Filed: 4/22/2024ACC: 0001437749-24-012696
📋 What this filing means
BAY HARBOR WEALTH MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 172 equity positions with a total reported market value of $278.49M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
172
Positions
$278.49M
Total AUM (reported)
3.91M
Total Shares
Allocation by class
EXCHANGE TRADED FUND$272.97M98.0%
COMMON STOCK$5.39M1.9%
REAL ESTATE INVESTMENT TRUST$125.4K0.0%
AMERICAN DEPOSITORY RECEIPT$1.7K0.0%
Portfolio Concentration
Top 3$75.12M27.0%
4–10$97.37M35.0%
11–25$78.80M28.3%
Rest$27.21M9.8%
Top 3 weight
27.0%
Top 10 weight
61.9%
Voting Authority Distribution
Total shares with voting rights: 3.91M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.91M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole95
Shared0
Other77
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings172
Rows:
ISHARES CORE S&P 500 ETF
SOLEShares56.72K
TypeSH
Market value$29.82M
10.71%
Sole
0.00
Shared
0.00
None
56.73K
ISHARES CORE TOTAL USD BOND MARKET ETF
SOLEShares521.47K
TypeSH
Market value$23.77M
8.54%
Sole
0.00
Shared
0.00
None
521.47K
VANGUARD FTSE DEVELOPED MARKETS ETF
SOLEShares429.08K
TypeSH
Market value$21.53M
7.73%
Sole
0.00
Shared
0.00
None
429.08K
VANGUARD GROWTH ETF
SOLEShares60.86K
TypeSH
Market value$20.95M
7.52%
Sole
0.00
Shared
0.00
None
60.86K
VANGUARD VALUE ETF
SOLEShares110.72K
TypeSH
Market value$18.03M
6.48%
Sole
0.00
Shared
0.00
None
110.72K
VANGUARD TOTAL INTERNATIONAL BOND ETF
SOLEShares299.90K
TypeSH
Market value$14.75M
5.30%
Sole
0.00
Shared
0.00
None
299.90K
VANGUARD SHORT-TERM BOND ETF
SOLEShares177.54K
TypeSH
Market value$13.61M
4.89%
Sole
0.00
Shared
0.00
None
177.54K
DIMENSIONAL US CORE EQUITY MARKET ETF
SOLEShares341.68K
TypeSH
Market value$12.48M
4.48%
Sole
0.00
Shared
0.00
None
341.68K
ISHARES MSCI USA QUALITY FACTOR ETF
SOLEShares53.39K
TypeSH
Market value$8.78M
3.15%
Sole
0.00
Shared
0.00
None
53.39K
BLACKROCK U.S. EQUITY FACTOR ROTATION ETF
SOLEShares197.30K
TypeSH
Market value$8.76M
3.15%
Sole
0.00
Shared
0.00
None
197.30K
VANGUARD FTSE EMERGING MARKETS ETF
SOLEShares170.06K
TypeSH
Market value$7.10M
2.55%
Sole
0.00
Shared
0.00
None
170.06K
VANGUARD MORTGAGE-BACKED SECURITIES ETF
SOLEShares154.12K
TypeSH
Market value$7.03M
2.52%
Sole
0.00
Shared
0.00
None
154.12K
VANGUARD LONG-TERM BOND ETF
SOLEShares95.33K
TypeSH
Market value$6.90M
2.48%
Sole
0.00
Shared
0.00
None
95.33K
VANGUARD INTERMEDIATE-TERM BOND ETF
SOLEShares86.96K
TypeSH
Market value$6.56M
2.35%
Sole
0.00
Shared
0.00
None
86.96K
ISHARES S&P 500 GROWTH ETF
SOLEShares76.05K
TypeSH
Market value$6.42M
2.31%
Sole
0.00
Shared
0.00
None
76.05K
ISHARES MBS ETF
SOLEShares65.92K
TypeSH
Market value$6.09M
2.19%
Sole
0.00
Shared
0.00
None
65.92K
VANGUARD SMALL-CAP ETF
SOLEShares23.36K
TypeSH
Market value$5.34M
1.92%
Sole
0.00
Shared
0.00
None
23.36K
ISHARES S&P 500 VALUE ETF
SOLEShares28.17K
TypeSH
Market value$5.26M
1.89%
Sole
0.00
Shared
0.00
None
28.17K
ISHARES MSCI EAFE GROWTH ETF
SOLEShares48.30K
TypeSH
Market value$5.01M
1.80%
Sole
0.00
Shared
0.00
None
48.30K
ISHARES MSCI EAFE VALUE ETF
SOLEShares90.11K
TypeSH
Market value$4.90M
1.76%
Sole
0.00
Shared
0.00
None
90.11K
DIMENSIONAL SHORT-DURATION FIXED INCOME ETF
SOLEShares98.67K
TypeSH
Market value$4.64M
1.67%
Sole
0.00
Shared
0.00
None
98.67K
ISHARES U.S. TECHNOLOGY ETF
SOLEShares27.68K
