Filed: 2/7/2023ACC: 0001451623-23-000001
📋 What this filing means
BENJAMIN EDWARDS INC filed this quarterly 13F‑HR report disclosing 733 equity positions with a total reported market value of $380.3K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
733
Positions
$380.3K
Total AUM (reported)
5.50M
Total Shares
Allocation by class
COM$244.9K64.4%
1 3 YR TREAS BD$10.1K2.7%
CL A$8.2K2.2%
SHORT TERM TREAS$6.7K1.8%
BB RAT CORP BD$6.4K1.7%
SHRT TRM CORP BD$4.9K1.3%
SHS CLASS A$4.9K1.3%
Portfolio Concentration
Top 3$28.4K7.5%
4–10$39.4K10.4%
11–25$59.2K15.6%
Rest$253.4K66.6%
Top 3 weight
7.5%
Top 10 weight
17.8%
Voting Authority Distribution
Total shares with voting rights: 5.50M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
5.50M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole0
Shared0
Other733
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings733
Rows:
ISHARES TR
DFNDShares125K
TypeSH
Market value$10.1K
2.67%
Sole
0.00
Shared
0.00
None
125K
APPLE INC
DFNDShares73.19K
TypeSH
Market value$9.5K
2.50%
Sole
0.00
Shared
0.00
None
73.19K
MICROSOFT CORP
DFNDShares36.40K
TypeSH
Market value$8.7K
2.30%
Sole
0.00
Shared
0.00
None
36.40K
VANGUARD SCOTTSDALE FDS
DFNDShares115.25K
TypeSH
Market value$6.7K
1.75%
Sole
0.00
Shared
0.00
None
115.25K
NEXTERA ENERGY INC
DFNDShares76.70K
TypeSH
Market value$6.4K
1.69%
Sole
0.00
Shared
0.00
None
76.70K
ISHARES TR
DFNDShares143.43K
TypeSH
Market value$6.4K
1.67%
Sole
0.00
Shared
0.00
None
143.43K
AMERICAN ELEC PWR CO INC
DFNDShares54.15K
TypeSH
Market value$5.1K
1.35%
Sole
0.00
Shared
0.00
None
54.15K
WEC ENERGY GROUP INC
DFNDShares53.11K
TypeSH
Market value$5.0K
1.31%
Sole
0.00
Shared
0.00
None
53.11K
VANGUARD SCOTTSDALE FDS
DFNDShares65.24K
TypeSH
Market value$4.9K
1.29%
Sole
0.00
Shared
0.00
None
65.24K
ACCENTURE PLC IRELAND
DFNDShares18.36K
TypeSH
Market value$4.9K
1.29%
Sole
0.00
Shared
0.00
None
18.36K
VANGUARD BD INDEX FDS
DFNDShares63.23K
TypeSH
Market value$4.8K
1.25%
Sole
0.00
Shared
0.00
None
63.23K
ABBVIE INC
DFNDShares27.54K
TypeSH
Market value$4.5K
1.17%
Sole
0.00
Shared
0.00
None
27.54K
MERCK & CO INC
DFNDShares40K
TypeSH
Market value$4.4K
1.17%
Sole
0.00
Shared
0.00
None
40K
NVIDIA CORPORATION
DFNDShares29.35K
TypeSH
Market value$4.3K
1.13%
Sole
0.00
Shared
0.00
None
29.35K
ABBOTT LABS
DFNDShares35.42K
TypeSH
Market value$3.9K
1.02%
Sole
0.00
Shared
0.00
None
35.42K
EXXON MOBIL CORP
DFNDShares34.72K
TypeSH
Market value$3.8K
1.01%
Sole
0.00
Shared
0.00
None
34.72K
EVERGY INC
DFNDShares60.24K
TypeSH
Market value$3.8K
1.00%
Sole
0.00
Shared
0.00
None
60.24K
AUTOMATIC DATA PROCESSING IN
DFNDShares15.84K
TypeSH
Market value$3.8K
0.99%
Sole
0.00
Shared
0.00
None
15.84K
SPDR SER TR
DFNDShares58.39K
TypeSH
Market value$3.8K
0.99%
Sole
0.00
Shared
0.00
None
