Filed: 1/26/2024ACC: 0001437749-24-002257
📋 What this filing means
BAY HARBOR WEALTH MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 168 equity positions with a total reported market value of $261.68M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
168
Positions
$261.68M
Total AUM (reported)
3.49M
Total Shares
Allocation by class
EXCHANGE TRADED FUND$256.72M98.1%
COMMON STOCK$4.84M1.8%
REAL ESTATE INVESTMENT TRUST$118.5K0.0%
AMERICAN DEPOSITORY RECEIPT$1.9K0.0%
Portfolio Concentration
Top 3$79.75M30.5%
4–10$88.84M34.0%
11–25$69.82M26.7%
Rest$23.27M8.9%
Top 3 weight
30.5%
Top 10 weight
64.4%
Voting Authority Distribution
Total shares with voting rights: 3.49M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.49M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole89
Shared0
Other79
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings168
Rows:
ISHARES CORE S&P 500 ETF
SOLEShares79.19K
TypeSH
Market value$37.83M
14.46%
Sole
0.00
Shared
0.00
None
79.19K
VANGUARD GROWTH ETF
SOLEShares69.54K
TypeSH
Market value$21.62M
8.26%
Sole
0.00
Shared
0.00
None
69.54K
VANGUARD FTSE DEVELOPED MARKETS ETF
SOLEShares423.86K
TypeSH
Market value$20.30M
7.76%
Sole
0.00
Shared
0.00
None
423.86K
VANGUARD VALUE ETF
SOLEShares118.32K
TypeSH
Market value$17.69M
6.76%
Sole
0.00
Shared
0.00
None
118.32K
ISHARES CORE TOTAL USD BOND MARKET ETF
SOLEShares381.40K
TypeSH
Market value$17.57M
6.71%
Sole
0.00
Shared
0.00
None
381.40K
VANGUARD TOTAL INTERNATIONAL BOND ETF
SOLEShares287.78K
TypeSH
Market value$14.21M
5.43%
Sole
0.00
Shared
0.00
None
287.78K
VANGUARD SHORT-TERM BOND ETF
SOLEShares171.38K
TypeSH
Market value$13.20M
5.04%
Sole
0.00
Shared
0.00
None
171.38K
DIMENSIONAL US CORE EQUITY MARKET ETF
SOLEShares314.33K
TypeSH
Market value$10.45M
3.99%
Sole
0.00
Shared
0.00
None
314.33K
ISHARES MSCI USA QUALITY FACTOR ETF
SOLEShares55.60K
TypeSH
Market value$8.19M
3.13%
Sole
0.00
Shared
0.00
None
55.60K
ISHARES MSCI EAFE VALUE ETF
SOLEShares144.68K
TypeSH
Market value$7.54M
2.88%
Sole
0.00
Shared
0.00
None
144.68K
VANGUARD MORTGAGE-BACKED SECURITIES ETF
SOLEShares148.97K
TypeSH
Market value$6.91M
2.64%
Sole
0.00
Shared
0.00
None
148.97K
VANGUARD INTERMEDIATE-TERM BOND ETF
SOLEShares87.39K
TypeSH
Market value$6.68M
2.55%
Sole
0.00
Shared
0.00
None
87.39K
VANGUARD FTSE EMERGING MARKETS ETF
SOLEShares157.23K
TypeSH
Market value$6.46M
2.47%
Sole
0.00
Shared
0.00
None
157.23K
VANGUARD LONG-TERM BOND ETF
SOLEShares86K
TypeSH
Market value$6.41M
2.45%
Sole
0.00
Shared
0.00
None
86K
ISHARES MBS ETF
SOLEShares63.48K
TypeSH
Market value$5.97M
2.28%
Sole
0.00
Shared
0.00
None
63.48K
ISHARES TREASURY FLOATING RATE BOND ETF
SOLEShares106.50K
TypeSH
Market value$5.38M
2.05%
Sole
0.00
Shared
0.00
None
106.50K
VANGUARD SMALL-CAP ETF
SOLEShares23.75K
TypeSH
Market value$5.07M
1.94%
Sole
0.00
Shared
0.00
None
23.75K
ISHARES MSCI EAFE GROWTH ETF
SOLEShares44.78K
TypeSH
Market value$4.34M
1.66%
Sole
0.00
Shared
0.00
None
44.78K
DIMENSIONAL SHORT-DURATION FIXED INCOME ETF
SOLEShares85.61K
TypeSH
Market value$4.02M
1.54%
Sole
0.00
Shared
0.00
None
85.61K
ISHARES 20 YEAR TREASURY BOND ETF
SOLEShares39.36K
TypeSH
Market value$3.89M
1.49%
Sole
0.00
Shared
0.00
None
39.36K
ISHARES CORE MSCI EMERGING MARKETS ETF
SOLEShares64.27K
TypeSH
Market value$3.25M
1.24%
Sole
0.00
Shared
0.00
None
64.27K
DIMENSIONAL INTERNATIONAL CORE EQUITY MARKET ETF
SOLEShares106.59K
TypeSH
