Filed: 1/25/2023ACC: 0001437749-23-001714
📋 What this filing means
BAY HARBOR WEALTH MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 191 equity positions with a total reported market value of $223.1K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
191
Positions
$223.1K
Total AUM (reported)
3.33M
Total Shares
Allocation by class
EXCHANGE TRADED FUND$219.0K98.2%
COMMON STOCK$4.0K1.8%
REAL ESTATE INVESTMENT TRUST$113.000.1%
AMERICAN DEPOSITORY RECEIPT$2.000.0%
Portfolio Concentration
Top 3$61.1K27.4%
4–10$90.2K40.4%
11–25$59.5K26.7%
Rest$12.3K5.5%
Top 3 weight
27.4%
Top 10 weight
67.8%
Voting Authority Distribution
Total shares with voting rights: 3.33M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.33M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole99
Shared0
Other92
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings191
Rows:
ISHARES CORE S&P 500 ETF
SOLEShares60.58K
TypeSH
Market value$23.3K
10.43%
Sole
0.00
Shared
0.00
None
60.58K
VANGUARD FTSE DEVELOPED MARKETS ETF
SOLEShares476.99K
TypeSH
Market value$20.0K
8.97%
Sole
0.00
Shared
0.00
None
476.99K
VANGUARD VALUE ETF
SOLEShares126.89K
TypeSH
Market value$17.8K
7.98%
Sole
0.00
Shared
0.00
None
126.89K
VANGUARD GROWTH ETF
SOLEShares80.71K
TypeSH
Market value$17.2K
7.71%
Sole
0.00
Shared
0.00
None
80.71K
ISHARES CORE TOTAL USD BOND MARKET ETF
SOLEShares360.03K
TypeSH
Market value$16.2K
7.25%
Sole
0.00
Shared
0.00
None
360.03K
VANGUARD TOTAL INTERNATIONAL BOND ETF
SOLEShares319.47K
TypeSH
Market value$15.2K
6.79%
Sole
0.00
Shared
0.00
None
319.47K
VANGUARD SHORT-TERM BOND ETF
SOLEShares189.96K
TypeSH
Market value$14.3K
6.41%
Sole
0.00
Shared
0.00
None
189.96K
ISHARES ESG AWARE MSCI USA ETF
SOLEShares146.60K
TypeSH
Market value$12.4K
5.57%
Sole
0.00
Shared
0.00
None
146.60K
VANGUARD MORTGAGE-BACKED SECURITIES ETF
SOLEShares166.71K
TypeSH
Market value$7.6K
3.40%
Sole
0.00
Shared
0.00
None
166.71K
VANGUARD INTERMEDIATE-TERM BOND ETF
SOLEShares99.31K
TypeSH
Market value$7.4K
3.31%
Sole
0.00
Shared
0.00
None
99.31K
VANGUARD LONG-TERM BOND ETF
SOLEShares94.18K
TypeSH
Market value$6.8K
3.06%
Sole
0.00
Shared
0.00
None
94.18K
ISHARES MSCI EAFE VALUE ETF
SOLEShares147.22K
TypeSH
Market value$6.8K
3.03%
Sole
0.00
Shared
0.00
None
147.22K
VANGUARD FTSE EMERGING MARKETS ETF
SOLEShares172.46K
TypeSH
Market value$6.7K
3.01%
Sole
0.00
Shared
0.00
None
172.46K
ISHARES MBS ETF
SOLEShares67.70K
TypeSH
Market value$6.3K
2.81%
Sole
0.00
Shared
0.00
None
67.70K
ISHARES U.S. TREASURY BOND ETF
SOLEShares239.30K
TypeSH
Market value$5.4K
2.44%
Sole
0.00
Shared
0.00
None
239.30K
ISHARES MSCI EAFE GROWTH ETF
SOLEShares63.51K
TypeSH
Market value$5.3K
2.38%
Sole
0.00
Shared
0.00
None
63.51K
VANGUARD SMALL-CAP ETF
SOLEShares27.21K
TypeSH
Market value$5.0K
2.24%
Sole
0.00
Shared
0.00
None
27.21K
ISHARES MSCI EMERGING MARKETS MIN VOL FACTOR ETF
SOLEShares80.61K
TypeSH
Market value$4.3K
1.92%
Sole
0.00
Shared
0.00
None
80.61K
ISHARES 0-5 YEAR HIGH YIELD CORPORATE BOND ETF
SOLEShares77.03K
TypeSH
Market value$3.1K
1.41%
Sole
0.00
Shared
0.00
None
77.03K
ISHARES U.S. TECHNOLOGY ETF
SOLEShares29.14K
TypeSH
Market value$2.2K
0.97%
Sole
0.00
Shared
0.00
None
29.14K
ISHARES 10-20 YEAR TREASURY BOND ETF
SOLEShares19.97K
TypeSH
Market value$2.2K
0.97%
Sole
0.00
Shared
0.00
None
19.97K
ISHARES CORE S&P SMALL CAP ETF
