Filed: 11/2/2022ACC: 0001437749-22-025523
📋 What this filing means
BAY HARBOR WEALTH MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 199 equity positions with a total reported market value of $212.2K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
199
Positions
$212.2K
Total AUM (reported)
3.51M
Total Shares
Allocation by class
EXCHANGE TRADED FUND$208.3K98.2%
COMMON STOCK$3.8K1.8%
REAL ESTATE INVESTMENT TRUST$103.000.0%
AMERICAN DEPOSITORY RECEIPT$2.000.0%
Portfolio Concentration
Top 3$56.1K26.4%
4–10$92.1K43.4%
11–25$52.2K24.6%
Rest$11.8K5.6%
Top 3 weight
26.4%
Top 10 weight
69.8%
Voting Authority Distribution
Total shares with voting rights: 3.51M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.51M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole102
Shared0
Other97
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings199
Rows:
ISHARES CORE S&P 500 ETF
SOLEShares59.24K
TypeSH
Market value$21.2K
10.01%
Sole
0.00
Shared
0.00
None
59.24K
VANGUARD FTSE DEVELOPED MARKETS ETF
SOLEShares481.66K
TypeSH
Market value$17.5K
8.25%
Sole
0.00
Shared
0.00
None
481.66K
VANGUARD GROWTH ETF
SOLEShares80.83K
TypeSH
Market value$17.3K
8.15%
Sole
0.00
Shared
0.00
None
80.83K
VANGUARD VALUE ETF
SOLEShares128.68K
TypeSH
Market value$15.9K
7.49%
Sole
0.00
Shared
0.00
None
128.68K
VANGUARD TOTAL INTERNATIONAL BOND ETF
SOLEShares322.73K
TypeSH
Market value$15.4K
7.26%
Sole
0.00
Shared
0.00
None
322.73K
VANGUARD SHORT-TERM BOND ETF
SOLEShares191.96K
TypeSH
Market value$14.4K
6.77%
Sole
0.00
Shared
0.00
None
191.96K
ISHARES ESG AWARE MSCI USA ETF
SOLEShares171.26K
TypeSH
Market value$13.7K
6.44%
Sole
0.00
Shared
0.00
None
171.26K
ISHARES CORE TOTAL USD BOND MARKET ETF
SOLEShares305.13K
TypeSH
Market value$13.6K
6.40%
Sole
0.00
Shared
0.00
None
305.13K
ISHARES U.S. TREASURY BOND ETF
SOLEShares512.18K
TypeSH
Market value$11.7K
5.49%
Sole
0.00
Shared
0.00
None
512.18K
VANGUARD MORTGAGE-BACKED SECURITIES ETF
SOLEShares168.09K
TypeSH
Market value$7.6K
3.57%
Sole
0.00
Shared
0.00
None
168.09K
VANGUARD INTERMEDIATE-TERM BOND ETF
SOLEShares99.94K
TypeSH
Market value$7.3K
3.46%
Sole
0.00
Shared
0.00
None
99.94K
VANGUARD LONG-TERM BOND ETF
SOLEShares95.30K
TypeSH
Market value$6.9K
3.23%
Sole
0.00
Shared
0.00
None
95.30K
VANGUARD FTSE EMERGING MARKETS ETF
SOLEShares171.14K
TypeSH
Market value$6.2K
2.94%
Sole
0.00
Shared
0.00
None
171.14K
ISHARES MSCI EAFE VALUE ETF
SOLEShares126.91K
TypeSH
Market value$4.9K
2.30%
Sole
0.00
Shared
0.00
None
126.91K
VANGUARD SMALL-CAP ETF
SOLEShares27.64K
TypeSH
Market value$4.7K
2.23%
Sole
0.00
Shared
0.00
None
27.64K
ISHARES MSCI EAFE GROWTH ETF
SOLEShares63.30K
TypeSH
Market value$4.6K
2.16%
Sole
0.00
Shared
0.00
None
63.30K
ISHARES MSCI EMERGING MARKETS MIN VOL FACTOR ETF
SOLEShares67.93K
TypeSH
Market value$3.4K
1.62%
Sole
0.00
Shared
0.00
None
67.93K
ISHARES TIPS BOND ETF
SOLEShares29.32K
TypeSH
Market value$3.1K
1.45%
Sole
0.00
Shared
0.00
None
29.32K
ISHARES CORE HIGH DIVIDEND ETF
SOLEShares23.32K
TypeSH
Market value$2.1K
1.00%
Sole
0.00
Shared
0.00
None
23.32K
ISHARES MBS ETF
SOLEShares18.50K
TypeSH
Market value$1.7K
0.80%
Sole
0.00
Shared
0.00
None
18.50K
ISHARES FALLEN ANGELS USD BOND ETF
SOLEShares67.83K
TypeSH
Market value$1.6K
0.76%
Sole
0.00
Shared
0.00
None
67.83K
ISHARES CORE S&P SMALL CAP ETF
SOLEShares18.15K
