BAUM ERIC enters UNRIVALED BRANDS, INC. with 1.45M shares plus derivative instruments

Holding both equity and derivatives at entry signals strong long-term conviction in the company.

Indirect Derivatives

BAUM ERIC

Filed: 7/12/2021ACC: 0001477932-21-004566

InsiderBAUM ERICCIK 1691815

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IssuerUNRIVALED BRANDS, INC.CIK 1451512

Director

1.45M

Baseline shares

0.00

Direct ownership

0 positions

1.23M

Derivative underlying

5 instruments

Security positions

1.45M indirect

Non-Derivative Holdings2

Common Stock

Indirect

Shares owned1.06M

Common Stock

Indirect

Shares owned393.06K

Total

1.45M indirect1.45M

Security Title	Shares Owned	Ownership Type
Common Stock	1.06M	Indirect
Common Stock	393.06K	Indirect
Total	1.45M	1.45M indirect

Derivative Holdings5

Warrants (Right to Buy)

Indirect

Underlying security

Common Stock

Underlying shares

76.16K

Shares owned

N/A

Exercise price

0.01

Expiration

—

Exercise window

—

Warrants (Right to Buy)

Indirect

Underlying security

Common Stock

Underlying shares

96.16K

Shares owned

N/A

Exercise price

0.19

Expiration

—

Exercise window

—

Warrants (Right to Buy)

Indirect

Underlying security

Common Stock

Underlying shares

480.81K

Shares owned

N/A

Exercise price

0.19

Expiration

—

Exercise window

—

Warrants (Right to Buy)

Indirect

Underlying security

Common Stock

Underlying shares

480.81K

Shares owned

N/A

Exercise price

0.01

Expiration

—

Exercise window

—

Warrants (Right to Buy)

Indirect

Underlying security

Common Stock

Underlying shares

96.16K

Shares owned

N/A

Exercise price

0.01

Expiration

—

Exercise window

—

Total

Underlying

1.23M

Owned

0.00

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Warrants (Right to Buy) Indirect	Common Stock	0.01	—	—	76.16K	N/A
Warrants (Right to Buy) Indirect	Common Stock	0.19	—	—	96.16K	N/A
Warrants (Right to Buy) Indirect	Common Stock	0.19	—	—	480.81K	N/A
Warrants (Right to Buy) Indirect	Common Stock	0.01	—	—	480.81K	N/A
Warrants (Right to Buy) Indirect	Common Stock	0.01	—	—	96.16K	N/A
Total					1.23M	0.00