TypeSH
Market value$3.74M
1.34%
Sole
0.00
Shared
0.00
None
27.68K
DIMENSIONAL INTERNATIONAL CORE EQUITY MARKET ETF
SOLEShares116.18K
TypeSH
Market value$3.51M
1.26%
Sole
0.00
Shared
0.00
None
116.18K
ISHARES 20 YEAR TREASURY BOND ETF
SOLEShares34.23K
TypeSH
Market value$3.24M
1.16%
Sole
0.00
Shared
0.00
None
34.23K
DIMENSIONAL CORE FIXED INCOME ETF
SOLEShares72.83K
TypeSH
Market value$3.06M
1.10%
Sole
0.00
Shared
0.00
None
72.83K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES CORE S&P 500 ETFSOLE | Exchange Traded Fund | 56.72K | SH | $29.82M 10.71% | 0.00 | 0.00 | 56.73K |
ISHARES CORE TOTAL USD BOND MARKET ETFSOLE | Exchange Traded Fund | 521.47K | SH | $23.77M 8.54% | 0.00 | 0.00 | 521.47K |
VANGUARD FTSE DEVELOPED MARKETS ETFSOLE | Exchange Traded Fund | 429.08K | SH | $21.53M 7.73% | 0.00 | 0.00 | 429.08K |
VANGUARD GROWTH ETFSOLE | Exchange Traded Fund | 60.86K | SH | $20.95M 7.52% | 0.00 | 0.00 | 60.86K |
VANGUARD VALUE ETFSOLE | Exchange Traded Fund | 110.72K | SH | $18.03M 6.48% | 0.00 | 0.00 | 110.72K |
VANGUARD TOTAL INTERNATIONAL BOND ETFSOLE | Exchange Traded Fund | 299.90K | SH | $14.75M 5.30% | 0.00 | 0.00 | 299.90K |
VANGUARD SHORT-TERM BOND ETFSOLE | Exchange Traded Fund | 177.54K | SH | $13.61M 4.89% | 0.00 | 0.00 | 177.54K |
DIMENSIONAL US CORE EQUITY MARKET ETFSOLE | Exchange Traded Fund | 341.68K | SH | $12.48M 4.48% | 0.00 | 0.00 | 341.68K |
ISHARES MSCI USA QUALITY FACTOR ETFSOLE | Exchange Traded Fund | 53.39K | SH | $8.78M 3.15% | 0.00 | 0.00 | 53.39K |
BLACKROCK U.S. EQUITY FACTOR ROTATION ETFSOLE | Exchange Traded Fund | 197.30K | SH | $8.76M 3.15% | 0.00 | 0.00 | 197.30K |
VANGUARD FTSE EMERGING MARKETS ETFSOLE | Exchange Traded Fund | 170.06K | SH | $7.10M 2.55% | 0.00 | 0.00 | 170.06K |
VANGUARD MORTGAGE-BACKED SECURITIES ETFSOLE | Exchange Traded Fund | 154.12K | SH | $7.03M 2.52% | 0.00 | 0.00 | 154.12K |
VANGUARD LONG-TERM BOND ETFSOLE | Exchange Traded Fund | 95.33K | SH | $6.90M 2.48% | 0.00 | 0.00 | 95.33K |
VANGUARD INTERMEDIATE-TERM BOND ETFSOLE | Exchange Traded Fund | 86.96K | SH | $6.56M 2.35% | 0.00 | 0.00 | 86.96K |
ISHARES S&P 500 GROWTH ETFSOLE | Exchange Traded Fund | 76.05K | SH | $6.42M 2.31% | 0.00 | 0.00 | 76.05K |
ISHARES MBS ETFSOLE | Exchange Traded Fund | 65.92K | SH | $6.09M 2.19% | 0.00 | 0.00 | 65.92K |
VANGUARD SMALL-CAP ETFSOLE | Exchange Traded Fund | 23.36K | SH | $5.34M 1.92% | 0.00 | 0.00 | 23.36K |
ISHARES S&P 500 VALUE ETFSOLE | Exchange Traded Fund | 28.17K | SH | $5.26M 1.89% | 0.00 | 0.00 | 28.17K |
ISHARES MSCI EAFE GROWTH ETFSOLE | Exchange Traded Fund | 48.30K | SH | $5.01M 1.80% | 0.00 | 0.00 | 48.30K |
ISHARES MSCI EAFE VALUE ETFSOLE | Exchange Traded Fund | 90.11K | SH | $4.90M 1.76% | 0.00 | 0.00 | 90.11K |
DIMENSIONAL SHORT-DURATION FIXED INCOME ETFSOLE | Exchange Traded Fund | 98.67K | SH | $4.64M 1.67% | 0.00 | 0.00 | 98.67K |
ISHARES U.S. TECHNOLOGY ETFSOLE | Exchange Traded Fund | 27.68K | SH | $3.74M 1.34% | 0.00 | 0.00 | 27.68K |
DIMENSIONAL INTERNATIONAL CORE EQUITY MARKET ETFSOLE | Exchange Traded Fund | 116.18K | SH | $3.51M 1.26% | 0.00 | 0.00 | 116.18K |
ISHARES 20 YEAR TREASURY BOND ETFSOLE | Exchange Traded Fund | 34.23K | SH | $3.24M 1.16% | 0.00 | 0.00 | 34.23K |
DIMENSIONAL CORE FIXED INCOME ETFSOLE | Exchange Traded Fund | 72.83K | SH | $3.06M 1.10% | 0.00 | 0.00 | 72.83K |
Page 1 of 7
…