Filed: 4/27/2023ACC: 0001451623-23-000002
📋 What this filing means
BENJAMIN EDWARDS INC filed this quarterly 13F‑HR report disclosing 706 equity positions with a total reported market value of $409.8K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
706
Positions
$409.8K
Total AUM (reported)
5.60M
Total Shares
Allocation by class
COM$266.4K65.0%
CL A$10.3K2.5%
SHORT TERM TREAS$7.0K1.7%
SHS CLASS A$6.6K1.6%
PORTFOLIO DEVLPD$6.2K1.5%
1 3 YR TREAS BD$5.7K1.4%
3 7 YR TREAS BD$5.3K1.3%
Portfolio Concentration
Top 3$31.6K7.7%
4–10$41.9K10.2%
11–25$63.0K15.4%
Rest$273.4K66.7%
Top 3 weight
7.7%
Top 10 weight
17.9%
Voting Authority Distribution
Total shares with voting rights: 5.60M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
5.60M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole0
Shared0
Other706
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings706
Rows:
APPLE INC
DFNDShares77.07K
TypeSH
Market value$12.7K
3.10%
Sole
0.00
Shared
0.00
None
77.07K
MICROSOFT CORP
DFNDShares38.97K
TypeSH
Market value$11.2K
2.74%
Sole
0.00
Shared
0.00
None
38.97K
NVIDIA CORPORATION
DFNDShares27.39K
TypeSH
Market value$7.6K
1.86%
Sole
0.00
Shared
0.00
None
27.39K
VANGUARD SCOTTSDALE FDS
DFNDShares119.59K
TypeSH
Market value$7.0K
1.71%
Sole
0.00
Shared
0.00
None
119.59K
ACCENTURE PLC IRELAND
DFNDShares23.09K
TypeSH
Market value$6.6K
1.61%
Sole
0.00
Shared
0.00
None
23.09K
SPDR INDEX SHS FDS
DFNDShares191.82K
TypeSH
Market value$6.2K
1.50%
Sole
0.00
Shared
0.00
None
191.82K
NEXTERA ENERGY INC
DFNDShares75.30K
TypeSH
Market value$5.8K
1.42%
Sole
0.00
Shared
0.00
None
75.30K
ISHARES TR
DFNDShares69.92K
TypeSH
Market value$5.7K
1.40%
Sole
0.00
Shared
0.00
None
69.92K
ISHARES TR
DFNDShares45K
TypeSH
Market value$5.3K
1.29%
Sole
0.00
Shared
0.00
None
45K
VANGUARD SCOTTSDALE FDS
DFNDShares69.24K
TypeSH
Market value$5.3K
1.29%
Sole
0.00
Shared
0.00
None
69.24K
WEC ENERGY GROUP INC
DFNDShares54.05K
TypeSH
Market value$5.1K
1.25%
Sole
0.00
Shared
0.00
None
54.05K
AMERICAN ELEC PWR CO INC
DFNDShares55.63K
TypeSH
Market value$5.1K
1.24%
Sole
0.00
Shared
0.00
None
55.63K
ISHARES TR
DFNDShares111.19K
TypeSH
Market value$5.1K
1.23%
Sole
0.00
Shared
0.00
None
111.19K
ABBVIE INC
DFNDShares31.17K
TypeSH
Market value$5.0K
1.21%
Sole
0.00
Shared
0.00
None
31.17K
AMAZON COM INC
DFNDShares41.53K
TypeSH
Market value$4.3K
1.05%
Sole
0.00
Shared
0.00
None
41.53K
ILLINOIS TOOL WKS INC
DFNDShares16.54K
TypeSH
Market value$4.0K
0.98%
Sole
0.00
Shared
0.00
None
16.54K
ABBOTT LABS
DFNDShares39.17K
TypeSH
Market value$4.0K
0.97%
Sole
0.00
Shared
0.00
None
39.17K
AUTOMATIC DATA PROCESSING IN
DFNDShares17.76K
TypeSH
Market value$4.0K
0.96%
Sole
0.00
Shared
0.00
None
17.76K
MERCK & CO INC
DFNDShares36.73K
TypeSH
Market value$3.9K
0.95%
Sole
0.00
Shared
0.00
None
