BAWA N MALLICK TRUST

Filed: 3/12/2026ACC: 0002040013-26-000010

📋 What this filing means

BAWA N MALLICK TRUST filed this quarterly 13F‑HR report disclosing 73 equity positions with a total reported market value of $269.28M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$269.28M

Total AUM (reported)

1.53M

Total Shares

Allocation by class

TR UNIT$73.24M27.2%

UNIT SER 1$41.57M15.4%

STATE STREET SPD$10.19M3.8%

CORE S&P500 ETF$9.96M3.7%

RUS 1000 GRW ETF$9.25M3.4%

S&P 500 ETF SHS$8.65M3.2%

CORE S&P US GWT$8.43M3.1%

Portfolio Concentration

Top 3$124.77M46.3%

4–10$51.99M19.3%

11–25$51.63M19.2%

Rest$40.89M15.2%

Top 3 weight

46.3%

Top 10 weight

65.6%

Voting Authority Distribution

Total shares with voting rights: 1.53M

Sole

Full voting authority

1.53M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole73

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings73

Rows:

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares107.40K

TypeSH

Market value$73.24M

27.20%

Sole

107.40K

Shared

0.00

None

0.00

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares67.68K

TypeSH

Market value$41.57M

15.44%

Sole

67.68K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE S&P500 ETF

Shares14.54K

TypeSH

Market value$9.96M

3.70%

Sole

14.54K

Shared

0.00

None

0.00

ISHARES TR

SOLE

RUS 1000 GRW ETF

Shares19.55K

TypeSH

Market value$9.25M

3.44%

Sole

19.55K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares13.80K

TypeSH

Market value$8.65M

3.21%

Sole

13.80K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE S&P US GWT

Shares50.20K

TypeSH

Market value$8.43M

3.13%

Sole

50.20K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares24K

TypeSH

Market value$8.05M

2.99%

Sole

24K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares12.75K

TypeSH

Market value$6.22M

2.31%

Sole

12.75K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

LARGE CAP ETF

Shares18.50K

TypeSH

Market value$5.82M

2.16%

Sole

18.50K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US BRD MKT ETF

Shares212.19K

TypeSH

Market value$5.57M

2.07%

Sole

212.19K

Shared

0.00

None

0.00

ISHARES TR

SOLE

EXPANDED TECH

Shares51K

TypeSH

Market value$5.39M

2.00%

Sole

51K

Shared

0.00

None

0.00

INVESCO EXCHANGE TRADED FD T

SOLE

S&P 500 TOP 50

Shares90K

TypeSH

Market value$5.34M

1.98%

Sole

90K

Shared

0.00

None

0.00

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares50K

TypeSH

Market value$5.33M

1.98%

Sole

50K

Shared

0.00

None

0.00

VANGUARD WORLD FD

SOLE

MEGA GRWTH IND

Shares11K

TypeSH

Market value$4.54M

1.69%

Sole

11K

Shared

0.00

None

0.00

FIDELITY COMWLTH TR

SOLE

NASDAQ COMPSIT

Shares43K

TypeSH

Market value$3.93M

1.46%

Sole

43K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US LCAP GR ETF

Shares106.52K

TypeSH

Market value$3.47M

1.29%

Sole

106.52K

Shared

0.00

None

0.00

