Filed: 10/23/2023ACC: 0000887602-23-000007
📋 What this filing means
BARRETT & COMPANY, INC. filed this quarterly 13F‑HR report disclosing 631 equity positions with a total reported market value of $169.83M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
631
Positions
$169.83M
Total AUM (reported)
2.64M
Total Shares
Allocation by class
COM$50.33M29.6%
TOTAL STK MKT$9.41M5.5%
MSCI USA MIN VOL$9.15M5.4%
S&P 500 GRWT ETF$7.23M4.3%
MORNINGSTAR VALU$5.57M3.3%
CORE S&P500 ETF$4.99M2.9%
EXPONENTIAL TECH$4.45M2.6%
Portfolio Concentration
Top 3$25.79M15.2%
4–10$31.89M18.8%
11–25$42.15M24.8%
Rest$70.00M41.2%
Top 3 weight
15.2%
Top 10 weight
34.0%
Voting Authority Distribution
Total shares with voting rights: 2.64M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.64M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole631
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings631
Rows:
VANGUARD INDEX FDS
SOLEShares44.29K
TypeSH
Market value$9.41M
5.54%
Sole
0.00
Shared
0.00
None
44.29K
ISHARES TR
SOLEShares126.48K
TypeSH
Market value$9.15M
5.39%
Sole
0.00
Shared
0.00
None
126.48K
ISHARES TR
SOLEShares105.68K
TypeSH
Market value$7.23M
4.26%
Sole
0.00
Shared
0.00
None
105.68K
ISHARES TR
SOLEShares86K
TypeSH
Market value$5.57M
3.28%
Sole
0.00
Shared
0.00
None
86K
ISHARES TR
SOLEShares11.63K
TypeSH
Market value$4.99M
2.94%
Sole
0.00
Shared
0.00
None
11.63K
APPLE INC
SOLEShares27.40K
TypeSH
Market value$4.69M
2.76%
Sole
0.00
Shared
0.00
None
27.40K
NVIDIA CORPORATION
SOLEShares10.42K
TypeSH
Market value$4.53M
2.67%
Sole
0.00
Shared
0.00
None
10.42K
ISHARES TR
SOLEShares85.25K
TypeSH
Market value$4.45M
2.62%
Sole
0.00
Shared
0.00
None
85.25K
AMAZON COM INC
SOLEShares30.16K
TypeSH
Market value$3.83M
2.26%
Sole
0.00
Shared
0.00
None
30.16K
VANGUARD INDEX FDS
SOLEShares14K
TypeSH
Market value$3.81M
2.24%
Sole
0.00
Shared
0.00
None
14K
SPDR SER TR
SOLEShares51.73K
TypeSH
Market value$3.79M
2.23%
Sole
0.00
Shared
0.00
None
51.73K
SPDR S&P MIDCAP 400 ETF TR
SOLEShares8.23K
TypeSH
Market value$3.76M
2.21%
Sole
0.00
Shared
0.00
None
8.23K
VANGUARD INDEX FDS
SOLEShares26.48K
TypeSH
Market value$3.65M
2.15%
Sole
0.00
Shared
0.00
None
26.48K
VANGUARD INTL EQUITY INDEX F
SOLEShares66.19K
TypeSH
Market value$3.43M
2.02%
Sole
0.00
Shared
0.00
None
66.19K
FIRST TR VALUE LINE DIVID IN
SOLEShares91.58K
TypeSH
Market value$3.42M
2.02%
Sole
0.00
Shared
0.00
None
91.58K
MICROSOFT CORP
SOLEShares10.70K
TypeSH
Market value$3.38M
1.99%
Sole
0.00
Shared
0.00
None
10.70K
FIRST TR EXCHANGE-TRADED FD
SOLEShares41.24K
TypeSH
Market value$3.04M
1.79%
Sole
0.00
Shared
0.00
None
41.24K
VANGUARD TAX-MANAGED FDS
SOLEShares63.07K
TypeSH
Market value$2.76M
1.62%
Sole
0.00
Shared
0.00
None
63.07K
ALPHABET INC
SOLEShares20.51K
TypeSH
Market value$2.69M
1.58%
Sole
0.00
Shared
0.00
None
20.51K
NEWTEKONE INC
SOLEShares177.87K
TypeSH
