Filed: 7/19/2023ACC: 0001437749-23-020206
📋 What this filing means
BAY HARBOR WEALTH MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 167 equity positions with a total reported market value of $245.24M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
167
Positions
$245.24M
Total AUM (reported)
3.56M
Total Shares
Allocation by class
EXCHANGE TRADED FUND$240.00M97.9%
COMMON STOCK$5.13M2.1%
REAL ESTATE INVESTMENT TRUST$106.4K0.0%
AMERICAN DEPOSITORY RECEIPT$2.0K0.0%
Portfolio Concentration
Top 3$67.12M27.4%
4–10$91.92M37.5%
11–25$72.57M29.6%
Rest$13.64M5.6%
Top 3 weight
27.4%
Top 10 weight
64.8%
Voting Authority Distribution
Total shares with voting rights: 245.24M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
245.24M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole93
Shared0
Other74
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings167
Rows:
ISHARES CORE S&P 500 ETF
SOLEShares58.17K
TypeSH
Market value$25.93M
10.57%
Sole
0.00
Shared
0.00
None
25.93M
VANGUARD GROWTH ETF
SOLEShares73.76K
TypeSH
Market value$20.87M
8.51%
Sole
0.00
Shared
0.00
None
20.87M
VANGUARD FTSE DEVELOPED MARKETS ETF
SOLEShares439.96K
TypeSH
Market value$20.32M
8.28%
Sole
0.00
Shared
0.00
None
20.32M
ISHARES CORE TOTAL USD BOND MARKET ETF
SOLEShares443.23K
TypeSH
Market value$20.15M
8.22%
Sole
0.00
Shared
0.00
None
20.15M
VANGUARD VALUE ETF
SOLEShares126.36K
TypeSH
Market value$17.96M
7.32%
Sole
0.00
Shared
0.00
None
17.96M
VANGUARD TOTAL INTERNATIONAL BOND ETF
SOLEShares305.63K
TypeSH
Market value$14.94M
6.09%
Sole
0.00
Shared
0.00
None
14.94M
VANGUARD SHORT-TERM BOND ETF
SOLEShares181.44K
TypeSH
Market value$13.71M
5.59%
Sole
0.00
Shared
0.00
None
13.71M
ISHARES MSCI USA QUALITY FACTOR ETF
SOLEShares72.47K
TypeSH
Market value$9.77M
3.99%
Sole
0.00
Shared
0.00
None
9.77M
ISHARES MSCI EAFE GROWTH ETF
SOLEShares85.75K
TypeSH
Market value$8.18M
3.34%
Sole
0.00
Shared
0.00
None
8.18M
VANGUARD MORTGAGE-BACKED SECURITIES ETF
SOLEShares156.60K
TypeSH
Market value$7.20M
2.94%
Sole
0.00
Shared
0.00
None
7.20M
ISHARES MBS ETF
SOLEShares75.93K
TypeSH
Market value$7.08M
2.89%
Sole
0.00
Shared
0.00
None
7.08M
VANGUARD INTERMEDIATE-TERM BOND ETF
SOLEShares92.97K
TypeSH
Market value$6.99M
2.85%
Sole
0.00
Shared
0.00
None
6.99M
VANGUARD LONG-TERM BOND ETF
SOLEShares89.70K
TypeSH
Market value$6.72M
2.74%
Sole
0.00
Shared
0.00
None
6.72M
VANGUARD FTSE EMERGING MARKETS ETF
SOLEShares163.04K
TypeSH
Market value$6.63M
2.70%
Sole
0.00
Shared
0.00
None
6.63M
ISHARES U.S. TREASURY BOND ETF
SOLEShares289.09K
TypeSH
Market value$6.62M
2.70%
Sole
0.00
Shared
0.00
None
6.62M
DIMENSIONAL US CORE EQUITY MARKET ETF
SOLEShares194.77K
TypeSH
Market value$6.04M
2.46%
Sole
0.00
Shared
0.00
None
6.04M
ISHARES CORE MSCI EMERGING MARKETS ETF
SOLEShares108.08K
TypeSH
Market value$5.33M
2.17%
Sole
0.00
Shared
0.00
None
5.33M
ISHARES MSCI EAFE VALUE ETF
SOLEShares102.54K
TypeSH
Market value$5.02M
2.05%
Sole
0.00
Shared
0.00
None
5.02M
VANGUARD SMALL-CAP ETF
SOLEShares25.06K
TypeSH
Market value$4.98M
2.03%
Sole
0.00
Shared
0.00
None
4.98M
ISHARES ESG AWARE MSCI USA ETF
SOLEShares44.96K
TypeSH
Market value$4.38M
1.79%
Sole
0.00
Shared
0.00
None
4.38M
ISHARES U.S. TECHNOLOGY ETF
SOLEShares36.89K
TypeSH
Market value$4.02M
1.64%
Sole
0.00
Shared
0.00
None
4.02M
ISHARES MSCI USA MIN VOL FACTOR ETF
SOLEShares32.72K
TypeSH
Market value$2.43M
