BAWA N MALLICK TRUST

Filed: 3/12/2026ACC: 0002040013-26-000006

📋 What this filing means

BAWA N MALLICK TRUST filed this quarterly 13F‑HR report disclosing 65 equity positions with a total reported market value of $211.28M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$211.28M

Total AUM (reported)

1.50M

Total Shares

Allocation by class

TR UNIT$60.08M28.4%

UNIT SER 1$31.73M15.0%

CORE S&P500 ETF$8.16M3.9%

STATE STREET SPD$7.46M3.5%

S&P 500 ETF SHS$7.09M3.4%

RUS 1000 GRW ETF$7.06M3.3%

TOTAL STK MKT$6.60M3.1%

Portfolio Concentration

Top 3$99.97M47.3%

4–10$41.17M19.5%

11–25$40.44M19.1%

Rest$29.71M14.1%

Top 3 weight

47.3%

Top 10 weight

66.8%

Voting Authority Distribution

Total shares with voting rights: 1.50M

Sole

Full voting authority

1.50M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole65

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings65

Rows:

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares107.40K

TypeSH

Market value$60.08M

28.44%

Sole

107.40K

Shared

0.00

None

0.00

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares67.67K

TypeSH

Market value$31.73M

15.02%

Sole

67.67K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE S&P500 ETF

Shares14.52K

TypeSH

Market value$8.16M

3.86%

Sole

14.52K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares13.80K

TypeSH

Market value$7.09M

3.36%

Sole

13.80K

Shared

0.00

None

0.00

ISHARES TR

SOLE

RUS 1000 GRW ETF

Shares19.55K

TypeSH

Market value$7.06M

3.34%

Sole

19.55K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares24K

TypeSH

Market value$6.60M

3.12%

Sole

24K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE S&P US GWT

Shares50.13K

TypeSH

Market value$6.37M

3.02%

Sole

50.13K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

LARGE CAP ETF

Shares18.50K

TypeSH

Market value$4.76M

2.25%

Sole

18.50K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares12.75K

TypeSH

Market value$4.73M

2.24%

Sole

12.75K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US BRD MKT ETF

Shares212.19K

TypeSH

Market value$4.57M

2.16%

Sole

212.19K

Shared

0.00

None

0.00

ISHARES TR

SOLE

EXPANDED TECH

Shares51K

TypeSH

Market value$4.54M

2.15%

Sole

51K

Shared

0.00

None

0.00

INVESCO EXCHANGE TRADED FD T

SOLE

S&P 500 TOP 50

Shares90K

TypeSH

Market value$4.14M

1.96%

Sole

90K

Shared

0.00

None

0.00

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares50K

TypeSH

Market value$4.02M

1.90%

Sole

50K

Shared

0.00

None

0.00

VANGUARD WORLD FD

SOLE

MEGA GRWTH IND

Shares11K

TypeSH

Market value$3.40M

1.61%

Sole

11K

Shared

0.00

None

0.00

FIDELITY COMWLTH TR

SOLE

NASDAQ COMPSIT

Shares43K

TypeSH

Market value$2.93M

1.39%

Sole

43K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US LCAP GR ETF

Shares106.52K

TypeSH

Market value$2.67M

1.26%

Sole

106.52K

Shared

0.00

None

0.00