36.73K
COSTCO WHSL CORP NEW
DFNDShares7.83K
TypeSH
Market value$3.9K
0.95%
Sole
0.00
Shared
0.00
None
7.83K
MCDONALDS CORP
DFNDShares13.68K
TypeSH
Market value$3.8K
0.93%
Sole
0.00
Shared
0.00
None
13.68K
ALPHABET INC
DFNDShares36.44K
TypeSH
Market value$3.8K
0.92%
Sole
0.00
Shared
0.00
None
36.44K
PEPSICO INC
DFNDShares20.70K
TypeSH
Market value$3.8K
0.92%
Sole
0.00
Shared
0.00
None
20.70K
IDACORP INC
DFNDShares34.14K
TypeSH
Market value$3.7K
0.90%
Sole
0.00
Shared
0.00
None
34.14K
XCEL ENERGY INC
DFNDShares54.62K
TypeSH
Market value$3.7K
0.90%
Sole
0.00
Shared
0.00
None
54.62K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCDFND | COM | 77.07K | SH | $12.7K 3.10% | 0.00 | 0.00 | 77.07K |
MICROSOFT CORPDFND | COM | 38.97K | SH | $11.2K 2.74% | 0.00 | 0.00 | 38.97K |
NVIDIA CORPORATIONDFND | COM | 27.39K | SH | $7.6K 1.86% | 0.00 | 0.00 | 27.39K |
VANGUARD SCOTTSDALE FDSDFND | SHORT TERM TREAS | 119.59K | SH | $7.0K 1.71% | 0.00 | 0.00 | 119.59K |
ACCENTURE PLC IRELANDDFND | SHS CLASS A | 23.09K | SH | $6.6K 1.61% | 0.00 | 0.00 | 23.09K |
SPDR INDEX SHS FDSDFND | PORTFOLIO DEVLPD | 191.82K | SH | $6.2K 1.50% | 0.00 | 0.00 | 191.82K |
NEXTERA ENERGY INCDFND | COM | 75.30K | SH | $5.8K 1.42% | 0.00 | 0.00 | 75.30K |
ISHARES TRDFND | 1 3 YR TREAS BD | 69.92K | SH | $5.7K 1.40% | 0.00 | 0.00 | 69.92K |
ISHARES TRDFND | 3 7 YR TREAS BD | 45K | SH | $5.3K 1.29% | 0.00 | 0.00 | 45K |
VANGUARD SCOTTSDALE FDSDFND | SHRT TRM CORP BD | 69.24K | SH | $5.3K 1.29% | 0.00 | 0.00 | 69.24K |
WEC ENERGY GROUP INCDFND | COM | 54.05K | SH | $5.1K 1.25% | 0.00 | 0.00 | 54.05K |
AMERICAN ELEC PWR CO INCDFND | COM | 55.63K | SH | $5.1K 1.24% | 0.00 | 0.00 | 55.63K |
ISHARES TRDFND | BB RAT CORP BD | 111.19K | SH | $5.1K 1.23% | 0.00 | 0.00 | 111.19K |
ABBVIE INCDFND | COM | 31.17K | SH | $5.0K 1.21% | 0.00 | 0.00 | 31.17K |
AMAZON COM INCDFND | COM | 41.53K | SH | $4.3K 1.05% | 0.00 | 0.00 | 41.53K |
ILLINOIS TOOL WKS INCDFND | COM | 16.54K | SH | $4.0K 0.98% | 0.00 | 0.00 | 16.54K |
ABBOTT LABSDFND | COM | 39.17K | SH | $4.0K 0.97% | 0.00 | 0.00 | 39.17K |
AUTOMATIC DATA PROCESSING INDFND | COM | 17.76K | SH | $4.0K 0.96% | 0.00 | 0.00 | 17.76K |
MERCK & CO INCDFND | COM | 36.73K | SH | $3.9K 0.95% | 0.00 | 0.00 | 36.73K |
COSTCO WHSL CORP NEWDFND | COM | 7.83K | SH | $3.9K 0.95% | 0.00 | 0.00 | 7.83K |
MCDONALDS CORPDFND | COM | 13.68K | SH | $3.8K 0.93% | 0.00 | 0.00 | 13.68K |
ALPHABET INCDFND | CAP STK CL A | 36.44K | SH | $3.8K 0.92% | 0.00 | 0.00 | 36.44K |
PEPSICO INCDFND | COM | 20.70K | SH | $3.8K 0.92% | 0.00 | 0.00 | 20.70K |
IDACORP INCDFND | COM | 34.14K | SH | $3.7K 0.90% | 0.00 | 0.00 | 34.14K |
XCEL ENERGY INCDFND | COM | 54.62K | SH | $3.7K 0.90% | 0.00 | 0.00 | 54.62K |
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