Filed: 10/28/2022ACC: 0001451623-22-000004
📋 What this filing means
BENJAMIN EDWARDS INC filed this quarterly 13F‑HR report disclosing 717 equity positions with a total reported market value of $333.1K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
717
Positions
$333.1K
Total AUM (reported)
5.40M
Total Shares
Allocation by class
COM$217.6K65.3%
CL A$5.3K1.6%
SHORT TERM TREAS$5.3K1.6%
SHS CLASS A$4.6K1.4%
SHRT TRM CORP BD$4.2K1.2%
SHORT TRM BOND$4.0K1.2%
IBONDS DEC 2031$3.8K1.2%
Portfolio Concentration
Top 3$23.9K7.2%
4–10$31.2K9.4%
11–25$51.0K15.3%
Rest$226.9K68.1%
Top 3 weight
7.2%
Top 10 weight
16.6%
Voting Authority Distribution
Total shares with voting rights: 5.40M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
5.40M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole0
Shared0
Other717
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings717
Rows:
APPLE INC
DFNDShares73.06K
TypeSH
Market value$10.1K
3.03%
Sole
0.00
Shared
0.00
None
73.06K
MICROSOFT CORP
DFNDShares33.96K
TypeSH
Market value$7.9K
2.37%
Sole
0.00
Shared
0.00
None
33.96K
NEXTERA ENERGY INC
DFNDShares75.35K
TypeSH
Market value$5.9K
1.77%
Sole
0.00
Shared
0.00
None
75.35K
VANGUARD SCOTTSDALE FDS
DFNDShares91.43K
TypeSH
Market value$5.3K
1.59%
Sole
0.00
Shared
0.00
None
91.43K
WEC ENERGY GROUP INC
DFNDShares55.33K
TypeSH
Market value$4.9K
1.49%
Sole
0.00
Shared
0.00
None
55.33K
ACCENTURE PLC IRELAND
DFNDShares17.76K
TypeSH
Market value$4.6K
1.37%
Sole
0.00
Shared
0.00
None
17.76K
AMERICAN ELEC PWR CO INC
DFNDShares52.78K
TypeSH
Market value$4.6K
1.37%
Sole
0.00
Shared
0.00
None
52.78K
VANGUARD SCOTTSDALE FDS
DFNDShares56K
TypeSH
Market value$4.2K
1.25%
Sole
0.00
Shared
0.00
None
56K
VANGUARD BD INDEX FDS
DFNDShares52.94K
TypeSH
Market value$4.0K
1.19%
Sole
0.00
Shared
0.00
None
52.94K
ISHARES TR
DFNDShares87.11K
TypeSH
Market value$3.7K
1.13%
Sole
0.00
Shared
0.00
None
87.11K
COSTCO WHSL CORP NEW
DFNDShares7.67K
TypeSH
Market value$3.6K
1.09%
Sole
0.00
Shared
0.00
None
7.67K
ABBVIE INC
DFNDShares26.84K
TypeSH
Market value$3.6K
1.08%
Sole
0.00
Shared
0.00
None
26.84K
DOLLAR GEN CORP NEW
DFNDShares14.81K
TypeSH
Market value$3.6K
1.07%
Sole
0.00
Shared
0.00
None
14.81K
EVERGY INC
DFNDShares59.13K
TypeSH
Market value$3.5K
1.05%
Sole
0.00
Shared
0.00
None
59.13K
BLACK HILLS CORP
DFNDShares50.89K
TypeSH
Market value$3.4K
1.03%
Sole
0.00
Shared
0.00
None
50.89K
ISHARES TR
DFNDShares174.59K
TypeSH
Market value$3.4K
1.03%
Sole
0.00
Shared
0.00
None
174.59K
IDACORP INC
DFNDShares34.22K
TypeSH
Market value$3.4K
1.02%
Sole
0.00
Shared
0.00
None
34.22K
AUTOMATIC DATA PROCESSING IN
DFNDShares14.94K
TypeSH
Market value$3.4K
1.01%
Sole
0.00
Shared
0.00
None
14.94K
ISHARES TR
DFNDShares41.38K
TypeSH
Market value$3.4K
1.01%
Sole
0.00
Shared
0.00
None
41.38K
