Filed: 11/13/2023ACC: 0001451623-23-000004
📋 What this filing means
BENJAMIN EDWARDS INC filed this quarterly 13F‑HR report disclosing 645 equity positions with a total reported market value of $422.4K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
645
Positions
$422.4K
Total AUM (reported)
5.67M
Total Shares
Allocation by class
COM$276.2K65.4%
CL A$12.9K3.1%
SHS CLASS A$8.0K1.9%
BLOOMBERG ONE YR$5.3K1.3%
PORTFOLIO DEVLPD$5.1K1.2%
SHORT TERM TREAS$4.9K1.2%
SHS$4.7K1.1%
Portfolio Concentration
Top 3$35.2K8.3%
4–10$39.4K9.3%
11–25$63.7K15.1%
Rest$284.1K67.3%
Top 3 weight
8.3%
Top 10 weight
17.7%
Voting Authority Distribution
Total shares with voting rights: 5.67M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
5.67M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole0
Shared0
Other645
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings645
Rows:
MICROSOFT CORP
DFNDShares40.46K
TypeSH
Market value$12.8K
3.02%
Sole
0.00
Shared
0.00
None
40.46K
APPLE INC
DFNDShares74.27K
TypeSH
Market value$12.7K
3.01%
Sole
0.00
Shared
0.00
None
74.27K
NVIDIA CORPORATION
DFNDShares22.34K
TypeSH
Market value$9.7K
2.30%
Sole
0.00
Shared
0.00
None
22.34K
ACCENTURE PLC IRELAND
DFNDShares26.09K
TypeSH
Market value$8.0K
1.90%
Sole
0.00
Shared
0.00
None
26.09K
COSTCO WHSL CORP NEW
DFNDShares10.43K
TypeSH
Market value$5.9K
1.40%
Sole
0.00
Shared
0.00
None
10.43K
ABBVIE INC
DFNDShares35.63K
TypeSH
Market value$5.3K
1.26%
Sole
0.00
Shared
0.00
None
35.63K
BONDBLOXX ETF TRUST
DFNDShares106.32K
TypeSH
Market value$5.3K
1.25%
Sole
0.00
Shared
0.00
None
106.32K
SPDR INDEX SHS FDS
DFNDShares164.58K
TypeSH
Market value$5.1K
1.21%
Sole
0.00
Shared
0.00
None
164.58K
VANGUARD SCOTTSDALE FDS
DFNDShares84.84K
TypeSH
Market value$4.9K
1.16%
Sole
0.00
Shared
0.00
None
84.84K
AMERICAN ELEC PWR CO INC
DFNDShares64.61K
TypeSH
Market value$4.9K
1.15%
Sole
0.00
Shared
0.00
None
64.61K
ABBOTT LABS
DFNDShares49.03K
TypeSH
Market value$4.7K
1.12%
Sole
0.00
Shared
0.00
None
49.03K
CHEVRON CORP NEW
DFNDShares28.14K
TypeSH
Market value$4.7K
1.12%
Sole
0.00
Shared
0.00
None
28.14K
AMAZON COM INC
DFNDShares37.29K
TypeSH
Market value$4.7K
1.12%
Sole
0.00
Shared
0.00
None
37.29K
VANGUARD SCOTTSDALE FDS
DFNDShares60.15K
TypeSH
Market value$4.5K
1.07%
Sole
0.00
Shared
0.00
None
60.15K
WALMART INC
DFNDShares27.87K
TypeSH
Market value$4.5K
1.06%
Sole
0.00
Shared
0.00
None
27.87K
ISHARES TR
DFNDShares39.18K
TypeSH
Market value$4.4K
1.05%
Sole
0.00
Shared
0.00
None
39.18K
WEC ENERGY GROUP INC
DFNDShares54.69K
TypeSH
Market value$4.4K
1.04%
Sole
0.00
Shared
0.00
None
54.69K
AUTOMATIC DATA PROCESSING IN
DFNDShares17.88K
TypeSH
Market value$4.3K
1.02%
Sole
0.00
Shared
0.00
None
17.88K
ISHARES TR
DFNDShares94.23K
TypeSH
Market value$4.1K
0.98%
Sole
0.00
Shared
0.00
None
94.23K
SCHWAB STRATEGIC TR
DFNDShares82.65K