58.39K
HOME DEPOT INC
DFNDShares11.80K
TypeSH
Market value$3.7K
0.98%
Sole
0.00
Shared
0.00
None
11.80K
IDACORP INC
DFNDShares34.46K
TypeSH
Market value$3.7K
0.98%
Sole
0.00
Shared
0.00
None
34.46K
XCEL ENERGY INC
DFNDShares52.59K
TypeSH
Market value$3.7K
0.97%
Sole
0.00
Shared
0.00
None
52.59K
DOLLAR GEN CORP NEW
DFNDShares14.95K
TypeSH
Market value$3.7K
0.97%
Sole
0.00
Shared
0.00
None
14.95K
MCDONALDS CORP
DFNDShares13.94K
TypeSH
Market value$3.7K
0.97%
Sole
0.00
Shared
0.00
None
13.94K
CMS ENERGY CORP
DFNDShares57.92K
TypeSH
Market value$3.7K
0.96%
Sole
0.00
Shared
0.00
None
57.92K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRDFND | 1 3 YR TREAS BD | 125K | SH | $10.1K 2.67% | 0.00 | 0.00 | 125K |
APPLE INCDFND | COM | 73.19K | SH | $9.5K 2.50% | 0.00 | 0.00 | 73.19K |
MICROSOFT CORPDFND | COM | 36.40K | SH | $8.7K 2.30% | 0.00 | 0.00 | 36.40K |
VANGUARD SCOTTSDALE FDSDFND | SHORT TERM TREAS | 115.25K | SH | $6.7K 1.75% | 0.00 | 0.00 | 115.25K |
NEXTERA ENERGY INCDFND | COM | 76.70K | SH | $6.4K 1.69% | 0.00 | 0.00 | 76.70K |
ISHARES TRDFND | BB RAT CORP BD | 143.43K | SH | $6.4K 1.67% | 0.00 | 0.00 | 143.43K |
AMERICAN ELEC PWR CO INCDFND | COM | 54.15K | SH | $5.1K 1.35% | 0.00 | 0.00 | 54.15K |
WEC ENERGY GROUP INCDFND | COM | 53.11K | SH | $5.0K 1.31% | 0.00 | 0.00 | 53.11K |
VANGUARD SCOTTSDALE FDSDFND | SHRT TRM CORP BD | 65.24K | SH | $4.9K 1.29% | 0.00 | 0.00 | 65.24K |
ACCENTURE PLC IRELANDDFND | SHS CLASS A | 18.36K | SH | $4.9K 1.29% | 0.00 | 0.00 | 18.36K |
VANGUARD BD INDEX FDSDFND | SHORT TRM BOND | 63.23K | SH | $4.8K 1.25% | 0.00 | 0.00 | 63.23K |
ABBVIE INCDFND | COM | 27.54K | SH | $4.5K 1.17% | 0.00 | 0.00 | 27.54K |
MERCK & CO INCDFND | COM | 40K | SH | $4.4K 1.17% | 0.00 | 0.00 | 40K |
NVIDIA CORPORATIONDFND | COM | 29.35K | SH | $4.3K 1.13% | 0.00 | 0.00 | 29.35K |
ABBOTT LABSDFND | COM | 35.42K | SH | $3.9K 1.02% | 0.00 | 0.00 | 35.42K |
EXXON MOBIL CORPDFND | COM | 34.72K | SH | $3.8K 1.01% | 0.00 | 0.00 | 34.72K |
EVERGY INCDFND | COM | 60.24K | SH | $3.8K 1.00% | 0.00 | 0.00 | 60.24K |
AUTOMATIC DATA PROCESSING INDFND | COM | 15.84K | SH | $3.8K 0.99% | 0.00 | 0.00 | 15.84K |
SPDR SER TRDFND | S&P 400 MDCP VAL | 58.39K | SH | $3.8K 0.99% | 0.00 | 0.00 | 58.39K |
HOME DEPOT INCDFND | COM | 11.80K | SH | $3.7K 0.98% | 0.00 | 0.00 | 11.80K |
IDACORP INCDFND | COM | 34.46K | SH | $3.7K 0.98% | 0.00 | 0.00 | 34.46K |
XCEL ENERGY INCDFND | COM | 52.59K | SH | $3.7K 0.97% | 0.00 | 0.00 | 52.59K |
DOLLAR GEN CORP NEWDFND | COM | 14.95K | SH | $3.7K 0.97% | 0.00 | 0.00 | 14.95K |
MCDONALDS CORPDFND | COM | 13.94K | SH | $3.7K 0.97% | 0.00 | 0.00 | 13.94K |
CMS ENERGY CORPDFND | COM | 57.92K | SH | $3.7K 0.96% | 0.00 | 0.00 | 57.92K |
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