BEECHEM JOSEPH M (SVP, Research & Development) exercised options at NS WIND DOWN CO., INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises

BEECHEM JOSEPH M

Filed: 3/7/2023ACC: 0001401708-23-000071

InsiderBEECHEM JOSEPH MCIK 1576195

→

IssuerNS WIND DOWN CO., INC.CIK 1401708

Officer· SVP, Research & Development

Since Sep 2018

+97.15K

Net shares

Net buyer

$75.2K

Total sold

Open market trades

0B · 0S

Total transactions

119.51K acquired · 22.36K disposed

Non-Derivative Transactions6

Common Stock

Direct

M · Option Exercise

+3.74K

Price / share

—

Trade value

—

% of position

4.3%

3/6/2023

86.89K→90.63K

Common Stock

Direct

F · Tax Withholding

−1.98K

Price / share

$10.16

Trade value

$20.11K

% of position

2.2%

3/6/2023

90.63K→88.65K

Common Stock

Direct

M · Option Exercise

+2.76K

Price / share

—

Trade value

—

% of position

3.1%

3/6/2023

88.65K→91.41K

Common Stock

Direct

F · Tax Withholding

−1.42K

Price / share

$10.16

Trade value

$14.46K

% of position

1.6%

3/6/2023

91.41K→89.99K

Common Stock

Direct

M · Option Exercise

+8.46K

Price / share

—

Trade value

—

% of position

9.4%

3/6/2023

89.99K→98.45K

Common Stock

Direct

F · Tax Withholding

−4K

Price / share

$10.16

Trade value

$40.60K

% of position

4.1%

3/6/2023

98.45K→94.45K

Total

Net shares

+7.57K

Net value

-$75.16K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	3/6/2023	M · Option Exercise	+3.74K	—	—	4.3%	86.89K	90.63K
Common Stock Direct	3/6/2023	F · Tax Withholding	−1.98K	$10.16	$20.11K	2.2%	90.63K	88.65K
Common Stock Direct	3/6/2023	M · Option Exercise	+2.76K	—	—	3.1%	88.65K	91.41K
Common Stock Direct	3/6/2023	F · Tax Withholding	−1.42K	$10.16	$14.46K	1.6%	91.41K	89.99K
Common Stock Direct	3/6/2023	M · Option Exercise	+8.46K	—	—	9.4%	89.99K	98.45K
Common Stock Direct	3/6/2023	F · Tax Withholding	−4K	$10.16	$40.60K	4.1%	98.45K	94.45K
Total			+7.57K		-$75.16K

Derivative Transactions4

Restricted Stock Units

Direct

A · Award

Converts to

Common Stock

104.55K shares

+104.55K

Strike price

Held after

104.55K

Exercisable

—

3/4/2023

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

3.74K shares

−3.74K

Strike price

Held after

0.00

Exercisable

—

3/6/2023

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

2.76K shares

−2.76K

Strike price

Held after

2.77K

Exercisable

—

3/6/2023

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

8.46K shares

−8.46K

Strike price

Held after

16.92K

Exercisable

—

3/6/2023

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Restricted Stock Units Direct	Common Stock104.55K shares	3/4/2023	A · Award	+104.55K	—	104.55K
Restricted Stock Units Direct	Common Stock3.74K shares	3/6/2023	M · Option Exercise	−3.74K	—	0.00
Restricted Stock Units Direct	Common Stock2.76K shares	3/6/2023	M · Option Exercise	−2.76K	—	2.77K
Restricted Stock Units Direct	Common Stock8.46K shares	3/6/2023	M · Option Exercise	−8.46K	—	16.92K