BAUMGARTNER MARK A. exercised options at DOC DR HOLDCO, LLC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 3/1/2024ACC: 0001574540-24-000063
-69.36K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
5
Total transactions
10.84K acquired · 80.20K disposed
Non-Derivative Transactions3
Common shares, $0.01 par value
Indirect
Shares
+3.36K
Price / share
—
Trade value
—
% of position
5.7%
3/1/2024
58.52K→61.88K
Common shares, $0.01 par value
Indirect
Shares
+7.48K
Price / share
—
Trade value
—
% of position
12.1%
3/1/2024
61.88K→69.36K
Common shares, $0.01 par value
Indirect
Shares
−69.36K
Price / share
—
Trade value
—
% of position
New position
3/1/2024
69.36K→0.00
Total
Net shares
−58.52K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common shares, $0.01 par value Indirect | 3/1/2024 | M · Option Exercise | +3.36K | — | — | 5.7% | 58.52K | 61.88K |
| Common shares, $0.01 par value Indirect | 3/1/2024 | M · Option Exercise | +7.48K | — | — | 12.1% | 61.88K | 69.36K |
| Common shares, $0.01 par value Indirect | 3/1/2024 | D · Disposition | −69.36K | — | — | New position | 69.36K | 0.00 |
| Total | −58.52K | $0.00 | ||||||
Derivative Transactions2
2022 Restricted Share Unit Grant
Indirect
Converts to
Common shares, $0.01 par value
3.36K shares
Shares
−3.36K
Strike price
Held after
0.00
Exercisable
—
3/1/2024
2023 Restricted Share Unit Grant
Indirect
Converts to
Common shares, $0.01 par value
7.48K shares
Shares
−7.48K
Strike price
Held after
0.00
Exercisable
—
3/1/2024
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| 2022 Restricted Share Unit Grant Indirect | Common shares, $0.01 par value3.36K shares | 3/1/2024 | M · Option Exercise | −3.36K | — | 0.00 | |
| 2023 Restricted Share Unit Grant Indirect | Common shares, $0.01 par value7.48K shares | 3/1/2024 | M · Option Exercise | −7.48K | — | 0.00 |