ISHARES TR

SOLE

MORNINGSTAR GRWT

Shares32.86K

TypeSH

Market value$3.42M

1.27%

Sole

32.86K

Shared

0.00

None

0.00

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL TEC

Shares64.08K

TypeSH

Market value$2.92M

1.08%

Sole

64.08K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US LRG CAP ETF

Shares105.90K

TypeSH

Market value$2.85M

1.06%

Sole

105.90K

Shared

0.00

None

0.00

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares33.40K

TypeSH

Market value$2.76M

1.02%

Sole

33.40K

Shared

0.00

None

0.00

ISHARES TR

SOLE

RUS TP200 GR ETF

Shares9.01K

TypeSH

Market value$2.49M

0.93%

Sole

9.01K

Shared

0.00

None

0.00

ISHARES TR

SOLE

S&P 500 GRWT ETF

Shares20.20K

TypeSH

Market value$2.49M

0.92%

Sole

20.20K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

1000 INDEX ETF

Shares69.78K

TypeSH

Market value$2.29M

0.85%

Sole

69.78K

Shared

0.00

None

0.00

ISHARES TR

SOLE

RUS 1000 ETF

Shares5.96K

TypeSH

Market value$2.23M

0.83%

Sole

5.96K

Shared

0.00

None

0.00

FIRST TR EXCHANGE-TRADED FD

SOLE

DJ INTERNT IDX

Shares8.10K

TypeSH

Market value$2.18M

0.81%

Sole

8.10K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
SPDR S&P 500 ETF TRSOLE	TR UNIT	107.40K	SH	$73.24M 27.20%	107.40K
INVESCO QQQ TRSOLE	UNIT SER 1	67.68K	SH	$41.57M 15.44%	67.68K
ISHARES TRSOLE	CORE S&P500 ETF	14.54K	SH	$9.96M 3.70%	14.54K
ISHARES TRSOLE	RUS 1000 GRW ETF	19.55K	SH	$9.25M 3.44%	19.55K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	13.80K	SH	$8.65M 3.21%	13.80K
ISHARES TRSOLE	CORE S&P US GWT	50.20K	SH	$8.43M 3.13%	50.20K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	24K	SH	$8.05M 2.99%	24K
VANGUARD INDEX FDSSOLE	GROWTH ETF	12.75K	SH	$6.22M 2.31%	12.75K
VANGUARD INDEX FDSSOLE	LARGE CAP ETF	18.50K	SH	$5.82M 2.16%	18.50K
SCHWAB STRATEGIC TRSOLE	US BRD MKT ETF	212.19K	SH	$5.57M 2.07%	212.19K
ISHARES TRSOLE	EXPANDED TECH	51K	SH	$5.39M 2.00%	51K
INVESCO EXCHANGE TRADED FD TSOLE	S&P 500 TOP 50	90K	SH	$5.34M 1.98%	90K
SPDR SERIES TRUSTSOLE	STATE STREET SPD	50K	SH	$5.33M 1.98%	50K
VANGUARD WORLD FDSOLE	MEGA GRWTH IND	11K	SH	$4.54M 1.69%	11K
FIDELITY COMWLTH TRSOLE	NASDAQ COMPSIT	43K	SH	$3.93M 1.46%	43K
SCHWAB STRATEGIC TRSOLE	US LCAP GR ETF	106.52K	SH	$3.47M 1.29%	106.52K
ISHARES TRSOLE	MORNINGSTAR GRWT	32.86K	SH	$3.42M 1.27%	32.86K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL TEC	64.08K	SH	$2.92M 1.08%	64.08K
SCHWAB STRATEGIC TRSOLE	US LRG CAP ETF	105.90K	SH	$2.85M 1.06%	105.90K
SPDR SERIES TRUSTSOLE	STATE STREET SPD	33.40K	SH	$2.76M 1.02%	33.40K
ISHARES TRSOLE	RUS TP200 GR ETF	9.01K	SH	$2.49M 0.93%	9.01K
ISHARES TRSOLE	S&P 500 GRWT ETF	20.20K	SH	$2.49M 0.92%	20.20K
SCHWAB STRATEGIC TRSOLE	1000 INDEX ETF	69.78K	SH	$2.29M 0.85%	69.78K
ISHARES TRSOLE	RUS 1000 ETF	5.96K	SH	$2.23M 0.83%	5.96K
FIRST TR EXCHANGE-TRADED FDSOLE	DJ INTERNT IDX	8.10K	SH	$2.18M 0.81%	8.10K

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