Filed: 8/15/2023ACC: 0001451623-23-000003
📋 What this filing means
BENJAMIN EDWARDS INC filed this quarterly 13F‑HR report disclosing 680 equity positions with a total reported market value of $430.6K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
680
Positions
$430.6K
Total AUM (reported)
5.52M
Total Shares
Allocation by class
COM$279.6K64.9%
CL A$10.9K2.5%
SHS CLASS A$7.5K1.7%
SHORT TERM TREAS$6.5K1.5%
PORTFOLIO DEVLPD$6.1K1.4%
3 7 YR TREAS BD$5.2K1.2%
SHS$5.1K1.2%
Portfolio Concentration
Top 3$38.1K8.8%
4–10$41.6K9.7%
11–25$66.0K15.3%
Rest$285.0K66.2%
Top 3 weight
8.8%
Top 10 weight
18.5%
Voting Authority Distribution
Total shares with voting rights: 5.52M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
5.52M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole0
Shared0
Other680
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings680
Rows:
APPLE INC
DFNDShares74.51K
TypeSH
Market value$14.5K
3.36%
Sole
0.00
Shared
0.00
None
74.51K
MICROSOFT CORP
DFNDShares39.40K
TypeSH
Market value$13.4K
3.12%
Sole
0.00
Shared
0.00
None
39.40K
NVIDIA CORPORATION
DFNDShares24.16K
TypeSH
Market value$10.2K
2.37%
Sole
0.00
Shared
0.00
None
24.16K
ACCENTURE PLC IRELAND
DFNDShares24.28K
TypeSH
Market value$7.5K
1.74%
Sole
0.00
Shared
0.00
None
24.28K
VANGUARD SCOTTSDALE FDS
DFNDShares112.99K
TypeSH
Market value$6.5K
1.51%
Sole
0.00
Shared
0.00
None
112.99K
SPDR INDEX SHS FDS
DFNDShares188.26K
TypeSH
Market value$6.1K
1.42%
Sole
0.00
Shared
0.00
None
188.26K
NEXTERA ENERGY INC
DFNDShares77.32K
TypeSH
Market value$5.7K
1.33%
Sole
0.00
Shared
0.00
None
77.32K
AMERICAN ELEC PWR CO INC
DFNDShares63.66K
TypeSH
Market value$5.4K
1.24%
Sole
0.00
Shared
0.00
None
63.66K
ISHARES TR
DFNDShares45.21K
TypeSH
Market value$5.2K
1.21%
Sole
0.00
Shared
0.00
None
45.21K
AMAZON COM INC
DFNDShares39.20K
TypeSH
Market value$5.1K
1.19%
Sole
0.00
Shared
0.00
None
39.20K
VANGUARD SCOTTSDALE FDS
DFNDShares67.53K
TypeSH
Market value$5.1K
1.19%
Sole
0.00
Shared
0.00
None
67.53K
COSTCO WHSL CORP NEW
DFNDShares9.37K
TypeSH
Market value$5.0K
1.17%
Sole
0.00
Shared
0.00
None
9.37K
ISHARES TR
DFNDShares60.34K
TypeSH
Market value$4.9K
1.14%
Sole
0.00
Shared
0.00
None
60.34K
WEC ENERGY GROUP INC
DFNDShares55.05K
TypeSH
Market value$4.9K
1.13%
Sole
0.00
Shared
0.00
None
55.05K
ABBOTT LABS
DFNDShares44.02K
TypeSH
Market value$4.8K
1.11%
Sole
0.00
Shared
0.00
None
44.02K
ABBVIE INC
DFNDShares35.48K
TypeSH
Market value$4.8K
1.11%
Sole
0.00
Shared
0.00
None
35.48K
ILLINOIS TOOL WKS INC
DFNDShares17.14K
TypeSH
Market value$4.3K
1.00%
Sole
0.00
Shared
0.00
None
17.14K
PEPSICO INC
DFNDShares22.57K
TypeSH
Market value$4.2K
0.97%
Sole
0.00
Shared
0.00
None
22.57K
MCDONALDS CORP
DFNDShares13.92K
TypeSH
Market value$4.2K
0.96%
Sole
0.00
Shared
0.00
None
13.92K
