Filed: 5/3/2023ACC: 0001437749-23-012227
📋 What this filing means
BAY HARBOR WEALTH MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 165 equity positions with a total reported market value of $235.56M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
165
Positions
$235.56M
Total AUM (reported)
3.44M
Total Shares
Allocation by class
EXCHANGE TRADED FUND$230.98M98.1%
COMMON STOCK$4.46M1.9%
REAL ESTATE INVESTMENT TRUST$116.4K0.0%
AMERICAN DEPOSITORY RECEIPT$2.5K0.0%
Portfolio Concentration
Top 3$65.23M27.7%
4–10$90.56M38.4%
11–25$68.18M28.9%
Rest$11.58M4.9%
Top 3 weight
27.7%
Top 10 weight
66.1%
Voting Authority Distribution
Total shares with voting rights: 3.44M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.44M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole89
Shared0
Other76
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings165
Rows:
ISHARES CORE S&P 500 ETF
SOLEShares58.88K
TypeSH
Market value$24.20M
10.27%
Sole
0.00
Shared
0.00
None
58.88K
ISHARES CORE TOTAL USD BOND MARKET ETF
SOLEShares449.70K
TypeSH
Market value$20.75M
8.81%
Sole
0.00
Shared
0.00
None
449.70K
VANGUARD FTSE DEVELOPED MARKETS ETF
SOLEShares448.77K
TypeSH
Market value$20.27M
8.61%
Sole
0.00
Shared
0.00
None
448.77K
VANGUARD GROWTH ETF
SOLEShares75.91K
TypeSH
Market value$18.94M
8.04%
Sole
0.00
Shared
0.00
None
75.91K
VANGUARD VALUE ETF
SOLEShares129.55K
TypeSH
Market value$17.89M
7.60%
Sole
0.00
Shared
0.00
None
129.55K
VANGUARD TOTAL INTERNATIONAL BOND ETF
SOLEShares308.77K
TypeSH
Market value$15.11M
6.41%
Sole
0.00
Shared
0.00
None
308.77K
VANGUARD SHORT-TERM BOND ETF
SOLEShares184.29K
TypeSH
Market value$14.10M
5.98%
Sole
0.00
Shared
0.00
None
184.29K
ISHARES MSCI USA QUALITY FACTOR ETF
SOLEShares72.75K
TypeSH
Market value$9.03M
3.83%
Sole
0.00
Shared
0.00
None
72.75K
ISHARES MSCI EAFE GROWTH ETF
SOLEShares86.54K
TypeSH
Market value$8.11M
3.44%
Sole
0.00
Shared
0.00
None
86.54K
VANGUARD MORTGAGE-BACKED SECURITIES ETF
SOLEShares159.04K
TypeSH
Market value$7.40M
3.14%
Sole
0.00
Shared
0.00
None
159.04K
ISHARES MBS ETF
SOLEShares77.04K
TypeSH
Market value$7.30M
3.10%
Sole
0.00
Shared
0.00
None
77.04K
VANGUARD INTERMEDIATE-TERM BOND ETF
SOLEShares94.61K
TypeSH
Market value$7.26M
3.08%
Sole
0.00
Shared
0.00
None
94.61K
VANGUARD LONG-TERM BOND ETF
SOLEShares90.51K
TypeSH
Market value$6.94M
2.94%
Sole
0.00
Shared
0.00
None
90.51K
ISHARES U.S. TREASURY BOND ETF
SOLEShares292.50K
TypeSH
Market value$6.84M
2.90%
Sole
0.00
Shared
0.00
None
292.50K
VANGUARD FTSE EMERGING MARKETS ETF
SOLEShares166.53K
TypeSH
Market value$6.73M
2.86%
Sole
0.00
Shared
0.00
None
166.53K
ISHARES CORE MSCI EMERGING MARKETS ETF
SOLEShares110.04K
TypeSH
Market value$5.37M
2.28%
Sole
0.00
Shared
0.00
None
110.04K
ISHARES MSCI EAFE VALUE ETF
SOLEShares103.88K
TypeSH
Market value$5.04M
2.14%
Sole
0.00
Shared
0.00
None
103.88K
VANGUARD SMALL-CAP ETF
SOLEShares25.54K
TypeSH
Market value$4.84M
2.06%
Sole
0.00
Shared
0.00
None
25.54K
ISHARES ESG AWARE MSCI USA ETF
SOLEShares46K
TypeSH
Market value$4.16M
1.77%
Sole
0.00
Shared
0.00
None
46K
ISHARES U.S. TECHNOLOGY ETF
SOLEShares37.05K
TypeSH
Market value$3.44M
1.46%
Sole
0.00
Shared
0.00
None
37.05K
DIMENSIONAL US CORE EQUITY MARKET ETF
SOLEShares115.03K
TypeSH
Market value$3.31M
1.40%
Sole
0.00
Shared
0.00
None
115.03K
ISHARES MSCI USA MIN VOL FACTOR ETF
SOLEShares32.90K
TypeSH
Market value$2.39M
1.02%
