BAUMGARTNER MARK A. exercised options at DOC DR HOLDCO, LLC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 3/3/2023ACC: 0001574540-23-000073
+7.48K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
5
Total transactions
13.75K acquired · 6.26K disposed
Non-Derivative Transactions2
Common shares, $0.01 par value
Indirect
Shares
+2.90K
Price / share
—
Trade value
—
% of position
5.6%
3/1/2023
52.25K→55.16K
Common shares, $0.01 par value
Indirect
Shares
+3.36K
Price / share
—
Trade value
—
% of position
6.1%
3/1/2023
55.16K→58.52K
Total
Net shares
+6.26K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common shares, $0.01 par value Indirect | 3/1/2023 | M · Option Exercise | +2.90K | — | — | 5.6% | 52.25K | 55.16K |
| Common shares, $0.01 par value Indirect | 3/1/2023 | M · Option Exercise | +3.36K | — | — | 6.1% | 55.16K | 58.52K |
| Total | +6.26K | $0.00 | ||||||
Derivative Transactions3
2021 Restricted Share Unit Grant
Indirect
Converts to
Common shares, $0.01 par value
2.90K shares
Shares
−2.90K
Strike price
Held after
0.00
Exercisable
—
3/1/2023
2022 Restricted Share Unit Grant
Indirect
Converts to
Common shares, $0.01 par value
3.36K shares
Shares
−3.36K
Strike price
Held after
3.36K
Exercisable
—
3/1/2023
2023 Restricted Share Unit Grant
Indirect
Converts to
Common shares, $0.01 par value
7.48K shares
Shares
+7.48K
Strike price
Held after
7.48K
Exercisable
—
3/1/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| 2021 Restricted Share Unit Grant Indirect | Common shares, $0.01 par value2.90K shares | 3/1/2023 | M · Option Exercise | −2.90K | — | 0.00 | |
| 2022 Restricted Share Unit Grant Indirect | Common shares, $0.01 par value3.36K shares | 3/1/2023 | M · Option Exercise | −3.36K | — | 3.36K | |
| 2023 Restricted Share Unit Grant Indirect | Common shares, $0.01 par value7.48K shares | 3/1/2023 | A · Award | +7.48K | — | 7.48K |