00 | 508.17K |
VANGUARD TAX-MANAGED FDSDFND | VAN FTSE DEV MKT | 480.87K | SH | $17.5K 0.88% | 0.00 | 0.00 | 480.87K |
AMAZON COM INCDFND | COM | 149.72K | SH | $16.9K 0.85% | 0.00 | 0.00 | 149.72K |
JOHNSON & JOHNSONDFND | COM | 99.73K | SH | $16.3K 0.82% | 0.00 | 0.00 | 99.73K |
UNITEDHEALTH GROUP INCDFND | COM | 30.98K | SH | $15.6K 0.78% | 0.00 | 0.00 | 30.98K |
ISHARES TRDFND | CORE S&P500 ETF | 42.81K | SH | $15.4K 0.77% | 0.00 | 0.00 | 42.81K |
FIRST TR EXCHANGE-TRADED FDDFND | CAP STRENGTH ETF | 226.61K | SH | $15.1K 0.75% | 0.00 | 0.00 | 226.61K |
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