BATTAGLINI PAOLO enters ZUORA INC with 11.70K shares plus derivative instruments

Holding both equity and derivatives at entry signals strong long-term conviction in the company.

Direct Derivatives

BATTAGLINI PAOLO

Filed: 4/15/2020ACC: 0001423774-20-000060

InsiderBATTAGLINI PAOLOCIK 1240604

→

IssuerZUORA INCCIK 1423774

Officer· Interim CFO

Since Apr 2020

11.70K

Baseline shares

100% direct

11.70K

Direct ownership

1 position

231.31K

Derivative underlying

6 instruments

Security positions

All direct

Non-Derivative Holdings1

Class A Common Stock

Direct

Shares owned11.70K

Total

11.70K direct11.70K

Security Title	Shares Owned	Ownership Type
Class A Common Stock	11.70K	Direct
Total	11.70K	11.70K direct

Derivative Holdings6

Stock Option (Right to buy Class B Common Stock)

Direct

Underlying security

Class B Common Stock

Underlying shares

20K

Shares owned

N/A

Exercise price

7.94

Expiration

—

Exercise window

—

Stock Option (Right to buy Class B Common Stock)

Direct

Underlying security

Class B Common Stock

Underlying shares

63.50K

Shares owned

N/A

Exercise price

3.24

Expiration

—

Exercise window

—

Stock Option (Right to buy Class B Common Stock)

Direct

Underlying security

Class B Common Stock

Underlying shares

50K

Shares owned

N/A

Exercise price

5.16

Expiration

—

Exercise window

—

Stock Option (Right to buy Class A Common Stock)

Direct

Underlying security

Class A Common Stock

Underlying shares

20K

Shares owned

N/A

Exercise price

21.38

Expiration

—

Exercise window

—

Restricted Stock Units (RSU)(Class A)

Direct

Underlying security

Class A Common Stock

Underlying shares

70.31K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Restricted Stock Units (RSU)(Class A)

Direct

Underlying security

Class A Common Stock

Underlying shares

7.50K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

231.31K

Owned

0.00

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Option (Right to buy Class B Common Stock) Direct	Class B Common Stock	7.94	—	—	20K	N/A
Stock Option (Right to buy Class B Common Stock) Direct	Class B Common Stock	3.24	—	—	63.50K	N/A
Stock Option (Right to buy Class B Common Stock) Direct	Class B Common Stock	5.16	—	—	50K	N/A
Stock Option (Right to buy Class A Common Stock) Direct	Class A Common Stock	21.38	—	—	20K	N/A
Restricted Stock Units (RSU)(Class A) Direct	Class A Common Stock		—	—	70.31K	N/A
Restricted Stock Units (RSU)(Class A) Direct	Class A Common Stock		—	—	7.50K	N/A
Total					231.31K	0.00