Filed: 10/25/2023ACC: 0001437749-23-028870
📋 What this filing means
BAY HARBOR WEALTH MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 163 equity positions with a total reported market value of $237.82M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
163
Positions
$237.82M
Total AUM (reported)
3.45M
Total Shares
Allocation by class
EXCHANGE TRADED FUND$233.44M98.2%
COMMON STOCK$4.27M1.8%
REAL ESTATE INVESTMENT TRUST$103.2K0.0%
AMERICAN DEPOSITORY RECEIPT$2.1K0.0%
Portfolio Concentration
Top 3$68.98M29.0%
4–10$83.94M35.3%
11–25$64.71M27.2%
Rest$20.19M8.5%
Top 3 weight
29.0%
Top 10 weight
64.3%
Voting Authority Distribution
Total shares with voting rights: 3.45M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.45M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole88
Shared0
Other75
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings163
Rows:
ISHARES CORE S&P 500 ETF
SOLEShares69.62K
TypeSH
Market value$30.03M
12.63%
Sole
0.00
Shared
0.00
None
69.62K
VANGUARD GROWTH ETF
SOLEShares72.77K
TypeSH
Market value$19.82M
8.33%
Sole
0.00
Shared
0.00
None
72.77K
VANGUARD FTSE DEVELOPED MARKETS ETF
SOLEShares437.57K
TypeSH
Market value$19.13M
8.04%
Sole
0.00
Shared
0.00
None
437.57K
ISHARES CORE TOTAL USD BOND MARKET ETF
SOLEShares401.80K
TypeSH
Market value$17.56M
7.39%
Sole
0.00
Shared
0.00
None
401.80K
VANGUARD VALUE ETF
SOLEShares123.61K
TypeSH
Market value$17.05M
7.17%
Sole
0.00
Shared
0.00
None
123.61K
VANGUARD TOTAL INTERNATIONAL BOND ETF
SOLEShares301.14K
TypeSH
Market value$14.40M
6.06%
Sole
0.00
Shared
0.00
None
301.14K
VANGUARD SHORT-TERM BOND ETF
SOLEShares179.02K
TypeSH
Market value$13.46M
5.66%
Sole
0.00
Shared
0.00
None
179.02K
ISHARES MSCI EAFE VALUE ETF
SOLEShares152.69K
TypeSH
Market value$7.47M
3.14%
Sole
0.00
Shared
0.00
None
152.69K
ISHARES MSCI USA QUALITY FACTOR ETF
SOLEShares54.22K
TypeSH
Market value$7.17M
3.02%
Sole
0.00
Shared
0.00
None
54.22K
DIMENSIONAL US CORE EQUITY MARKET ETF
SOLEShares227.80K
TypeSH
Market value$6.82M
2.87%
Sole
0.00
Shared
0.00
None
227.80K
VANGUARD MORTGAGE-BACKED SECURITIES ETF
SOLEShares154.91K
TypeSH
Market value$6.78M
2.85%
Sole
0.00
Shared
0.00
None
154.91K
VANGUARD INTERMEDIATE-TERM BOND ETF
SOLEShares91.49K
TypeSH
Market value$6.62M
2.78%
Sole
0.00
Shared
0.00
None
91.49K
VANGUARD FTSE EMERGING MARKETS ETF
SOLEShares162.08K
TypeSH
Market value$6.36M
2.67%
Sole
0.00
Shared
0.00
None
162.08K
VANGUARD LONG-TERM BOND ETF
SOLEShares89.15K
TypeSH
Market value$5.98M
2.51%
Sole
0.00
Shared
0.00
None
89.15K
ISHARES MSCI EAFE GROWTH ETF
SOLEShares68.13K
TypeSH
Market value$5.88M
2.47%
Sole
0.00
Shared
0.00
None
68.13K
ISHARES MBS ETF
SOLEShares62.63K
TypeSH
Market value$5.56M
2.34%
Sole
0.00
Shared
0.00
None
62.63K
ISHARES TREASURY FLOATING RATE BOND ETF
SOLEShares105.11K
TypeSH
Market value$5.33M
2.24%
Sole
0.00
Shared
0.00
None
105.11K
VANGUARD SMALL-CAP ETF
SOLEShares24.62K
TypeSH
Market value$4.65M
1.96%
Sole
0.00
Shared
0.00
None
24.62K
ISHARES 20 YEAR TREASURY BOND ETF
SOLEShares38.41K
TypeSH
Market value$3.41M
1.43%
Sole
0.00
Shared
0.00
None
38.41K
ISHARES CORE MSCI EMERGING MARKETS ETF
SOLEShares61.99K
TypeSH
Market value$2.95M
1.24%
Sole
0.00
Shared
0.00
None
61.99K
DIMENSIONAL SHORT-DURATION FIXED INCOME ETF
SOLEShares59.04K
TypeSH
Market value$2.74M
1.15%
Sole
0.00
Shared
0.00
None
59.04K
ISHARES MSCI USA MIN VOL FACTOR ETF
SOLEShares32.61K
TypeSH
