BELARDI JAMES RICHARD (Chairman, CEO and CIO) received a stock award from ATHENE HOLDING LTD.

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 1 award

BELARDI JAMES RICHARD

Filed: 1/3/2022ACC: 0001140361-22-000201

InsiderBELARDI JAMES RICHARDCIK 1689315

→

IssuerATHENE HOLDING LTD.CIK 1527469

DirectorOfficer· Chairman, CEO and CIO

Since Jan 2019

-5.69M

Net shares

Net seller

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

81.40K acquired · 5.77M disposed

Non-Derivative Transactions8

Class A Common Shares

Indirect

D · Disposition

−1.89

Price / share

—

Trade value

—

% of position

New position

1/1/2022

1.89→0.00

Class A Common Shares

Indirect

D · Disposition

−176.79K

Price / share

—

Trade value

—

% of position

New position

1/1/2022

176.79K→0.00

Class A Common Shares

Indirect

D · Disposition

−16.66K

Price / share

—

Trade value

—

% of position

New position

1/1/2022

16.66K→0.00

Class A Common Shares

Indirect

D · Disposition

−159.70K

Price / share

—

Trade value

—

% of position

New position

1/1/2022

159.70K→0.00

Class A Common Shares

Indirect

D · Disposition

−856.29K

Price / share

—

Trade value

—

% of position

New position

1/1/2022

856.29K→0.00

Class A Common Shares

Indirect

D · Disposition

−30.67K

Price / share

—

Trade value

—

% of position

New position

1/1/2022

30.67K→0.00

Class A Common Shares

Indirect

A · Award

+56.26K

Price / share

—

Trade value

—

% of position

New position

1/1/2022

0.00→56.26K

Class A Common Shares

Indirect

D · Disposition

−56.26K

Price / share

—

Trade value

—

% of position

New position

1/1/2022

56.26K→0.00

Total

Net shares

−1.24M

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Common Shares Indirect	1/1/2022	D · Disposition	−1.89	—	—	New position	1.89	0.00
Class A Common Shares Indirect	1/1/2022	D · Disposition	−176.79K	—	—	New position	176.79K	0.00
Class A Common Shares Indirect	1/1/2022	D · Disposition	−16.66K	—	—	New position	16.66K	0.00
Class A Common Shares Indirect	1/1/2022	D · Disposition	−159.70K	—	—	New position	159.70K	0.00
Class A Common Shares Indirect	1/1/2022	D · Disposition	−856.29K	—	—	New position	856.29K	0.00
Class A Common Shares Indirect	1/1/2022	D · Disposition	−30.67K	—	—	New position	30.67K	0.00
Class A Common Shares Indirect	1/1/2022	A · Award	+56.26K	—	—	New position	0.00	56.26K
Class A Common Shares Indirect	1/1/2022	D · Disposition	−56.26K	—	—	New position	56.26K	0.00
Total			−1.24M		$0.00

Derivative Transactions19

Employee Stock Option (Right to Buy)

Indirect

D · Disposition

Converts to

Class A Common Shares

58.69K shares

−58.69K

Strike price

46.64

Held after

0.00

Exercisable

—

1/1/2022

Employee Stock Option (Right to Buy)

Indirect

D · Disposition

Converts to

Class A Common Shares

66.28K shares

−66.28K

Strike price

48.05

Held after

0.00

Exercisable

—

1/1/2022

Employee Stock Option (Right to Buy)

Indirect

D · Disposition

Converts to

Class A Common Shares

64.43K shares

−64.43K

Strike price

42.44

Held after

0.00

Exercisable

—

1/1/2022

Employee Stock Option (Right to Buy)

Indirect

D · Disposition

Converts to

Class A Common Shares

58.30K shares

−58.30K

Strike price

49.71

Held after

0.00

Exercisable

—

1/1/2022

Employee Stock Option (Right to Buy)

Indirect

D · Disposition

Converts to

Class A Common Shares

66.28K shares

−66.28K

Strike price

51.25

Held after

0.00

Exercisable

—

1/1/2022

Employee Stock Option (Right to Buy)

Indirect

D · Disposition

Converts to

Class A Common Shares

128.65K shares

−128.65K

Strike price

33.95

Held after

0.00

Exercisable

—

1/1/2022

Warrants (Right to Buy)

Indirect

D · Disposition

Converts to

Class A Common Shares

617.66K shares

−617.66K

Strike price

10.78

Held after

0.00

Exercisable

—

1/1/2022

Warrants (Right to Buy)

Indirect

D · Disposition

Converts to

Class A Common Shares

475K shares

−475K

Strike price

13.46

Held after

0.00

Exercisable

—

1/1/2022

Warrants (Right to Buy)

Indirect

D · Disposition

Converts to

Class A Common Shares

433.98K shares

−433.98K

Strike price

Held after

0.00

Exercisable

—

1/1/2022

Warrants (Right to Buy)