SOLEShares17.06K
TypeSH
Market value$1.6K
0.72%
Sole
0.00
Shared
0.00
None
17.06K
ISHARES MSCI USA MIN VOL FACTOR ETF
SOLEShares21.22K
TypeSH
Market value$1.5K
0.69%
Sole
0.00
Shared
0.00
None
21.22K
ISHARES CONVERTIBLE BOND ETF
SOLEShares17.18K
TypeSH
Market value$1.2K
0.53%
Sole
0.00
Shared
0.00
None
17.18K
ISHARES MSCI USA MOMENTUM FACTOR ETF
SOLEShares7.46K
TypeSH
Market value$1.1K
0.49%
Sole
0.00
Shared
0.00
None
7.46K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES CORE S&P 500 ETFSOLE | Exchange Traded Fund | 60.58K | SH | $23.3K 10.43% | 0.00 | 0.00 | 60.58K |
VANGUARD FTSE DEVELOPED MARKETS ETFSOLE | Exchange Traded Fund | 476.99K | SH | $20.0K 8.97% | 0.00 | 0.00 | 476.99K |
VANGUARD VALUE ETFSOLE | Exchange Traded Fund | 126.89K | SH | $17.8K 7.98% | 0.00 | 0.00 | 126.89K |
VANGUARD GROWTH ETFSOLE | Exchange Traded Fund | 80.71K | SH | $17.2K 7.71% | 0.00 | 0.00 | 80.71K |
ISHARES CORE TOTAL USD BOND MARKET ETFSOLE | Exchange Traded Fund | 360.03K | SH | $16.2K 7.25% | 0.00 | 0.00 | 360.03K |
VANGUARD TOTAL INTERNATIONAL BOND ETFSOLE | Exchange Traded Fund | 319.47K | SH | $15.2K 6.79% | 0.00 | 0.00 | 319.47K |
VANGUARD SHORT-TERM BOND ETFSOLE | Exchange Traded Fund | 189.96K | SH | $14.3K 6.41% | 0.00 | 0.00 | 189.96K |
ISHARES ESG AWARE MSCI USA ETFSOLE | Exchange Traded Fund | 146.60K | SH | $12.4K 5.57% | 0.00 | 0.00 | 146.60K |
VANGUARD MORTGAGE-BACKED SECURITIES ETFSOLE | Exchange Traded Fund | 166.71K | SH | $7.6K 3.40% | 0.00 | 0.00 | 166.71K |
VANGUARD INTERMEDIATE-TERM BOND ETFSOLE | Exchange Traded Fund | 99.31K | SH | $7.4K 3.31% | 0.00 | 0.00 | 99.31K |
VANGUARD LONG-TERM BOND ETFSOLE | Exchange Traded Fund | 94.18K | SH | $6.8K 3.06% | 0.00 | 0.00 | 94.18K |
ISHARES MSCI EAFE VALUE ETFSOLE | Exchange Traded Fund | 147.22K | SH | $6.8K 3.03% | 0.00 | 0.00 | 147.22K |
VANGUARD FTSE EMERGING MARKETS ETFSOLE | Exchange Traded Fund | 172.46K | SH | $6.7K 3.01% | 0.00 | 0.00 | 172.46K |
ISHARES MBS ETFSOLE | Exchange Traded Fund | 67.70K | SH | $6.3K 2.81% | 0.00 | 0.00 | 67.70K |
ISHARES U.S. TREASURY BOND ETFSOLE | Exchange Traded Fund | 239.30K | SH | $5.4K 2.44% | 0.00 | 0.00 | 239.30K |
ISHARES MSCI EAFE GROWTH ETFSOLE | Exchange Traded Fund | 63.51K | SH | $5.3K 2.38% | 0.00 | 0.00 | 63.51K |
VANGUARD SMALL-CAP ETFSOLE | Exchange Traded Fund | 27.21K | SH | $5.0K 2.24% | 0.00 | 0.00 | 27.21K |
ISHARES MSCI EMERGING MARKETS MIN VOL FACTOR ETFSOLE | Exchange Traded Fund | 80.61K | SH | $4.3K 1.92% | 0.00 | 0.00 | 80.61K |
ISHARES 0-5 YEAR HIGH YIELD CORPORATE BOND ETFSOLE | Exchange Traded Fund | 77.03K | SH | $3.1K 1.41% | 0.00 | 0.00 | 77.03K |
ISHARES U.S. TECHNOLOGY ETFSOLE | Exchange Traded Fund | 29.14K | SH | $2.2K 0.97% | 0.00 | 0.00 | 29.14K |
ISHARES 10-20 YEAR TREASURY BOND ETFSOLE | Exchange Traded Fund | 19.97K | SH | $2.2K 0.97% | 0.00 | 0.00 | 19.97K |
ISHARES CORE S&P SMALL CAP ETFSOLE | Exchange Traded Fund | 17.06K | SH | $1.6K 0.72% | 0.00 | 0.00 | 17.06K |
ISHARES MSCI USA MIN VOL FACTOR ETFSOLE | Exchange Traded Fund | 21.22K | SH | $1.5K 0.69% | 0.00 | 0.00 | 21.22K |
ISHARES CONVERTIBLE BOND ETFSOLE | Exchange Traded Fund | 17.18K | SH | $1.2K 0.53% | 0.00 | 0.00 | 17.18K |
ISHARES MSCI USA MOMENTUM FACTOR ETFSOLE | Exchange Traded Fund | 7.46K | SH | $1.1K 0.49% | 0.00 | 0.00 | 7.46K |
Page 1 of 8
…