Market value$2.37M
1.00%
Sole
0.00
Shared
0.00
None
32.61K
DIMENSIONAL INTERNATIONAL CORE EQUITY MARKET ETF
SOLEShares78.21K
TypeSH
Market value$2.04M
0.86%
Sole
0.00
Shared
0.00
None
78.21K
ISHARES U.S. TECHNOLOGY ETF
SOLEShares19.30K
TypeSH
Market value$2.03M
0.85%
Sole
0.00
Shared
0.00
None
19.30K
ISHARES ESG AWARE MSCI USA ETF
SOLEShares21.44K
TypeSH
Market value$2.01M
0.85%
Sole
0.00
Shared
0.00
None
21.44K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES CORE S&P 500 ETFSOLE | Exchange Traded Fund | 69.62K | SH | $30.03M 12.63% | 0.00 | 0.00 | 69.62K |
VANGUARD GROWTH ETFSOLE | Exchange Traded Fund | 72.77K | SH | $19.82M 8.33% | 0.00 | 0.00 | 72.77K |
VANGUARD FTSE DEVELOPED MARKETS ETFSOLE | Exchange Traded Fund | 437.57K | SH | $19.13M 8.04% | 0.00 | 0.00 | 437.57K |
ISHARES CORE TOTAL USD BOND MARKET ETFSOLE | Exchange Traded Fund | 401.80K | SH | $17.56M 7.39% | 0.00 | 0.00 | 401.80K |
VANGUARD VALUE ETFSOLE | Exchange Traded Fund | 123.61K | SH | $17.05M 7.17% | 0.00 | 0.00 | 123.61K |
VANGUARD TOTAL INTERNATIONAL BOND ETFSOLE | Exchange Traded Fund | 301.14K | SH | $14.40M 6.06% | 0.00 | 0.00 | 301.14K |
VANGUARD SHORT-TERM BOND ETFSOLE | Exchange Traded Fund | 179.02K | SH | $13.46M 5.66% | 0.00 | 0.00 | 179.02K |
ISHARES MSCI EAFE VALUE ETFSOLE | Exchange Traded Fund | 152.69K | SH | $7.47M 3.14% | 0.00 | 0.00 | 152.69K |
ISHARES MSCI USA QUALITY FACTOR ETFSOLE | Exchange Traded Fund | 54.22K | SH | $7.17M 3.02% | 0.00 | 0.00 | 54.22K |
DIMENSIONAL US CORE EQUITY MARKET ETFSOLE | Exchange Traded Fund | 227.80K | SH | $6.82M 2.87% | 0.00 | 0.00 | 227.80K |
VANGUARD MORTGAGE-BACKED SECURITIES ETFSOLE | Exchange Traded Fund | 154.91K | SH | $6.78M 2.85% | 0.00 | 0.00 | 154.91K |
VANGUARD INTERMEDIATE-TERM BOND ETFSOLE | Exchange Traded Fund | 91.49K | SH | $6.62M 2.78% | 0.00 | 0.00 | 91.49K |
VANGUARD FTSE EMERGING MARKETS ETFSOLE | Exchange Traded Fund | 162.08K | SH | $6.36M 2.67% | 0.00 | 0.00 | 162.08K |
VANGUARD LONG-TERM BOND ETFSOLE | Exchange Traded Fund | 89.15K | SH | $5.98M 2.51% | 0.00 | 0.00 | 89.15K |
ISHARES MSCI EAFE GROWTH ETFSOLE | Exchange Traded Fund | 68.13K | SH | $5.88M 2.47% | 0.00 | 0.00 | 68.13K |
ISHARES MBS ETFSOLE | Exchange Traded Fund | 62.63K | SH | $5.56M 2.34% | 0.00 | 0.00 | 62.63K |
ISHARES TREASURY FLOATING RATE BOND ETFSOLE | Exchange Traded Fund | 105.11K | SH | $5.33M 2.24% | 0.00 | 0.00 | 105.11K |
VANGUARD SMALL-CAP ETFSOLE | Exchange Traded Fund | 24.62K | SH | $4.65M 1.96% | 0.00 | 0.00 | 24.62K |
ISHARES 20 YEAR TREASURY BOND ETFSOLE | Exchange Traded Fund | 38.41K | SH | $3.41M 1.43% | 0.00 | 0.00 | 38.41K |
ISHARES CORE MSCI EMERGING MARKETS ETFSOLE | Exchange Traded Fund | 61.99K | SH | $2.95M 1.24% | 0.00 | 0.00 | 61.99K |
DIMENSIONAL SHORT-DURATION FIXED INCOME ETFSOLE | Exchange Traded Fund | 59.04K | SH | $2.74M 1.15% | 0.00 | 0.00 | 59.04K |
ISHARES MSCI USA MIN VOL FACTOR ETFSOLE | Exchange Traded Fund | 32.61K | SH | $2.37M 1.00% | 0.00 | 0.00 | 32.61K |
DIMENSIONAL INTERNATIONAL CORE EQUITY MARKET ETFSOLE | Exchange Traded Fund | 78.21K | SH | $2.04M 0.86% | 0.00 | 0.00 | 78.21K |
ISHARES U.S. TECHNOLOGY ETFSOLE | Exchange Traded Fund | 19.30K | SH | $2.03M 0.85% | 0.00 | 0.00 | 19.30K |
ISHARES ESG AWARE MSCI USA ETFSOLE | Exchange Traded Fund | 21.44K | SH | $2.01M 0.85% | 0.00 | 0.00 | 21.44K |
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