Filed: 4/29/2024ACC: 0001445065-24-000009
📋 What this filing means
BENJAMIN EDWARDS INC filed this quarterly 13F‑HR report disclosing 716 equity positions with a total reported market value of $503.2K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
716
Positions
$503.2K
Total AUM (reported)
5.58M
Total Shares
Allocation by class
COM$338.4K67.2%
CL A$15.9K3.2%
SHS CLASS A$9.4K1.9%
BB RAT CORP BD$7.1K1.4%
SHRT TRM CORP BD$6.2K1.2%
S&P MDCP QUALITY$5.5K1.1%
3 7 YR TREAS BD$4.2K0.8%
Portfolio Concentration
Top 3$48.3K9.6%
4–10$52.1K10.4%
11–25$71.1K14.1%
Rest$331.7K65.9%
Top 3 weight
9.6%
Top 10 weight
20.0%
Voting Authority Distribution
Total shares with voting rights: 5.58M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
5.58M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole0
Shared0
Other716
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings716
Rows:
NVIDIA CORPORATION
DFNDShares19.76K
TypeSH
Market value$17.9K
3.55%
Sole
0.00
Shared
0.00
None
19.76K
MICROSOFT CORP
DFNDShares41.41K
TypeSH
Market value$17.4K
3.46%
Sole
0.00
Shared
0.00
None
41.41K
APPLE INC
DFNDShares76.23K
TypeSH
Market value$13.1K
2.60%
Sole
0.00
Shared
0.00
None
76.23K
ACCENTURE PLC IRELAND
DFNDShares27.14K
TypeSH
Market value$9.4K
1.87%
Sole
0.00
Shared
0.00
None
27.14K
COSTCO WHSL CORP NEW
DFNDShares10.99K
TypeSH
Market value$8.1K
1.60%
Sole
0.00
Shared
0.00
None
10.99K
ABBVIE INC
DFNDShares42.86K
TypeSH
Market value$7.8K
1.55%
Sole
0.00
Shared
0.00
None
42.86K
AMAZON COM INC
DFNDShares41.27K
TypeSH
Market value$7.4K
1.48%
Sole
0.00
Shared
0.00
None
41.27K
ISHARES TR
DFNDShares153.17K
TypeSH
Market value$7.1K
1.41%
Sole
0.00
Shared
0.00
None
153.17K
VANGUARD SCOTTSDALE FDS
DFNDShares80.04K
TypeSH
Market value$6.2K
1.23%
Sole
0.00
Shared
0.00
None
80.04K
ABBOTT LABS
DFNDShares53.77K
TypeSH
Market value$6.1K
1.21%
Sole
0.00
Shared
0.00
None
53.77K
ILLINOIS TOOL WKS INC
DFNDShares21.63K
TypeSH
Market value$5.8K
1.15%
Sole
0.00
Shared
0.00
None
21.63K
INVESCO EXCHANGE TRADED FD T
DFNDShares50.05K
TypeSH
Market value$5.5K
1.09%
Sole
0.00
Shared
0.00
None
50.05K
DEERE & CO
DFNDShares13.21K
TypeSH
Market value$5.4K
1.08%
Sole
0.00
Shared
0.00
None
13.21K
JPMORGAN CHASE & CO
DFNDShares27.03K
TypeSH
Market value$5.4K
1.08%
Sole
0.00
Shared
0.00
None
27.03K
WEC ENERGY GROUP INC
DFNDShares57.97K
TypeSH
Market value$4.8K
0.95%
Sole
0.00
Shared
0.00
None
57.97K
AMERICAN ELEC PWR CO INC
DFNDShares53.81K
TypeSH
Market value$4.6K
0.92%
Sole
0.00
Shared
0.00
None
53.81K
APPLIED MATLS INC
DFNDShares22.42K
TypeSH
Market value$4.6K
0.92%
Sole
0.00
Shared
0.00
None
22.42K
WALMART INC
DFNDShares76.84K
TypeSH
Market value$4.6K
0.92%
Sole
0.00
Shared
0.00
None
76.84K
QUALCOMM INC
DFNDShares27.28K
TypeSH
Market value$4.6K
0.92%
Sole
0.00
Shared
