BARRETO RODNEY enters PROGRESSIVE CARE INC. with 12.78M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 9/19/2022ACC: 0001493152-22-026225
12.78M
Baseline shares
29% direct
3.65M
Direct ownership
1 position
684.94M
Derivative underlying
4 instruments
2
Security positions
9.13M indirect
Non-Derivative Holdings2
Common Stock, par value $0.0001 per share
DirectShares owned3.65M
Common Stock, par value $0.0001 per share
IndirectShares owned9.13M
Total
3.65M direct·9.13M indirect12.78M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock, par value $0.0001 per share | 3.65M | Direct |
| Common Stock, par value $0.0001 per share | 9.13M | Indirect |
| Total | 12.78M | 3.65M direct·9.13M indirect |
Derivative Holdings4
Series B Convertible Preferred Stock
IndirectUnderlying security
Common Stock, par value $0.0001 per share
Underlying shares
300M
Shares owned
N/A
Exercise price
0.02
Expiration
—
Exercise window
—
Convertible Note
IndirectUnderlying security
Common Stock, par value $0.0001 per share
Underlying shares
60.67M
Shares owned
N/A
Exercise price
0.02
Expiration
—
Exercise window
—
Series B Warrants
IndirectUnderlying security
Common Stock, par value $0.0001 per share
Underlying shares
300M
Shares owned
N/A
Exercise price
0.02
Expiration
—
Exercise window
—
Convertible Note
DirectUnderlying security
Common Stock, par value $0.0001 per share
Underlying shares
24.27M
Shares owned
N/A
Exercise price
0.02
Expiration
—
Exercise window
—
Total
Underlying
684.94M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Series B Convertible Preferred Stock Indirect | Common Stock, par value $0.0001 per share | 0.02 | — | — | 300M | N/A |
| Convertible Note Indirect | Common Stock, par value $0.0001 per share | 0.02 | — | — | 60.67M | N/A |
| Series B Warrants Indirect | Common Stock, par value $0.0001 per share | 0.02 | — | — | 300M | N/A |
| Convertible Note Direct | Common Stock, par value $0.0001 per share | 0.02 | — | — | 24.27M | N/A |
| Total | 684.94M | 0.00 | ||||