ISHARES TR
DFNDShares92.10K
TypeSH
Market value$4.1K
0.96%
Sole
0.00
Shared
0.00
None
92.10K
ALPHABET INC
DFNDShares34.27K
TypeSH
Market value$4.1K
0.95%
Sole
0.00
Shared
0.00
None
34.27K
CHEVRON CORP NEW
DFNDShares26.07K
TypeSH
Market value$4.1K
0.95%
Sole
0.00
Shared
0.00
None
26.07K
SPDR SER TR
DFNDShares57.69K
TypeSH
Market value$4.0K
0.92%
Sole
0.00
Shared
0.00
None
57.69K
XCEL ENERGY INC
DFNDShares61.90K
TypeSH
Market value$3.8K
0.89%
Sole
0.00
Shared
0.00
None
61.90K
MERCK & CO INC
DFNDShares32.59K
TypeSH
Market value$3.8K
0.87%
Sole
0.00
Shared
0.00
None
32.59K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCDFND | COM | 74.51K | SH | $14.5K 3.36% | 0.00 | 0.00 | 74.51K |
MICROSOFT CORPDFND | COM | 39.40K | SH | $13.4K 3.12% | 0.00 | 0.00 | 39.40K |
NVIDIA CORPORATIONDFND | COM | 24.16K | SH | $10.2K 2.37% | 0.00 | 0.00 | 24.16K |
ACCENTURE PLC IRELANDDFND | SHS CLASS A | 24.28K | SH | $7.5K 1.74% | 0.00 | 0.00 | 24.28K |
VANGUARD SCOTTSDALE FDSDFND | SHORT TERM TREAS | 112.99K | SH | $6.5K 1.51% | 0.00 | 0.00 | 112.99K |
SPDR INDEX SHS FDSDFND | PORTFOLIO DEVLPD | 188.26K | SH | $6.1K 1.42% | 0.00 | 0.00 | 188.26K |
NEXTERA ENERGY INCDFND | COM | 77.32K | SH | $5.7K 1.33% | 0.00 | 0.00 | 77.32K |
AMERICAN ELEC PWR CO INCDFND | COM | 63.66K | SH | $5.4K 1.24% | 0.00 | 0.00 | 63.66K |
ISHARES TRDFND | 3 7 YR TREAS BD | 45.21K | SH | $5.2K 1.21% | 0.00 | 0.00 | 45.21K |
AMAZON COM INCDFND | COM | 39.20K | SH | $5.1K 1.19% | 0.00 | 0.00 | 39.20K |
VANGUARD SCOTTSDALE FDSDFND | SHRT TRM CORP BD | 67.53K | SH | $5.1K 1.19% | 0.00 | 0.00 | 67.53K |
COSTCO WHSL CORP NEWDFND | COM | 9.37K | SH | $5.0K 1.17% | 0.00 | 0.00 | 9.37K |
ISHARES TRDFND | 1 3 YR TREAS BD | 60.34K | SH | $4.9K 1.14% | 0.00 | 0.00 | 60.34K |
WEC ENERGY GROUP INCDFND | COM | 55.05K | SH | $4.9K 1.13% | 0.00 | 0.00 | 55.05K |
ABBOTT LABSDFND | COM | 44.02K | SH | $4.8K 1.11% | 0.00 | 0.00 | 44.02K |
ABBVIE INCDFND | COM | 35.48K | SH | $4.8K 1.11% | 0.00 | 0.00 | 35.48K |
ILLINOIS TOOL WKS INCDFND | COM | 17.14K | SH | $4.3K 1.00% | 0.00 | 0.00 | 17.14K |
PEPSICO INCDFND | COM | 22.57K | SH | $4.2K 0.97% | 0.00 | 0.00 | 22.57K |
MCDONALDS CORPDFND | COM | 13.92K | SH | $4.2K 0.96% | 0.00 | 0.00 | 13.92K |
ISHARES TRDFND | BB RAT CORP BD | 92.10K | SH | $4.1K 0.96% | 0.00 | 0.00 | 92.10K |
ALPHABET INCDFND | CAP STK CL A | 34.27K | SH | $4.1K 0.95% | 0.00 | 0.00 | 34.27K |
CHEVRON CORP NEWDFND | COM | 26.07K | SH | $4.1K 0.95% | 0.00 | 0.00 | 26.07K |
SPDR SER TRDFND | S&P 400 MDCP VAL | 57.69K | SH | $4.0K 0.92% | 0.00 | 0.00 | 57.69K |
XCEL ENERGY INCDFND | COM | 61.90K | SH | $3.8K 0.89% | 0.00 | 0.00 | 61.90K |
MERCK & CO INCDFND | COM | 32.59K | SH | $3.8K 0.87% | 0.00 | 0.00 | 32.59K |
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