BAXTER NICHOLAS W exercised options at LEXARIA BIOSCIENCE CORP.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 12/23/2019ACC: 0001312326-19-000003
Director
Since Apr 2019
0.00
Net shares
Net seller
$11.0K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
110K acquired · 110K disposed
Non-Derivative Transactions1
common shares
Direct
Shares
+110K
Price / share
$0.10
Trade value
$11K
% of position
50.0%
12/20/2019
220K→330K
Total
Net shares
+110K
Net value
$11K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| common shares Direct | 12/20/2019 | M · Option Exercise | +110K | $0.10 | $11K | 50.0% | 220K | 330K |
| Total | +110K | $11K | ||||||
Derivative Transactions1
Stock Options
Direct
Converts to
Common Shares
110K shares
Shares
−110K
Strike price
0.1
Held after
150K
Exercisable
—
12/20/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Options Direct | Common Shares110K shares | 12/20/2019 | M · Option Exercise | −110K | 0.1 | — | 150K |
Non-Derivative Holdings (Post-Transaction)1
common shares
DirectShares owned220K
Total
220K direct220K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| common shares | 220K | Direct |
| Total | 220K | 220K direct |
Derivative Holdings (Post-Transaction)2
Stock Options
DirectUnderlying security
Common Shares
Underlying shares
110K
Shares owned
110K
Exercise price
0.1
Expiration
—
Exercise window
—
Stock Options
DirectUnderlying security
Common Shares
Underlying shares
150K
Shares owned
260K
Exercise price
0.99
Expiration
—
Exercise window
—
Total
Underlying
260K
Owned
370K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Options Direct | Common Shares | 0.1 | — | — | 110K | 110K |
| Stock Options Direct | Common Shares | 0.99 | — | — | 150K | 260K |
| Total | 260K | 370K | ||||