TypeSH
Market value$4.0K
0.94%
Sole
0.00
Shared
0.00
None
82.65K
EXXON MOBIL CORP
DFNDShares33.67K
TypeSH
Market value$4.0K
0.94%
Sole
0.00
Shared
0.00
None
33.67K
ILLINOIS TOOL WKS INC
DFNDShares17.11K
TypeSH
Market value$3.9K
0.93%
Sole
0.00
Shared
0.00
None
17.11K
PEPSICO INC
DFNDShares22.83K
TypeSH
Market value$3.9K
0.92%
Sole
0.00
Shared
0.00
None
22.83K
AMERICAN WTR WKS CO INC NEW
DFNDShares30.64K
TypeSH
Market value$3.8K
0.90%
Sole
0.00
Shared
0.00
None
30.64K
NEXTERA ENERGY INC
DFNDShares64.59K
TypeSH
Market value$3.7K
0.88%
Sole
0.00
Shared
0.00
None
64.59K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
MICROSOFT CORPDFND | COM | 40.46K | SH | $12.8K 3.02% | 0.00 | 0.00 | 40.46K |
APPLE INCDFND | COM | 74.27K | SH | $12.7K 3.01% | 0.00 | 0.00 | 74.27K |
NVIDIA CORPORATIONDFND | COM | 22.34K | SH | $9.7K 2.30% | 0.00 | 0.00 | 22.34K |
ACCENTURE PLC IRELANDDFND | SHS CLASS A | 26.09K | SH | $8.0K 1.90% | 0.00 | 0.00 | 26.09K |
COSTCO WHSL CORP NEWDFND | COM | 10.43K | SH | $5.9K 1.40% | 0.00 | 0.00 | 10.43K |
ABBVIE INCDFND | COM | 35.63K | SH | $5.3K 1.26% | 0.00 | 0.00 | 35.63K |
BONDBLOXX ETF TRUSTDFND | BLOOMBERG ONE YR | 106.32K | SH | $5.3K 1.25% | 0.00 | 0.00 | 106.32K |
SPDR INDEX SHS FDSDFND | PORTFOLIO DEVLPD | 164.58K | SH | $5.1K 1.21% | 0.00 | 0.00 | 164.58K |
VANGUARD SCOTTSDALE FDSDFND | SHORT TERM TREAS | 84.84K | SH | $4.9K 1.16% | 0.00 | 0.00 | 84.84K |
AMERICAN ELEC PWR CO INCDFND | COM | 64.61K | SH | $4.9K 1.15% | 0.00 | 0.00 | 64.61K |
ABBOTT LABSDFND | COM | 49.03K | SH | $4.7K 1.12% | 0.00 | 0.00 | 49.03K |
CHEVRON CORP NEWDFND | COM | 28.14K | SH | $4.7K 1.12% | 0.00 | 0.00 | 28.14K |
AMAZON COM INCDFND | COM | 37.29K | SH | $4.7K 1.12% | 0.00 | 0.00 | 37.29K |
VANGUARD SCOTTSDALE FDSDFND | SHRT TRM CORP BD | 60.15K | SH | $4.5K 1.07% | 0.00 | 0.00 | 60.15K |
WALMART INCDFND | COM | 27.87K | SH | $4.5K 1.06% | 0.00 | 0.00 | 27.87K |
ISHARES TRDFND | 3 7 YR TREAS BD | 39.18K | SH | $4.4K 1.05% | 0.00 | 0.00 | 39.18K |
WEC ENERGY GROUP INCDFND | COM | 54.69K | SH | $4.4K 1.04% | 0.00 | 0.00 | 54.69K |
AUTOMATIC DATA PROCESSING INDFND | COM | 17.88K | SH | $4.3K 1.02% | 0.00 | 0.00 | 17.88K |
ISHARES TRDFND | BB RAT CORP BD | 94.23K | SH | $4.1K 0.98% | 0.00 | 0.00 | 94.23K |
SCHWAB STRATEGIC TRDFND | INT-TRM U.S TRES | 82.65K | SH | $4.0K 0.94% | 0.00 | 0.00 | 82.65K |
EXXON MOBIL CORPDFND | COM | 33.67K | SH | $4.0K 0.94% | 0.00 | 0.00 | 33.67K |
ILLINOIS TOOL WKS INCDFND | COM | 17.11K | SH | $3.9K 0.93% | 0.00 | 0.00 | 17.11K |
PEPSICO INCDFND | COM | 22.83K | SH | $3.9K 0.92% | 0.00 | 0.00 | 22.83K |
AMERICAN WTR WKS CO INC NEWDFND | COM | 30.64K | SH | $3.8K 0.90% | 0.00 | 0.00 | 30.64K |
NEXTERA ENERGY INCDFND | COM | 64.59K | SH | $3.7K 0.88% | 0.00 | 0.00 | 64.59K |
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