TypeSH
Market value$1.6K
0.75%
Sole
0.00
Shared
0.00
None
18.15K
ISHARES 10-20 YEAR TREASURY BOND ETF
SOLEShares14.42K
TypeSH
Market value$1.6K
0.74%
Sole
0.00
Shared
0.00
None
14.42K
ISHARES MSCI USA MIN VOL FACTOR ETF
SOLEShares19.13K
TypeSH
Market value$1.3K
0.60%
Sole
0.00
Shared
0.00
None
19.13K
ISHARES CONVERTIBLE BOND ETF
SOLEShares17.11K
TypeSH
Market value$1.2K
0.56%
Sole
0.00
Shared
0.00
None
17.11K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES CORE S&P 500 ETFSOLE | Exchange Traded Fund | 59.24K | SH | $21.2K 10.01% | 0.00 | 0.00 | 59.24K |
VANGUARD FTSE DEVELOPED MARKETS ETFSOLE | Exchange Traded Fund | 481.66K | SH | $17.5K 8.25% | 0.00 | 0.00 | 481.66K |
VANGUARD GROWTH ETFSOLE | Exchange Traded Fund | 80.83K | SH | $17.3K 8.15% | 0.00 | 0.00 | 80.83K |
VANGUARD VALUE ETFSOLE | Exchange Traded Fund | 128.68K | SH | $15.9K 7.49% | 0.00 | 0.00 | 128.68K |
VANGUARD TOTAL INTERNATIONAL BOND ETFSOLE | Exchange Traded Fund | 322.73K | SH | $15.4K 7.26% | 0.00 | 0.00 | 322.73K |
VANGUARD SHORT-TERM BOND ETFSOLE | Exchange Traded Fund | 191.96K | SH | $14.4K 6.77% | 0.00 | 0.00 | 191.96K |
ISHARES ESG AWARE MSCI USA ETFSOLE | Exchange Traded Fund | 171.26K | SH | $13.7K 6.44% | 0.00 | 0.00 | 171.26K |
ISHARES CORE TOTAL USD BOND MARKET ETFSOLE | Exchange Traded Fund | 305.13K | SH | $13.6K 6.40% | 0.00 | 0.00 | 305.13K |
ISHARES U.S. TREASURY BOND ETFSOLE | Exchange Traded Fund | 512.18K | SH | $11.7K 5.49% | 0.00 | 0.00 | 512.18K |
VANGUARD MORTGAGE-BACKED SECURITIES ETFSOLE | Exchange Traded Fund | 168.09K | SH | $7.6K 3.57% | 0.00 | 0.00 | 168.09K |
VANGUARD INTERMEDIATE-TERM BOND ETFSOLE | Exchange Traded Fund | 99.94K | SH | $7.3K 3.46% | 0.00 | 0.00 | 99.94K |
VANGUARD LONG-TERM BOND ETFSOLE | Exchange Traded Fund | 95.30K | SH | $6.9K 3.23% | 0.00 | 0.00 | 95.30K |
VANGUARD FTSE EMERGING MARKETS ETFSOLE | Exchange Traded Fund | 171.14K | SH | $6.2K 2.94% | 0.00 | 0.00 | 171.14K |
ISHARES MSCI EAFE VALUE ETFSOLE | Exchange Traded Fund | 126.91K | SH | $4.9K 2.30% | 0.00 | 0.00 | 126.91K |
VANGUARD SMALL-CAP ETFSOLE | Exchange Traded Fund | 27.64K | SH | $4.7K 2.23% | 0.00 | 0.00 | 27.64K |
ISHARES MSCI EAFE GROWTH ETFSOLE | Exchange Traded Fund | 63.30K | SH | $4.6K 2.16% | 0.00 | 0.00 | 63.30K |
ISHARES MSCI EMERGING MARKETS MIN VOL FACTOR ETFSOLE | Exchange Traded Fund | 67.93K | SH | $3.4K 1.62% | 0.00 | 0.00 | 67.93K |
ISHARES TIPS BOND ETFSOLE | Exchange Traded Fund | 29.32K | SH | $3.1K 1.45% | 0.00 | 0.00 | 29.32K |
ISHARES CORE HIGH DIVIDEND ETFSOLE | Exchange Traded Fund | 23.32K | SH | $2.1K 1.00% | 0.00 | 0.00 | 23.32K |
ISHARES MBS ETFSOLE | Exchange Traded Fund | 18.50K | SH | $1.7K 0.80% | 0.00 | 0.00 | 18.50K |
ISHARES FALLEN ANGELS USD BOND ETFSOLE | Exchange Traded Fund | 67.83K | SH | $1.6K 0.76% | 0.00 | 0.00 | 67.83K |
ISHARES CORE S&P SMALL CAP ETFSOLE | Exchange Traded Fund | 18.15K | SH | $1.6K 0.75% | 0.00 | 0.00 | 18.15K |
ISHARES 10-20 YEAR TREASURY BOND ETFSOLE | Exchange Traded Fund | 14.42K | SH | $1.6K 0.74% | 0.00 | 0.00 | 14.42K |
ISHARES MSCI USA MIN VOL FACTOR ETFSOLE | Exchange Traded Fund | 19.13K | SH | $1.3K 0.60% | 0.00 | 0.00 | 19.13K |
ISHARES CONVERTIBLE BOND ETFSOLE | Exchange Traded Fund | 17.11K | SH | $1.2K 0.56% | 0.00 | 0.00 | 17.11K |
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