Market value$3.05M
1.17%
Sole
0.00
Shared
0.00
None
106.59K
ISHARES IBOXX INVESTMENT GRADE CORPORATE BOND ETF
SOLEShares26.93K
TypeSH
Market value$2.98M
1.14%
Sole
0.00
Shared
0.00
None
26.93K
ISHARES U.S. TECHNOLOGY ETF
SOLEShares22.28K
TypeSH
Market value$2.73M
1.05%
Sole
0.00
Shared
0.00
None
22.28K
DIMENSIONAL CORE FIXED INCOME ETF
SOLEShares63.20K
TypeSH
Market value$2.68M
1.02%
Sole
0.00
Shared
0.00
None
63.20K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES CORE S&P 500 ETFSOLE | Exchange Traded Fund | 79.19K | SH | $37.83M 14.46% | 0.00 | 0.00 | 79.19K |
VANGUARD GROWTH ETFSOLE | Exchange Traded Fund | 69.54K | SH | $21.62M 8.26% | 0.00 | 0.00 | 69.54K |
VANGUARD FTSE DEVELOPED MARKETS ETFSOLE | Exchange Traded Fund | 423.86K | SH | $20.30M 7.76% | 0.00 | 0.00 | 423.86K |
VANGUARD VALUE ETFSOLE | Exchange Traded Fund | 118.32K | SH | $17.69M 6.76% | 0.00 | 0.00 | 118.32K |
ISHARES CORE TOTAL USD BOND MARKET ETFSOLE | Exchange Traded Fund | 381.40K | SH | $17.57M 6.71% | 0.00 | 0.00 | 381.40K |
VANGUARD TOTAL INTERNATIONAL BOND ETFSOLE | Exchange Traded Fund | 287.78K | SH | $14.21M 5.43% | 0.00 | 0.00 | 287.78K |
VANGUARD SHORT-TERM BOND ETFSOLE | Exchange Traded Fund | 171.38K | SH | $13.20M 5.04% | 0.00 | 0.00 | 171.38K |
DIMENSIONAL US CORE EQUITY MARKET ETFSOLE | Exchange Traded Fund | 314.33K | SH | $10.45M 3.99% | 0.00 | 0.00 | 314.33K |
ISHARES MSCI USA QUALITY FACTOR ETFSOLE | Exchange Traded Fund | 55.60K | SH | $8.19M 3.13% | 0.00 | 0.00 | 55.60K |
ISHARES MSCI EAFE VALUE ETFSOLE | Exchange Traded Fund | 144.68K | SH | $7.54M 2.88% | 0.00 | 0.00 | 144.68K |
VANGUARD MORTGAGE-BACKED SECURITIES ETFSOLE | Exchange Traded Fund | 148.97K | SH | $6.91M 2.64% | 0.00 | 0.00 | 148.97K |
VANGUARD INTERMEDIATE-TERM BOND ETFSOLE | Exchange Traded Fund | 87.39K | SH | $6.68M 2.55% | 0.00 | 0.00 | 87.39K |
VANGUARD FTSE EMERGING MARKETS ETFSOLE | Exchange Traded Fund | 157.23K | SH | $6.46M 2.47% | 0.00 | 0.00 | 157.23K |
VANGUARD LONG-TERM BOND ETFSOLE | Exchange Traded Fund | 86K | SH | $6.41M 2.45% | 0.00 | 0.00 | 86K |
ISHARES MBS ETFSOLE | Exchange Traded Fund | 63.48K | SH | $5.97M 2.28% | 0.00 | 0.00 | 63.48K |
ISHARES TREASURY FLOATING RATE BOND ETFSOLE | Exchange Traded Fund | 106.50K | SH | $5.38M 2.05% | 0.00 | 0.00 | 106.50K |
VANGUARD SMALL-CAP ETFSOLE | Exchange Traded Fund | 23.75K | SH | $5.07M 1.94% | 0.00 | 0.00 | 23.75K |
ISHARES MSCI EAFE GROWTH ETFSOLE | Exchange Traded Fund | 44.78K | SH | $4.34M 1.66% | 0.00 | 0.00 | 44.78K |
DIMENSIONAL SHORT-DURATION FIXED INCOME ETFSOLE | Exchange Traded Fund | 85.61K | SH | $4.02M 1.54% | 0.00 | 0.00 | 85.61K |
ISHARES 20 YEAR TREASURY BOND ETFSOLE | Exchange Traded Fund | 39.36K | SH | $3.89M 1.49% | 0.00 | 0.00 | 39.36K |
ISHARES CORE MSCI EMERGING MARKETS ETFSOLE | Exchange Traded Fund | 64.27K | SH | $3.25M 1.24% | 0.00 | 0.00 | 64.27K |
DIMENSIONAL INTERNATIONAL CORE EQUITY MARKET ETFSOLE | Exchange Traded Fund | 106.59K | SH | $3.05M 1.17% | 0.00 | 0.00 | 106.59K |
ISHARES IBOXX INVESTMENT GRADE CORPORATE BOND ETFSOLE | Exchange Traded Fund | 26.93K | SH | $2.98M 1.14% | 0.00 | 0.00 | 26.93K |
ISHARES U.S. TECHNOLOGY ETFSOLE | Exchange Traded Fund | 22.28K | SH | $2.73M 1.05% | 0.00 | 0.00 | 22.28K |
DIMENSIONAL CORE FIXED INCOME ETFSOLE | Exchange Traded Fund | 63.20K | SH | $2.68M 1.02% | 0.00 | 0.00 | 63.20K |
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