BARTELS WILLIAMS H (Vice Chairman) exercised options at SPAR GROUP, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 2/3/2023ACC: 0001437749-23-002405
DirectorOfficer10% Owner· Vice Chairman
Since Sep 2018
+577.98K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
627.98K acquired · 50K disposed
Non-Derivative Transactions1
Common Stock, $.01 par value
Indirect
Shares
+75K
Price / share
—
Trade value
—
% of position
New position
1/28/2022
0.00→75K
Total
Net shares
+75K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value Indirect | 1/28/2022 | M · Option Exercise | +75K | — | — | New position | 0.00 | 75K |
| Total | +75K | $0.00 | ||||||
Derivative Transactions3
Series B Preferred Stock, $.01 par value
Direct
Converts to
Series B Preferred Stock, $.01 par value
452.98K shares
Shares
+452.98K
Strike price
Held after
452.98K
Exercisable
—
1/28/2022
Series B Preferred Stock, $.01 par value
Indirect
Converts to
Series B Preferred Stock, $.01 par value
100K shares
Shares
+100K
Strike price
Held after
100K
Exercisable
—
1/28/2022
Series B Preferred Stock, $.01 par value
Indirect
Converts to
Series B Preferred Stock, $.01 par value
50K shares
Shares
−50K
Strike price
Held after
50K
Exercisable
—
1/28/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Series B Preferred Stock, $.01 par value Direct | Series B Preferred Stock, $.01 par value452.98K shares | 1/28/2022 | A · Award | +452.98K | — | 452.98K | |
| Series B Preferred Stock, $.01 par value Indirect | Series B Preferred Stock, $.01 par value100K shares | 1/28/2022 | A · Award | +100K | — | 100K | |
| Series B Preferred Stock, $.01 par value Indirect | Series B Preferred Stock, $.01 par value50K shares | 1/28/2022 | M · Option Exercise | −50K | — | 50K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock, $.01 par value
DirectShares owned4.93M
Total
4.93M direct4.93M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock, $.01 par value | 4.93M | Direct |
| Total | 4.93M | 4.93M direct |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported