Filed: 2/6/2024ACC: 0001445065-24-000003
📋 What this filing means
BENJAMIN EDWARDS INC filed this quarterly 13F‑HR report disclosing 646 equity positions with a total reported market value of $458.8K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
646
Positions
$458.8K
Total AUM (reported)
5.58M
Total Shares
Allocation by class
COM$308.8K67.3%
CL A$12.9K2.8%
SHS CLASS A$9.1K2.0%
BB RAT CORP BD$5.9K1.3%
SHS$5.4K1.2%
SHRT TRM CORP BD$4.7K1.0%
S&P MDCP QUALITY$4.3K0.9%
Portfolio Concentration
Top 3$39.7K8.6%
4–10$45.0K9.8%
11–25$63.4K13.8%
Rest$310.6K67.7%
Top 3 weight
8.6%
Top 10 weight
18.5%
Voting Authority Distribution
Total shares with voting rights: 5.58M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
5.58M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole0
Shared0
Other646
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings646
Rows:
MICROSOFT CORP
DFNDShares40.01K
TypeSH
Market value$15.0K
3.28%
Sole
0.00
Shared
0.00
None
40.01K
APPLE INC
DFNDShares74.10K
TypeSH
Market value$14.3K
3.11%
Sole
0.00
Shared
0.00
None
74.10K
NVIDIA CORPORATION
DFNDShares20.93K
TypeSH
Market value$10.4K
2.26%
Sole
0.00
Shared
0.00
None
20.93K
ACCENTURE PLC IRELAND
DFNDShares26.03K
TypeSH
Market value$9.1K
1.99%
Sole
0.00
Shared
0.00
None
26.03K
COSTCO WHSL CORP NEW
DFNDShares10.44K
TypeSH
Market value$6.9K
1.50%
Sole
0.00
Shared
0.00
None
10.44K
ABBVIE INC
DFNDShares40.01K
TypeSH
Market value$6.2K
1.35%
Sole
0.00
Shared
0.00
None
40.01K
AMAZON COM INC
DFNDShares39.97K
TypeSH
Market value$6.1K
1.32%
Sole
0.00
Shared
0.00
None
39.97K
ISHARES TR
DFNDShares127.45K
TypeSH
Market value$5.9K
1.28%
Sole
0.00
Shared
0.00
None
127.45K
ABBOTT LABS
DFNDShares50.89K
TypeSH
Market value$5.6K
1.22%
Sole
0.00
Shared
0.00
None
50.89K
ILLINOIS TOOL WKS INC
DFNDShares20.15K
TypeSH
Market value$5.3K
1.15%
Sole
0.00
Shared
0.00
None
20.15K
AMERICAN ELEC PWR CO INC
DFNDShares61.56K
TypeSH
Market value$5.0K
1.09%
Sole
0.00
Shared
0.00
None
61.56K
WEC ENERGY GROUP INC
DFNDShares58.33K
TypeSH
Market value$4.9K
1.07%
Sole
0.00
Shared
0.00
None
58.33K
VANGUARD SCOTTSDALE FDS
DFNDShares60.43K
TypeSH
Market value$4.7K
1.02%
Sole
0.00
Shared
0.00
None
60.43K
DEERE & CO
DFNDShares11.53K
TypeSH
Market value$4.6K
1.00%
Sole
0.00
Shared
0.00
None
11.53K
JPMORGAN CHASE & CO
DFNDShares25.71K
TypeSH
Market value$4.4K
0.95%
Sole
0.00
Shared
0.00
None
25.71K
INVESCO EXCHANGE TRADED FD T
DFNDShares47.96K
TypeSH
Market value$4.3K
0.93%
Sole
0.00
Shared
0.00
None
47.96K
HOME DEPOT INC
DFNDShares12.11K
TypeSH
Market value$4.2K
0.92%
Sole
0.00
Shared
0.00
None
12.11K
TESLA INC
DFNDShares16.40K
TypeSH
Market value$4.1K
0.89%
Sole
0.00
Shared
0.00
None
16.40K
WALMART INC
DFNDShares25.68K
TypeSH
Market value$4.0K
0.88%
Sole
0.00
Shared
0.00
None
25.68K
SCHWAB STRATEGIC TR
