BAUMAL CAROLINE

PrivateCIK: 1961100
Location

WALTHAM, MA

BAUMAL CAROLINE (Chief Medical Officer) received a stock award from APELLIS PHARMACEUTICALS, INC.

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 2 awards
InsiderBAUMAL CAROLINECIK 1961100
Officer· Chief Medical Officer
Since Jan 2023
-306.33K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
11
Total transactions
67.65K acquired · 373.98K disposed
Non-Derivative Transactions8

Common Stock

Direct
U · U

Shares

86.53K

Price / share

Trade value

% of position

New position
5/14/2026
86.53K0.00

Common Stock

Direct
A · Award

Shares

+41.25K

Price / share

Trade value

% of position

New position
5/14/2026
0.0041.25K

Common Stock

Direct
D · Disposition

Shares

41.25K

Price / share

Trade value

% of position

New position
5/14/2026
41.25K0.00

Common Stock

Direct
A · Award

Shares

+26.40K

Price / share

Trade value

% of position

New position
5/14/2026
0.0026.40K

Common Stock

Direct
D · Disposition

Shares

26.40K

Price / share

Trade value

% of position

New position
5/14/2026
26.40K0.00

Common Stock

Direct
D · Disposition

Shares

8.89K

Price / share

Trade value

% of position

New position
5/14/2026
8.89K0.00

Common Stock

Direct
D · Disposition

Shares

12.72K

Price / share

Trade value

% of position

New position
5/14/2026
12.72K0.00

Common Stock

Direct
D · Disposition

Shares

29.70K

Price / share

Trade value

% of position

New position
5/14/2026
29.70K0.00
Total

Net shares

137.83K

Net value

$0.00

Derivative Transactions3

Stock Option (right to buy)

Direct
D · Disposition
Converts to

Common Stock

82.50K shares

Shares

82.50K

Strike price

19.39

Held after

0.00

Exercisable

5/14/2026

Stock Option (right to buy)

Direct
D · Disposition
Converts to

Common Stock

49K shares

Shares

49K

Strike price

50.28

Held after

0.00

Exercisable

5/14/2026

Stock Option (right to buy)

Direct
D · Disposition
Converts to

Common Stock

37K shares

Shares

37K

Strike price

66.30

Held after

0.00

Exercisable

5/14/2026
BAUMAL CAROLINE — Insider Transaction (Form 4) Filed May 14, 2026 | Finecho