Market value$2.62M
1.54%
Sole
0.00
Shared
0.00
None
177.87K
SPDR S&P 500 ETF TR
SOLEShares5.68K
TypeSH
Market value$2.43M
1.43%
Sole
0.00
Shared
0.00
None
5.68K
M &T BK CORP
SOLEShares18.34K
TypeSH
Market value$2.32M
1.37%
Sole
0.00
Shared
0.00
None
18.34K
EXXON MOBIL CORP
SOLEShares14.73K
TypeSH
Market value$1.73M
1.02%
Sole
0.00
Shared
0.00
None
14.73K
JOHNSON &JOHNSON
SOLEShares10.23K
TypeSH
Market value$1.59M
0.94%
Sole
0.00
Shared
0.00
None
10.23K
VANGUARD INDEX FDS
SOLEShares8.10K
TypeSH
Market value$1.53M
0.90%
Sole
0.00
Shared
0.00
None
8.10K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 44.29K | SH | $9.41M 5.54% | 0.00 | 0.00 | 44.29K |
ISHARES TRSOLE | MSCI USA MIN VOL | 126.48K | SH | $9.15M 5.39% | 0.00 | 0.00 | 126.48K |
ISHARES TRSOLE | S&P 500 GRWT ETF | 105.68K | SH | $7.23M 4.26% | 0.00 | 0.00 | 105.68K |
ISHARES TRSOLE | MORNINGSTAR VALU | 86K | SH | $5.57M 3.28% | 0.00 | 0.00 | 86K |
ISHARES TRSOLE | CORE S&P500 ETF | 11.63K | SH | $4.99M 2.94% | 0.00 | 0.00 | 11.63K |
APPLE INCSOLE | COM | 27.40K | SH | $4.69M 2.76% | 0.00 | 0.00 | 27.40K |
NVIDIA CORPORATIONSOLE | COM | 10.42K | SH | $4.53M 2.67% | 0.00 | 0.00 | 10.42K |
ISHARES TRSOLE | EXPONENTIAL TECH | 85.25K | SH | $4.45M 2.62% | 0.00 | 0.00 | 85.25K |
AMAZON COM INCSOLE | COM | 30.16K | SH | $3.83M 2.26% | 0.00 | 0.00 | 30.16K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 14K | SH | $3.81M 2.24% | 0.00 | 0.00 | 14K |
SPDR SER TRSOLE | S&P 600 SMCP GRW | 51.73K | SH | $3.79M 2.23% | 0.00 | 0.00 | 51.73K |
SPDR S&P MIDCAP 400 ETF TRSOLE | UTSER1 S&PDCRP | 8.23K | SH | $3.76M 2.21% | 0.00 | 0.00 | 8.23K |
VANGUARD INDEX FDSSOLE | VALUE ETF | 26.48K | SH | $3.65M 2.15% | 0.00 | 0.00 | 26.48K |
VANGUARD INTL EQUITY INDEX FSOLE | ALLWRLD EX US | 66.19K | SH | $3.43M 2.02% | 0.00 | 0.00 | 66.19K |
FIRST TR VALUE LINE DIVID INSOLE | SHS | 91.58K | SH | $3.42M 2.02% | 0.00 | 0.00 | 91.58K |
MICROSOFT CORPSOLE | COM | 10.70K | SH | $3.38M 1.99% | 0.00 | 0.00 | 10.70K |
FIRST TR EXCHANGE-TRADED FDSOLE | CAP STRENGTH ETF | 41.24K | SH | $3.04M 1.79% | 0.00 | 0.00 | 41.24K |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 63.07K | SH | $2.76M 1.62% | 0.00 | 0.00 | 63.07K |
ALPHABET INCSOLE | CAP STK CL A | 20.51K | SH | $2.69M 1.58% | 0.00 | 0.00 | 20.51K |
NEWTEKONE INCSOLE | COM NEW | 177.87K | SH | $2.62M 1.54% | 0.00 | 0.00 | 177.87K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 5.68K | SH | $2.43M 1.43% | 0.00 | 0.00 | 5.68K |
M &T BK CORPSOLE | COM | 18.34K | SH | $2.32M 1.37% | 0.00 | 0.00 | 18.34K |
EXXON MOBIL CORPSOLE | COM | 14.73K | SH | $1.73M 1.02% | 0.00 | 0.00 | 14.73K |
JOHNSON &JOHNSONSOLE | COM | 10.23K | SH | $1.59M 0.94% | 0.00 | 0.00 | 10.23K |
VANGUARD INDEX FDSSOLE | SMALL CP ETF | 8.10K | SH | $1.53M 0.90% | 0.00 | 0.00 | 8.10K |
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