Sole
0.00
Shared
0.00
None
32.90K
ISHARES 10-20 YEAR TREASURY BOND ETF
SOLEShares19.91K
TypeSH
Market value$2.28M
0.97%
Sole
0.00
Shared
0.00
None
19.91K
DIMENSIONAL SHORT-DURATION FIXED INCOME ETF
SOLEShares27.74K
TypeSH
Market value$1.29M
0.55%
Sole
0.00
Shared
0.00
None
27.74K
DIMENSIONAL INTERNATIONAL CORE EQUITY MARKET ETF
SOLEShares36.72K
TypeSH
Market value$989.5K
0.42%
Sole
0.00
Shared
0.00
None
36.72K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES CORE S&P 500 ETFSOLE | Exchange Traded Fund | 58.88K | SH | $24.20M 10.27% | 0.00 | 0.00 | 58.88K |
ISHARES CORE TOTAL USD BOND MARKET ETFSOLE | Exchange Traded Fund | 449.70K | SH | $20.75M 8.81% | 0.00 | 0.00 | 449.70K |
VANGUARD FTSE DEVELOPED MARKETS ETFSOLE | Exchange Traded Fund | 448.77K | SH | $20.27M 8.61% | 0.00 | 0.00 | 448.77K |
VANGUARD GROWTH ETFSOLE | Exchange Traded Fund | 75.91K | SH | $18.94M 8.04% | 0.00 | 0.00 | 75.91K |
VANGUARD VALUE ETFSOLE | Exchange Traded Fund | 129.55K | SH | $17.89M 7.60% | 0.00 | 0.00 | 129.55K |
VANGUARD TOTAL INTERNATIONAL BOND ETFSOLE | Exchange Traded Fund | 308.77K | SH | $15.11M 6.41% | 0.00 | 0.00 | 308.77K |
VANGUARD SHORT-TERM BOND ETFSOLE | Exchange Traded Fund | 184.29K | SH | $14.10M 5.98% | 0.00 | 0.00 | 184.29K |
ISHARES MSCI USA QUALITY FACTOR ETFSOLE | Exchange Traded Fund | 72.75K | SH | $9.03M 3.83% | 0.00 | 0.00 | 72.75K |
ISHARES MSCI EAFE GROWTH ETFSOLE | Exchange Traded Fund | 86.54K | SH | $8.11M 3.44% | 0.00 | 0.00 | 86.54K |
VANGUARD MORTGAGE-BACKED SECURITIES ETFSOLE | Exchange Traded Fund | 159.04K | SH | $7.40M 3.14% | 0.00 | 0.00 | 159.04K |
ISHARES MBS ETFSOLE | Exchange Traded Fund | 77.04K | SH | $7.30M 3.10% | 0.00 | 0.00 | 77.04K |
VANGUARD INTERMEDIATE-TERM BOND ETFSOLE | Exchange Traded Fund | 94.61K | SH | $7.26M 3.08% | 0.00 | 0.00 | 94.61K |
VANGUARD LONG-TERM BOND ETFSOLE | Exchange Traded Fund | 90.51K | SH | $6.94M 2.94% | 0.00 | 0.00 | 90.51K |
ISHARES U.S. TREASURY BOND ETFSOLE | Exchange Traded Fund | 292.50K | SH | $6.84M 2.90% | 0.00 | 0.00 | 292.50K |
VANGUARD FTSE EMERGING MARKETS ETFSOLE | Exchange Traded Fund | 166.53K | SH | $6.73M 2.86% | 0.00 | 0.00 | 166.53K |
ISHARES CORE MSCI EMERGING MARKETS ETFSOLE | Exchange Traded Fund | 110.04K | SH | $5.37M 2.28% | 0.00 | 0.00 | 110.04K |
ISHARES MSCI EAFE VALUE ETFSOLE | Exchange Traded Fund | 103.88K | SH | $5.04M 2.14% | 0.00 | 0.00 | 103.88K |
VANGUARD SMALL-CAP ETFSOLE | Exchange Traded Fund | 25.54K | SH | $4.84M 2.06% | 0.00 | 0.00 | 25.54K |
ISHARES ESG AWARE MSCI USA ETFSOLE | Exchange Traded Fund | 46K | SH | $4.16M 1.77% | 0.00 | 0.00 | 46K |
ISHARES U.S. TECHNOLOGY ETFSOLE | Exchange Traded Fund | 37.05K | SH | $3.44M 1.46% | 0.00 | 0.00 | 37.05K |
DIMENSIONAL US CORE EQUITY MARKET ETFSOLE | Exchange Traded Fund | 115.03K | SH | $3.31M 1.40% | 0.00 | 0.00 | 115.03K |
ISHARES MSCI USA MIN VOL FACTOR ETFSOLE | Exchange Traded Fund | 32.90K | SH | $2.39M 1.02% | 0.00 | 0.00 | 32.90K |
ISHARES 10-20 YEAR TREASURY BOND ETFSOLE | Exchange Traded Fund | 19.91K | SH | $2.28M 0.97% | 0.00 | 0.00 | 19.91K |
DIMENSIONAL SHORT-DURATION FIXED INCOME ETFSOLE | Exchange Traded Fund | 27.74K | SH | $1.29M 0.55% | 0.00 | 0.00 | 27.74K |
DIMENSIONAL INTERNATIONAL CORE EQUITY MARKET ETFSOLE | Exchange Traded Fund | 36.72K | SH | $989.5K 0.42% | 0.00 | 0.00 | 36.72K |
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