0.00
None
27.28K
BROADCOM INC
DFNDShares3.38K
TypeSH
Market value$4.5K
0.89%
Sole
0.00
Shared
0.00
None
3.38K
HOME DEPOT INC
DFNDShares11.59K
TypeSH
Market value$4.4K
0.88%
Sole
0.00
Shared
0.00
None
11.59K
ISHARES TR
DFNDShares36.60K
TypeSH
Market value$4.2K
0.84%
Sole
0.00
Shared
0.00
None
36.60K
PACER FDS TR
DFNDShares85.86K
TypeSH
Market value$4.2K
0.84%
Sole
0.00
Shared
0.00
None
85.86K
ALPHABET INC
DFNDShares27.67K
TypeSH
Market value$4.2K
0.83%
Sole
0.00
Shared
0.00
None
27.67K
CHEVRON CORP NEW
DFNDShares26.39K
TypeSH
Market value$4.2K
0.83%
Sole
0.00
Shared
0.00
None
26.39K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
NVIDIA CORPORATIONDFND | COM | 19.76K | SH | $17.9K 3.55% | 0.00 | 0.00 | 19.76K |
MICROSOFT CORPDFND | COM | 41.41K | SH | $17.4K 3.46% | 0.00 | 0.00 | 41.41K |
APPLE INCDFND | COM | 76.23K | SH | $13.1K 2.60% | 0.00 | 0.00 | 76.23K |
ACCENTURE PLC IRELANDDFND | SHS CLASS A | 27.14K | SH | $9.4K 1.87% | 0.00 | 0.00 | 27.14K |
COSTCO WHSL CORP NEWDFND | COM | 10.99K | SH | $8.1K 1.60% | 0.00 | 0.00 | 10.99K |
ABBVIE INCDFND | COM | 42.86K | SH | $7.8K 1.55% | 0.00 | 0.00 | 42.86K |
AMAZON COM INCDFND | COM | 41.27K | SH | $7.4K 1.48% | 0.00 | 0.00 | 41.27K |
ISHARES TRDFND | BB RAT CORP BD | 153.17K | SH | $7.1K 1.41% | 0.00 | 0.00 | 153.17K |
VANGUARD SCOTTSDALE FDSDFND | SHRT TRM CORP BD | 80.04K | SH | $6.2K 1.23% | 0.00 | 0.00 | 80.04K |
ABBOTT LABSDFND | COM | 53.77K | SH | $6.1K 1.21% | 0.00 | 0.00 | 53.77K |
ILLINOIS TOOL WKS INCDFND | COM | 21.63K | SH | $5.8K 1.15% | 0.00 | 0.00 | 21.63K |
INVESCO EXCHANGE TRADED FD TDFND | S&P MDCP QUALITY | 50.05K | SH | $5.5K 1.09% | 0.00 | 0.00 | 50.05K |
DEERE & CODFND | COM | 13.21K | SH | $5.4K 1.08% | 0.00 | 0.00 | 13.21K |
JPMORGAN CHASE & CODFND | COM | 27.03K | SH | $5.4K 1.08% | 0.00 | 0.00 | 27.03K |
WEC ENERGY GROUP INCDFND | COM | 57.97K | SH | $4.8K 0.95% | 0.00 | 0.00 | 57.97K |
AMERICAN ELEC PWR CO INCDFND | COM | 53.81K | SH | $4.6K 0.92% | 0.00 | 0.00 | 53.81K |
APPLIED MATLS INCDFND | COM | 22.42K | SH | $4.6K 0.92% | 0.00 | 0.00 | 22.42K |
WALMART INCDFND | COM | 76.84K | SH | $4.6K 0.92% | 0.00 | 0.00 | 76.84K |
QUALCOMM INCDFND | COM | 27.28K | SH | $4.6K 0.92% | 0.00 | 0.00 | 27.28K |
BROADCOM INCDFND | COM | 3.38K | SH | $4.5K 0.89% | 0.00 | 0.00 | 3.38K |
HOME DEPOT INCDFND | COM | 11.59K | SH | $4.4K 0.88% | 0.00 | 0.00 | 11.59K |
ISHARES TRDFND | 3 7 YR TREAS BD | 36.60K | SH | $4.2K 0.84% | 0.00 | 0.00 | 36.60K |
PACER FDS TRDFND | PACER US SMALL | 85.86K | SH | $4.2K 0.84% | 0.00 | 0.00 | 85.86K |
ALPHABET INCDFND | CAP STK CL A | 27.67K | SH | $4.2K 0.83% | 0.00 | 0.00 | 27.67K |
CHEVRON CORP NEWDFND | COM | 26.39K | SH | $4.2K 0.83% | 0.00 | 0.00 | 26.39K |
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