BARTEL ELLEN SYBURG sold 70.7% of their position (42.22K shares) of WATERSTONE FINANCIAL, INC. on the open market

Open‑market sale worth $789.3K — a major position exit. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 4 sales

BARTEL ELLEN SYBURG

Filed: 12/29/2020ACC: 0001567619-20-021626

InsiderBARTEL ELLEN SYBURGCIK 1598648

→

IssuerWATERSTONE FINANCIAL, INC.CIK 1569994

Director

Since Sep 2018

-42.22K

Net shares

Net seller

$789.3K

Total sold

Open market trades

0B · 4S

Total transactions

42.22K acquired · 84.43K disposed

Non-Derivative Transactions6

Common Stock

Direct

M · Option Exercise

+20.77K

Price / share

$12.75

Trade value

$264.86K

% of position

118.7%

11/24/2020

17.50K→38.27K

Common Stock

Direct

S · Sale

−5.77K

Price / share

$18.75

Trade value

$108.24K

% of position

15.1%

11/24/2020

38.27K→32.50K

Common Stock

Direct

S · Sale

−15K

Price / share

$18.50

Trade value

$277.50K

% of position

46.2%

11/24/2020

32.50K→17.50K

Commons Stock

Direct

M · Option Exercise

+21.44K

Price / share

$12.75

Trade value

$273.39K

% of position

122.5%

12/28/2020

17.50K→38.94K

Commons Stock

Direct

S · Sale

−6.44K

Price / share

$18.75

Trade value

$120.79K

% of position

16.5%

12/28/2020

38.94K→32.50K

Common Stock

Direct

S · Sale

−15K

Price / share

$18.85

Trade value

$282.75K

% of position

46.2%

12/28/2020

32.50K→17.50K

Total

Net shares

+0.00

Net value

-$251.04K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	11/24/2020	M · Option Exercise	+20.77K	$12.75	$264.86K	118.7%	17.50K	38.27K
Common Stock Direct	11/24/2020	S · Sale	−5.77K	$18.75	$108.24K	15.1%	38.27K	32.50K
Common Stock Direct	11/24/2020	S · Sale	−15K	$18.50	$277.50K	46.2%	32.50K	17.50K
Commons Stock Direct	12/28/2020	M · Option Exercise	+21.44K	$12.75	$273.39K	122.5%	17.50K	38.94K
Commons Stock Direct	12/28/2020	S · Sale	−6.44K	$18.75	$120.79K	16.5%	38.94K	32.50K
Common Stock Direct	12/28/2020	S · Sale	−15K	$18.85	$282.75K	46.2%	32.50K	17.50K
Total			+0.00		-$251.04K

Derivative Transactions2

Stock Options

Direct

M · Option Exercise

Converts to

Common Stock

20.77K shares

−20.77K

Strike price

12.75

Held after

58.94K

Exercisable

—

11/24/2020

Stock Option

Direct

M · Option Exercise

Converts to

Common Stock

21.44K shares

−21.44K

Strike price

12.75

Held after

37.50K

Exercisable

—

12/28/2020

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Options Direct	Common Stock20.77K shares	11/24/2020	M · Option Exercise	−20.77K	12.75	—	58.94K
Stock Option Direct	Common Stock21.44K shares	12/28/2020	M · Option Exercise	−21.44K	12.75	—	37.50K