ISHARES TR

SOLE

MORNINGSTAR GRWT

Shares32.86K

TypeSH

Market value$2.66M

1.26%

Sole

32.86K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US LRG CAP ETF

Shares105.90K

TypeSH

Market value$2.34M

1.11%

Sole

105.90K

Shared

0.00

None

0.00

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares33.40K

TypeSH

Market value$2.27M

1.08%

Sole

33.40K

Shared

0.00

None

0.00

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL TEC

Shares64.08K

TypeSH

Market value$2.19M

1.04%

Sole

64.08K

Shared

0.00

None

0.00

ISHARES TR

SOLE

RUS TP200 GR ETF

Shares9.01K

TypeSH

Market value$1.90M

0.90%

Sole

9.01K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

1000 INDEX ETF

Shares69.78K

TypeSH

Market value$1.88M

0.89%

Sole

69.78K

Shared

0.00

None

0.00

ISHARES TR

SOLE

S&P 500 GRWT ETF

Shares20.20K

TypeSH

Market value$1.88M

0.89%

Sole

20.20K

Shared

0.00

None

0.00

ISHARES TR

SOLE

RUS 1000 ETF

Shares5.96K

TypeSH

Market value$1.83M

0.87%

Sole

5.96K

Shared

0.00

None

0.00

FIRST TR EXCHANGE-TRADED FD

SOLE

DJ INTERNT IDX

Shares8.10K

TypeSH

Market value$1.80M

0.85%

Sole

8.10K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
SPDR S&P 500 ETF TRSOLE	TR UNIT	107.40K	SH	$60.08M 28.44%	107.40K
INVESCO QQQ TRSOLE	UNIT SER 1	67.67K	SH	$31.73M 15.02%	67.67K
ISHARES TRSOLE	CORE S&P500 ETF	14.52K	SH	$8.16M 3.86%	14.52K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	13.80K	SH	$7.09M 3.36%	13.80K
ISHARES TRSOLE	RUS 1000 GRW ETF	19.55K	SH	$7.06M 3.34%	19.55K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	24K	SH	$6.60M 3.12%	24K
ISHARES TRSOLE	CORE S&P US GWT	50.13K	SH	$6.37M 3.02%	50.13K
VANGUARD INDEX FDSSOLE	LARGE CAP ETF	18.50K	SH	$4.76M 2.25%	18.50K
VANGUARD INDEX FDSSOLE	GROWTH ETF	12.75K	SH	$4.73M 2.24%	12.75K
SCHWAB STRATEGIC TRSOLE	US BRD MKT ETF	212.19K	SH	$4.57M 2.16%	212.19K
ISHARES TRSOLE	EXPANDED TECH	51K	SH	$4.54M 2.15%	51K
INVESCO EXCHANGE TRADED FD TSOLE	S&P 500 TOP 50	90K	SH	$4.14M 1.96%	90K
SPDR SERIES TRUSTSOLE	STATE STREET SPD	50K	SH	$4.02M 1.90%	50K
VANGUARD WORLD FDSOLE	MEGA GRWTH IND	11K	SH	$3.40M 1.61%	11K
FIDELITY COMWLTH TRSOLE	NASDAQ COMPSIT	43K	SH	$2.93M 1.39%	43K
SCHWAB STRATEGIC TRSOLE	US LCAP GR ETF	106.52K	SH	$2.67M 1.26%	106.52K
ISHARES TRSOLE	MORNINGSTAR GRWT	32.86K	SH	$2.66M 1.26%	32.86K
SCHWAB STRATEGIC TRSOLE	US LRG CAP ETF	105.90K	SH	$2.34M 1.11%	105.90K
SPDR SERIES TRUSTSOLE	STATE STREET SPD	33.40K	SH	$2.27M 1.08%	33.40K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL TEC	64.08K	SH	$2.19M 1.04%	64.08K
ISHARES TRSOLE	RUS TP200 GR ETF	9.01K	SH	$1.90M 0.90%	9.01K
SCHWAB STRATEGIC TRSOLE	1000 INDEX ETF	69.78K	SH	$1.88M 0.89%	69.78K
ISHARES TRSOLE	S&P 500 GRWT ETF	20.20K	SH	$1.88M 0.89%	20.20K
ISHARES TRSOLE	RUS 1000 ETF	5.96K	SH	$1.83M 0.87%	5.96K
FIRST TR EXCHANGE-TRADED FDSOLE	DJ INTERNT IDX	8.10K	SH	$1.80M 0.85%	8.10K

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