0.99%
Sole
0.00
Shared
0.00
None
2.43M
DIMENSIONAL SHORT-DURATION FIXED INCOME ETF
SOLEShares50.59K
TypeSH
Market value$2.34M
0.96%
Sole
0.00
Shared
0.00
None
2.34M
ISHARES 10-20 YEAR TREASURY BOND ETF
SOLEShares19.55K
TypeSH
Market value$2.17M
0.88%
Sole
0.00
Shared
0.00
None
2.17M
DIMENSIONAL INTERNATIONAL CORE EQUITY MARKET ETF
SOLEShares66.42K
TypeSH
Market value$1.81M
0.74%
Sole
0.00
Shared
0.00
None
1.81M
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES CORE S&P 500 ETFSOLE | Exchange Traded Fund | 58.17K | SH | $25.93M 10.57% | 0.00 | 0.00 | 25.93M |
VANGUARD GROWTH ETFSOLE | Exchange Traded Fund | 73.76K | SH | $20.87M 8.51% | 0.00 | 0.00 | 20.87M |
VANGUARD FTSE DEVELOPED MARKETS ETFSOLE | Exchange Traded Fund | 439.96K | SH | $20.32M 8.28% | 0.00 | 0.00 | 20.32M |
ISHARES CORE TOTAL USD BOND MARKET ETFSOLE | Exchange Traded Fund | 443.23K | SH | $20.15M 8.22% | 0.00 | 0.00 | 20.15M |
VANGUARD VALUE ETFSOLE | Exchange Traded Fund | 126.36K | SH | $17.96M 7.32% | 0.00 | 0.00 | 17.96M |
VANGUARD TOTAL INTERNATIONAL BOND ETFSOLE | Exchange Traded Fund | 305.63K | SH | $14.94M 6.09% | 0.00 | 0.00 | 14.94M |
VANGUARD SHORT-TERM BOND ETFSOLE | Exchange Traded Fund | 181.44K | SH | $13.71M 5.59% | 0.00 | 0.00 | 13.71M |
ISHARES MSCI USA QUALITY FACTOR ETFSOLE | Exchange Traded Fund | 72.47K | SH | $9.77M 3.99% | 0.00 | 0.00 | 9.77M |
ISHARES MSCI EAFE GROWTH ETFSOLE | Exchange Traded Fund | 85.75K | SH | $8.18M 3.34% | 0.00 | 0.00 | 8.18M |
VANGUARD MORTGAGE-BACKED SECURITIES ETFSOLE | Exchange Traded Fund | 156.60K | SH | $7.20M 2.94% | 0.00 | 0.00 | 7.20M |
ISHARES MBS ETFSOLE | Exchange Traded Fund | 75.93K | SH | $7.08M 2.89% | 0.00 | 0.00 | 7.08M |
VANGUARD INTERMEDIATE-TERM BOND ETFSOLE | Exchange Traded Fund | 92.97K | SH | $6.99M 2.85% | 0.00 | 0.00 | 6.99M |
VANGUARD LONG-TERM BOND ETFSOLE | Exchange Traded Fund | 89.70K | SH | $6.72M 2.74% | 0.00 | 0.00 | 6.72M |
VANGUARD FTSE EMERGING MARKETS ETFSOLE | Exchange Traded Fund | 163.04K | SH | $6.63M 2.70% | 0.00 | 0.00 | 6.63M |
ISHARES U.S. TREASURY BOND ETFSOLE | Exchange Traded Fund | 289.09K | SH | $6.62M 2.70% | 0.00 | 0.00 | 6.62M |
DIMENSIONAL US CORE EQUITY MARKET ETFSOLE | Exchange Traded Fund | 194.77K | SH | $6.04M 2.46% | 0.00 | 0.00 | 6.04M |
ISHARES CORE MSCI EMERGING MARKETS ETFSOLE | Exchange Traded Fund | 108.08K | SH | $5.33M 2.17% | 0.00 | 0.00 | 5.33M |
ISHARES MSCI EAFE VALUE ETFSOLE | Exchange Traded Fund | 102.54K | SH | $5.02M 2.05% | 0.00 | 0.00 | 5.02M |
VANGUARD SMALL-CAP ETFSOLE | Exchange Traded Fund | 25.06K | SH | $4.98M 2.03% | 0.00 | 0.00 | 4.98M |
ISHARES ESG AWARE MSCI USA ETFSOLE | Exchange Traded Fund | 44.96K | SH | $4.38M 1.79% | 0.00 | 0.00 | 4.38M |
ISHARES U.S. TECHNOLOGY ETFSOLE | Exchange Traded Fund | 36.89K | SH | $4.02M 1.64% | 0.00 | 0.00 | 4.02M |
ISHARES MSCI USA MIN VOL FACTOR ETFSOLE | Exchange Traded Fund | 32.72K | SH | $2.43M 0.99% | 0.00 | 0.00 | 2.43M |
DIMENSIONAL SHORT-DURATION FIXED INCOME ETFSOLE | Exchange Traded Fund | 50.59K | SH | $2.34M 0.96% | 0.00 | 0.00 | 2.34M |
ISHARES 10-20 YEAR TREASURY BOND ETFSOLE | Exchange Traded Fund | 19.55K | SH | $2.17M 0.88% | 0.00 | 0.00 | 2.17M |
DIMENSIONAL INTERNATIONAL CORE EQUITY MARKET ETFSOLE | Exchange Traded Fund | 66.42K | SH | $1.81M 0.74% | 0.00 | 0.00 | 1.81M |
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