DFNDShares80.90K
TypeSH
Market value$4.0K
0.88%
Sole
0.00
Shared
0.00
None
80.90K
CHEVRON CORP NEW
DFNDShares26.88K
TypeSH
Market value$4.0K
0.87%
Sole
0.00
Shared
0.00
None
26.88K
NEXTERA ENERGY INC
DFNDShares64.02K
TypeSH
Market value$3.9K
0.85%
Sole
0.00
Shared
0.00
None
64.02K
ISHARES TR
DFNDShares35.59K
TypeSH
Market value$3.9K
0.84%
Sole
0.00
Shared
0.00
None
35.59K
QUALCOMM INC
DFNDShares26.23K
TypeSH
Market value$3.8K
0.83%
Sole
0.00
Shared
0.00
None
26.23K
AMERICAN WTR WKS CO INC NEW
DFNDShares28.23K
TypeSH
Market value$3.7K
0.81%
Sole
0.00
Shared
0.00
None
28.23K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
MICROSOFT CORPDFND | COM | 40.01K | SH | $15.0K 3.28% | 0.00 | 0.00 | 40.01K |
APPLE INCDFND | COM | 74.10K | SH | $14.3K 3.11% | 0.00 | 0.00 | 74.10K |
NVIDIA CORPORATIONDFND | COM | 20.93K | SH | $10.4K 2.26% | 0.00 | 0.00 | 20.93K |
ACCENTURE PLC IRELANDDFND | SHS CLASS A | 26.03K | SH | $9.1K 1.99% | 0.00 | 0.00 | 26.03K |
COSTCO WHSL CORP NEWDFND | COM | 10.44K | SH | $6.9K 1.50% | 0.00 | 0.00 | 10.44K |
ABBVIE INCDFND | COM | 40.01K | SH | $6.2K 1.35% | 0.00 | 0.00 | 40.01K |
AMAZON COM INCDFND | COM | 39.97K | SH | $6.1K 1.32% | 0.00 | 0.00 | 39.97K |
ISHARES TRDFND | BB RAT CORP BD | 127.45K | SH | $5.9K 1.28% | 0.00 | 0.00 | 127.45K |
ABBOTT LABSDFND | COM | 50.89K | SH | $5.6K 1.22% | 0.00 | 0.00 | 50.89K |
ILLINOIS TOOL WKS INCDFND | COM | 20.15K | SH | $5.3K 1.15% | 0.00 | 0.00 | 20.15K |
AMERICAN ELEC PWR CO INCDFND | COM | 61.56K | SH | $5.0K 1.09% | 0.00 | 0.00 | 61.56K |
WEC ENERGY GROUP INCDFND | COM | 58.33K | SH | $4.9K 1.07% | 0.00 | 0.00 | 58.33K |
VANGUARD SCOTTSDALE FDSDFND | SHRT TRM CORP BD | 60.43K | SH | $4.7K 1.02% | 0.00 | 0.00 | 60.43K |
DEERE & CODFND | COM | 11.53K | SH | $4.6K 1.00% | 0.00 | 0.00 | 11.53K |
JPMORGAN CHASE & CODFND | COM | 25.71K | SH | $4.4K 0.95% | 0.00 | 0.00 | 25.71K |
INVESCO EXCHANGE TRADED FD TDFND | S&P MDCP QUALITY | 47.96K | SH | $4.3K 0.93% | 0.00 | 0.00 | 47.96K |
HOME DEPOT INCDFND | COM | 12.11K | SH | $4.2K 0.92% | 0.00 | 0.00 | 12.11K |
TESLA INCDFND | COM | 16.40K | SH | $4.1K 0.89% | 0.00 | 0.00 | 16.40K |
WALMART INCDFND | COM | 25.68K | SH | $4.0K 0.88% | 0.00 | 0.00 | 25.68K |
SCHWAB STRATEGIC TRDFND | INT-TRM U.S TRES | 80.90K | SH | $4.0K 0.88% | 0.00 | 0.00 | 80.90K |
CHEVRON CORP NEWDFND | COM | 26.88K | SH | $4.0K 0.87% | 0.00 | 0.00 | 26.88K |
NEXTERA ENERGY INCDFND | COM | 64.02K | SH | $3.9K 0.85% | 0.00 | 0.00 | 64.02K |
ISHARES TRDFND | 10-20 YR TRS ETF | 35.59K | SH | $3.9K 0.84% | 0.00 | 0.00 | 35.59K |
QUALCOMM INCDFND | COM | 26.23K | SH | $3.8K 0.83% | 0.00 | 0.00 | 26.23K |
AMERICAN WTR WKS CO INC NEWDFND | COM | 28.23K | SH | $3.7K 0.81% | 0.00 | 0.00 | 28.23K |
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