Indirect

D · Disposition

Converts to

Class A Common Shares

181.30K shares

−181.30K

Strike price

10.78

Held after

0.00

Exercisable

—

1/1/2022

Warrants (Right to Buy)

Indirect

D · Disposition

Converts to

Class A Common Shares

475K shares

−475K

Strike price

13.46

Held after

0.00

Exercisable

—

1/1/2022

Warrants (Right to Buy)

Indirect

D · Disposition

Converts to

Class A Common Shares

951.11K shares

−951.11K

Strike price

Held after

0.00

Exercisable

—

1/1/2022

Warrants (Right to Buy)

Indirect

D · Disposition

Converts to

Class A Common Shares

334.32K shares

−334.32K

Strike price

Held after

0.00

Exercisable

—

1/1/2022

Warrants (Right to Buy)

Indirect

D · Disposition

Converts to

Class A Common Shares

509.43K shares

−509.43K

Strike price

Held after

0.00

Exercisable

—

1/1/2022

Time-Based Restricted Stock Units

Indirect

D · Disposition

Converts to

Class A Common Shares

13.40K shares

−13.40K

Strike price

Held after

0.00

Exercisable

—

1/1/2022

Time-Based Restricted Stock Units

Indirect

D · Disposition

Converts to

Class A Common Shares

8.38K shares

−8.38K

Strike price

Held after

0.00

Exercisable

—

1/1/2022

Time-Based Restricted Stock Units

Indirect

D · Disposition

Converts to

Class A Common Shares

4.91K shares

−4.91K

Strike price

Held after

0.00

Exercisable

—

1/1/2022

Performance-Based Restricted Stock Units

Indirect

A · Award

Converts to

Class A Common Shares

25.15K shares

+25.15K

Strike price

Held after

25.15K

Exercisable

—

1/1/2022

Performance-Based Restricted Stock Units

Indirect

D · Disposition

Converts to

Class A Common Shares

25.15K shares

−25.15K

Strike price

Held after

0.00

Exercisable

—

1/1/2022

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Employee Stock Option (Right to Buy) Indirect	Class A Common Shares58.69K shares	1/1/2022	D · Disposition	−58.69K	46.64	—	0.00
Employee Stock Option (Right to Buy) Indirect	Class A Common Shares66.28K shares	1/1/2022	D · Disposition	−66.28K	48.05	—	0.00
Employee Stock Option (Right to Buy) Indirect	Class A Common Shares64.43K shares	1/1/2022	D · Disposition	−64.43K	42.44	—	0.00
Employee Stock Option (Right to Buy) Indirect	Class A Common Shares58.30K shares	1/1/2022	D · Disposition	−58.30K	49.71	—	0.00
Employee Stock Option (Right to Buy) Indirect	Class A Common Shares66.28K shares	1/1/2022	D · Disposition	−66.28K	51.25	—	0.00
Employee Stock Option (Right to Buy) Indirect	Class A Common Shares128.65K shares	1/1/2022	D · Disposition	−128.65K	33.95	—	0.00
Warrants (Right to Buy) Indirect	Class A Common Shares617.66K shares	1/1/2022	D · Disposition	−617.66K	10.78	—	0.00
Warrants (Right to Buy) Indirect	Class A Common Shares475K shares	1/1/2022	D · Disposition	−475K	13.46	—	0.00
Warrants (Right to Buy) Indirect	Class A Common Shares433.98K shares	1/1/2022	D · Disposition	−433.98K	10	—	0.00
Warrants (Right to Buy) Indirect	Class A Common Shares181.30K shares	1/1/2022	D · Disposition	−181.30K	10.78	—	0.00
Warrants (Right to Buy) Indirect	Class A Common Shares475K shares	1/1/2022	D · Disposition	−475K	13.46	—	0.00
Warrants (Right to Buy) Indirect	Class A Common Shares951.11K shares	1/1/2022	D · Disposition	−951.11K	10	—	0.00
Warrants (Right to Buy) Indirect	Class A Common Shares334.32K shares	1/1/2022	D · Disposition	−334.32K	10	—	0.00
Warrants (Right to Buy) Indirect	Class A Common Shares509.43K shares	1/1/2022	D · Disposition	−509.43K	10	—	0.00
Time-Based Restricted Stock Units Indirect	Class A Common Shares13.40K shares	1/1/2022	D · Disposition	−13.40K		—	0.00
Time-Based Restricted Stock Units Indirect	Class A Common Shares8.38K shares	1/1/2022	D · Disposition	−8.38K		—	0.00
Time-Based Restricted Stock Units Indirect	Class A Common Shares4.91K shares	1/1/2022	D · Disposition	−4.91K		—	0.00
Performance-Based Restricted Stock Units Indirect	Class A Common Shares25.15K shares	1/1/2022	A · Award	+25.15K		—	25.15K
Performance-Based Restricted Stock Units Indirect	Class A Common Shares25.15K shares	1/1/2022	D · Disposition	−25.15K		—	0.00