BENHAM JAMES sold 20K shares of RICHARDSON ELECTRONICS, LTD. on the open market

Open‑market sale worth $442.4K. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 1 sale

BENHAM JAMES

Filed: 10/25/2022ACC: 0001209191-22-054461

InsiderBENHAM JAMESCIK 1588859

→

IssuerRICHARDSON ELECTRONICS, LTD.CIK 355948

Director

Since Jul 2018

-20K

Net shares

Net seller

$442.4K

Total sold

Open market trades

0B · 1S

Total transactions

20K acquired · 40K disposed

Non-Derivative Transactions5

Common Stock

Direct

M · Option Exercise

+5K

Price / share

$9.10

Trade value

$45.50K

% of position

New position

10/21/2022

0.00→5K

Common Stock

Direct

M · Option Exercise

+5K

Price / share

$5.61

Trade value

$28.05K

% of position

100.0%

10/21/2022

5K→10K

Common Stock

Direct

M · Option Exercise

+5K

Price / share

$4.26

Trade value

$21.30K

% of position

50.0%

10/21/2022

10K→15K

Common Stock

Direct

M · Option Exercise

+5K

Price / share

$7.66

Trade value

$38.30K

% of position

33.3%

10/21/2022

15K→20K

Common Stock

Direct

S · Sale

−20K

Price / share

$22.12

Trade value

$442.37K

% of position

New position

10/21/2022

20K→0.00

Total

Net shares

+0.00

Net value

-$309.22K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	10/21/2022	M · Option Exercise	+5K	$9.10	$45.50K	New position	0.00	5K
Common Stock Direct	10/21/2022	M · Option Exercise	+5K	$5.61	$28.05K	100.0%	5K	10K
Common Stock Direct	10/21/2022	M · Option Exercise	+5K	$4.26	$21.30K	50.0%	10K	15K
Common Stock Direct	10/21/2022	M · Option Exercise	+5K	$7.66	$38.30K	33.3%	15K	20K
Common Stock Direct	10/21/2022	S · Sale	−20K	$22.12	$442.37K	New position	20K	0.00
Total			+0.00		-$309.22K

Derivative Transactions4

Employee Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

5K shares

−5K

Strike price

9.10

Held after

0.00

Exercisable

—

10/21/2022

Employee Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

5K shares

−5K

Strike price

5.61

Held after

0.00

Exercisable

—

10/21/2022

Employee Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

5K shares

−5K

Strike price

4.26

Held after

0.00

Exercisable

—

10/21/2022

Employee Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

5K shares

−5K

Strike price

7.66

Held after

0.00

Exercisable

—

10/21/2022

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable
Employee Stock Option (Right to Buy) Direct	Common Stock5K shares	10/21/2022	M · Option Exercise	−5K	9.10	—
Employee Stock Option (Right to Buy) Direct	Common Stock5K shares	10/21/2022	M · Option Exercise	−5K	5.61	—
Employee Stock Option (Right to Buy) Direct	Common Stock5K shares	10/21/2022	M · Option Exercise	−5K	4.26	—
Employee Stock Option (Right to Buy) Direct	Common Stock5K shares	10/21/2022	M · Option Exercise	−5K	7.66	—