BATES SHILOH R (Chief Investment Officer) sold 21.5% of their position (4.62K shares) of FLAT ROCK OPPORTUNITY FUND on the open market
Open‑market sale worth $89.8K — a significant reduction. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 1 sale
Filed: 9/26/2022ACC: 0001213900-22-058753
Officer· Chief Investment Officer
Since Jul 2018
-4.62K
Net shares
Net seller
$89.8K
Total sold
1
Open market trades
0B · 1S
1
Total transactions
4.62K disposed
Non-Derivative Transactions1
Common Shares of Beneficial Interest
Direct
Shares
−4.62K
Price / share
$19.44
Trade value
$89.75K
% of position
21.5%
9/22/2022
21.51K→16.90K
Total
Net shares
−4.62K
Net value
-$89.75K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Shares of Beneficial Interest Direct | 9/22/2022 | S · Sale | −4.62K | $19.44 | $89.75K | 21.5% | 21.51K | 16.90K |
| Total | −4.62K | -$89.75K | ||||||
Derivative Transactions0
No derivative transactions reported