XCEL ENERGY INC
DFNDShares52.11K
TypeSH
Market value$3.3K
1.00%
Sole
0.00
Shared
0.00
None
52.11K
CMS ENERGY CORP
DFNDShares56.75K
TypeSH
Market value$3.3K
0.99%
Sole
0.00
Shared
0.00
None
56.75K
EXXON MOBIL CORP
DFNDShares37.69K
TypeSH
Market value$3.3K
0.99%
Sole
0.00
Shared
0.00
None
37.69K
ALLIANT ENERGY CORP
DFNDShares61.77K
TypeSH
Market value$3.3K
0.98%
Sole
0.00
Shared
0.00
None
61.77K
ABBOTT LABS
DFNDShares33.63K
TypeSH
Market value$3.3K
0.98%
Sole
0.00
Shared
0.00
None
33.63K
NVIDIA CORPORATION
DFNDShares26.81K
TypeSH
Market value$3.3K
0.98%
Sole
0.00
Shared
0.00
None
26.81K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCDFND | COM | 73.06K | SH | $10.1K 3.03% | 0.00 | 0.00 | 73.06K |
MICROSOFT CORPDFND | COM | 33.96K | SH | $7.9K 2.37% | 0.00 | 0.00 | 33.96K |
NEXTERA ENERGY INCDFND | COM | 75.35K | SH | $5.9K 1.77% | 0.00 | 0.00 | 75.35K |
VANGUARD SCOTTSDALE FDSDFND | SHORT TERM TREAS | 91.43K | SH | $5.3K 1.59% | 0.00 | 0.00 | 91.43K |
WEC ENERGY GROUP INCDFND | COM | 55.33K | SH | $4.9K 1.49% | 0.00 | 0.00 | 55.33K |
ACCENTURE PLC IRELANDDFND | SHS CLASS A | 17.76K | SH | $4.6K 1.37% | 0.00 | 0.00 | 17.76K |
AMERICAN ELEC PWR CO INCDFND | COM | 52.78K | SH | $4.6K 1.37% | 0.00 | 0.00 | 52.78K |
VANGUARD SCOTTSDALE FDSDFND | SHRT TRM CORP BD | 56K | SH | $4.2K 1.25% | 0.00 | 0.00 | 56K |
VANGUARD BD INDEX FDSDFND | SHORT TRM BOND | 52.94K | SH | $4.0K 1.19% | 0.00 | 0.00 | 52.94K |
ISHARES TRDFND | BB RAT CORP BD | 87.11K | SH | $3.7K 1.13% | 0.00 | 0.00 | 87.11K |
COSTCO WHSL CORP NEWDFND | COM | 7.67K | SH | $3.6K 1.09% | 0.00 | 0.00 | 7.67K |
ABBVIE INCDFND | COM | 26.84K | SH | $3.6K 1.08% | 0.00 | 0.00 | 26.84K |
DOLLAR GEN CORP NEWDFND | COM | 14.81K | SH | $3.6K 1.07% | 0.00 | 0.00 | 14.81K |
EVERGY INCDFND | COM | 59.13K | SH | $3.5K 1.05% | 0.00 | 0.00 | 59.13K |
BLACK HILLS CORPDFND | COM | 50.89K | SH | $3.4K 1.03% | 0.00 | 0.00 | 50.89K |
ISHARES TRDFND | IBOND DEC 2030 | 174.59K | SH | $3.4K 1.03% | 0.00 | 0.00 | 174.59K |
IDACORP INCDFND | COM | 34.22K | SH | $3.4K 1.02% | 0.00 | 0.00 | 34.22K |
AUTOMATIC DATA PROCESSING INDFND | COM | 14.94K | SH | $3.4K 1.01% | 0.00 | 0.00 | 14.94K |
ISHARES TRDFND | 1 3 YR TREAS BD | 41.38K | SH | $3.4K 1.01% | 0.00 | 0.00 | 41.38K |
XCEL ENERGY INCDFND | COM | 52.11K | SH | $3.3K 1.00% | 0.00 | 0.00 | 52.11K |
CMS ENERGY CORPDFND | COM | 56.75K | SH | $3.3K 0.99% | 0.00 | 0.00 | 56.75K |
EXXON MOBIL CORPDFND | COM | 37.69K | SH | $3.3K 0.99% | 0.00 | 0.00 | 37.69K |
ALLIANT ENERGY CORPDFND | COM | 61.77K | SH | $3.3K 0.98% | 0.00 | 0.00 | 61.77K |
ABBOTT LABSDFND | COM | 33.63K | SH | $3.3K 0.98% | 0.00 | 0.00 | 33.63K |
NVIDIA CORPORATIONDFND | COM | 26.81K | SH | $3.3K 0.98% | 0.00 | 0.00 | 26.81K |
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